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Preliminary Proxy Statement | ||
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x | Definitive Proxy Statement | |
¨ | Definitive Additional Materials | |
¨ | Soliciting Material |
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A. | You are receiving these proxy |
Q. | Why am I being asked to vote? |
A. |
Q. |
A. | Each of the nominees either currently serves as a Guggenheim Trustee or a Rydex Trustee. The |
Q. | Why has the Rydex Board approved the Proposal |
A. | Guggenheim Investments recommended that the |
Q. | Who is asking for my vote? |
A. | Your vote is being solicited by and on behalf of the |
Q. | How does the Rydex Board recommend that I vote? |
A. | After careful consideration, the Rydex Board unanimously recommends that shareholders vote “FOR” the Proposal (the election of each nominee). Please see the section entitled “Summary of the Reasons for the |
Q. | Why am I receiving the information about the Funds I do not own? |
A. | The Proposal is similar for each Trust and series thereof (each, a Fund), and management of the Funds has concluded that it is cost-effective to hold the Meeting concurrently for all of the Funds and Trusts. |
Q. | What vote is required to approve the |
A. |
A. | Yes! Your vote is needed to ensure that the |
Q. | If I am a small investor, why should I bother to vote? |
A. | You should vote because every vote is |
Q. | How do I place my vote? |
A. | Voting is quick and easy. Everything you need is enclosed. You may |
Q. | Whom do I call if I have questions? |
A. | We will be happy to answer your questions about this proxy solicitation. If you have questions regarding the Meeting or the Proposal please call |
Rydex Domestic Equity – Broad Market Funds | Sector Funds (continued) |
Inverse Mid-Cap Strategy Fund | Leisure Fund |
Inverse NASDAQ-100® Strategy Fund | Precious Metals Fund |
Inverse Russell 2000® Strategy Fund | Retailing Fund |
Inverse S&P 500® Strategy Fund | Technology Fund |
Monthly Rebalance NASDAQ-100® 2x Strategy Fund | Telecommunications Fund |
Mid-Cap 1.5x Strategy Fund | Transportation Fund |
Nova Fund | Utilities Fund |
NASDAQ-100® Fund | Rydex International Equity Funds |
Russell 2000® Fund | Europe 1.25x Strategy Fund |
Russell 2000® 1.5x Strategy Fund | Japan 2x Strategy Fund |
S&P 500® Fund | Emerging Markets 2x Strategy Fund |
Dow Jones Industrial Average® Fund | Inverse Emerging Markets 2x Strategy Fund |
Rydex Domestic Equity – Pure Style Funds | Rydex Specialty Funds |
S&P 500® Pure Growth Fund | Commodities Strategy Fund |
S&P 500® Pure Value Fund | Strengthening Dollar 2x Strategy Fund |
S&P MidCap 400® Pure Growth Fund | Weakening Dollar 2x Strategy Fund |
S&P MidCap 400® Pure Value Fund | Real Estate Fund |
S&P SmallCap 600® Pure Growth Fund | Rydex Fixed Income Funds |
S&P SmallCap 600® Pure Value Fund | Government Long Bond 1.2x Strategy Fund |
Rydex Sector Funds | Inverse Government Long Bond Strategy Fund |
Banking Fund | High Yield Strategy Fund |
Basic Materials Fund | Inverse High Yield Strategy Fund |
Biotechnology Fund | Emerging Markets Bond Strategy Fund |
Consumer Products Fund | Guggenheim Alternative Funds |
Electronics Fund | Long Short Equity Fund |
Energy Fund | Multi-Hedge Strategies Fund |
Energy Services Fund | Managed Futures Strategy Fund |
Financial Services Fund | Rydex Money Market Fund |
Health Care Fund | U.S. Government Money Market Fund |
Internet Fund |
S&P 500® 2x Strategy Fund | Dow 2x Strategy Fund |
Inverse S&P 500® 2x Strategy Fund | Inverse Dow 2x Strategy Fund |
NASDAQ-100® 2x Strategy Fund | Russell 2000® 2x Strategy Fund |
Inverse NASDAQ-100® 2x Strategy Fund | Inverse Russell 2000® 2x Strategy Fund |
Rydex Domestic Equity – Broad Market Funds | Rydex Sector Funds (continued) |
Dow 2x Strategy Fund | Health Care Fund |
NASDAQ-100® 2x Strategy Fund | Internet Fund |
Russell 2000® 2x Strategy Fund | Leisure Fund |
S&P 500® 2x Strategy Fund | Precious Metals Fund |
Inverse Dow 2x Strategy Fund | Retailing Fund |
Inverse Mid-Cap Strategy Fund | Technology Fund |
Inverse NASDAQ-100® Strategy Fund | Telecommunications Fund |
Inverse Russell 2000® Strategy Fund | Transportation Fund |
Inverse S&P 500® Strategy Fund | Utilities Fund |
Mid-Cap 1.5x Strategy Fund | Rydex International Equity Funds |
Nova Fund | Europe 1.25x Strategy Fund |
NASDAQ-100® Fund | Japan 2x Strategy Fund |
Russell 2000® 1.5x Strategy Fund | Rydex Specialty Funds |
S&P 500® Pure Growth Fund | Commodities Strategy Fund |
S&P 500® Pure Value Fund | Strengthening Dollar 2x Strategy Fund |
S&P MidCap 400® Pure Growth Fund | Weakening Dollar 2x Strategy Fund |
S&P MidCap 400® Pure Value Fund | Real Estate Fund |
S&P SmallCap 600® Pure Growth Fund | Rydex Fixed Income Funds |
S&P SmallCap 600® Pure Value Fund | Government Long Bond 1.2x Strategy Fund |
Rydex Sector Funds | Inverse Government Long Bond Strategy Fund |
Banking Fund | High Yield Strategy Fund |
Basic Materials Fund | Guggenheim Alternative Funds |
Biotechnology Fund | Long Short Equity Fund |
Consumer Products Fund | Global Managed Futures Strategy Fund |
Electronics Fund | Multi-Hedge Strategies Fund |
Energy Fund | Rydex Money Market Fund |
Energy Services Fund | U.S. Government Money Market Fund |
Financial Services Fund |
1 | |||||
PROPOSAL ONE – ELECTION OF TEN NOMINEES TO THE RYDEX BOARD | 2 | ||||
Explanation of the Board Alignment and Consolidation | 3 | ||||
Summary of the Reasons for the Board Alignment and Consolidation | 3 | ||||
Information Regarding the Nominees and Current Trustees | 5 | ||||
Additional Information About the Rydex Board and the Nominees | 10 | ||||
Board Meetings | 10 | ||||
Board Leadership Structure | 10 | ||||
Board Committees | 10 | ||||
Board Consideration of Each Nominee's Qualifications, Experience, Attributes and Skills | 11 | ||||
Ownership of Securities | 14 | ||||
Compensation | 15 | ||||
Additional Information About the Officers of the Trusts | 15 | ||||
Board's Role in Risk Oversight | 15 | ||||
Role of Diversity in Considering Board Candidates | 17 | ||||
Information About the Trusts' Registered Public Accounting Firm | 17 | ||||
Required Vote | 17 | ||||
Rydex Board's Recommendation | 17 | ||||
OTHER BUSINESS | 18 | ||||
ADDITIONAL INFORMATION | 18 | ||||
Shareholder Communications | 18 | ||||
Investment Adviser | 18 | ||||
Administrator, Transfer Agent and Distributor | 18 | ||||
Voting Information | 18 | ||||
Shareholder Proposals | 20 | ||||
APPENDIX A - GOVERNANCE AND NOMINATING COMMITTEE CHARTER | A-1 | ||||
APPENDIX B - NOMINEES, TRUSTEES AND MANAGEMENT OWNERSHIP | B-1 | ||||
APPENDIX C - OFFICERS OF THE TRUSTS | C-1 | ||||
APPENDIX D - INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM AND RELATED FEES | D-1 | ||||
APPENDIX E - OUTSTANDING SHARES | E-1 | ||||
APPENDIX F - BENEFICIAL OWNERS OF MORE THAN 5% OF A CLASS OF EACH FUND | F-1 |
Nominees – Current Trustees of the Trusts |
• Angela Brock-Kyle |
• Thomas F. Lydon, Jr. |
• Sandra G. Sponem |
Nominees – Not Current Trustees of the Trusts |
• Randall C. Barnes |
• Donald A. Chubb, Jr. |
• Jerry B. Farley |
• Roman Friedrich III |
• Ronald A. Nyberg |
• Ronald E. Toupin, Jr. |
• Amy J. Lee |
Name, Address1 and Year of Birth of Nominees | Position(s) Held with the Trusts | Term of Office and Length of Time Served2 | Principal Occupation(s) During Past 5 Years | Number of Portfolios in the Guggenheim Family of Funds Overseen by Nominee | Other Directorships Held by Nominees During Past 5 Years3 |
Independent Trustees | |||||
Randall C. Barnes (1951) | None (Nominee) | N/A | Current: Private Investor (2001-present). Former: Senior Vice President and Treasurer, PepsiCo, Inc. (1993-1997); President, Pizza Hut International (1991-1993); Senior Vice President, Strategic Planning and New Business Development, PepsiCo, Inc. (1987-1990). | 49 | Current: Trustee, Purpose Investments Funds (2013-present). Former: Managed Duration Investment Grade Municipal Fund (2003-2016). |
Angela Brock-Kyle (1959) | Trustee | Since 2016 (Rydex Series Funds; Rydex Dynamic Funds; and Rydex Variable Trust) | Current: Founder and Chief Executive Officer, B.O.A.R.D.S (consulting firm). Former: Senior Leader, TIAA (financial services firm) (1987-2012). | 109 | None. |
Name, Address1 and Year of Birth of Nominees | Position(s) Held with the Trusts | Term of Office and Length of Time Served2 | Principal Occupation(s) During Past 5 Years | Number of Portfolios in the Guggenheim Family of Funds Overseen by Nominee | Other Directorships Held by Nominees During Past 5 Years3 |
Donald A. Chubb, Jr. (1946) | None (Nominee) | N/A | Current: Retired. Former: Business broker and manager of commercial real estate, Griffith & Blair, Inc. (1997-2017). | 48 | Former: Midland Care, Inc. (2011-2016). |
Jerry B. Farley (1946) | None (Nominee) | N/A | Current: President, Washburn University (1997-present). | 48 | Current: CoreFirst Bank & Trust (2000-present). Former: Westar Energy, Inc. (2004-2018). |
Roman Friedrich III (1946) | None (Nominee) | N/A | Current: Founder and Managing Partner, Roman Friedrich & Company (1998-present). | 48 | Former: Zincore Metals, Inc. (2009-January 2019). |
Thomas F. Lydon, Jr. (1960) | Trustee and Chairperson of the Governance and Nominating Committee | Since 2005 (Trustee, Rydex Series Funds; Rydex Dynamic Funds; and Rydex Variable Trust) Since 2017 (Chairperson of the Governance and Nominating Committee, Rydex Series Funds; Rydex Dynamic Funds; and Rydex Variable Trust) | Current: President, Global Trends Investments (registered investment adviser) (1996-present). | 109 | Current: Board of Directors of US Global Investors (GROW) (1995-present) and Board of Trustees Harvest Volatility Edge Trust (3) (2017-present). |
Name, Address1 and Year of Birth of Nominees | Position(s) Held with the Trusts | Term of Office and Length of Time Served2 | Principal Occupation(s) During Past 5 Years | Number of Portfolios in the Guggenheim Family of Funds Overseen by Nominee | Other Directorships Held by Nominees During Past 5 Years3 |
Ronald A. Nyberg (1953) | None (Nominee) | N/A | Current: Partner, Momkus LLC (2016-present). Former: Partner, Nyberg & Cassioppi, LLC (2000-2016); Executive Vice President, General Counsel, and Corporate Secretary, Van Kampen Investments (1982-1999). | 49 | Current: PPM Funds (9) (2018-present); Edward-Elmhurst Healthcare System (2012-present); Western Asset Inflation-Linked Income Fund (2003-present); Western Asset Inflation-Linked Opportunities & Income Fund (2004-present). Former: Managed Duration Investment Grade Municipal Fund (2003-2016). |
Sandra G. Sponem (1958) | Trustee and Chairperson of the Board | Since 2016 (Trustee, Rydex Series Funds; Rydex Dynamic Funds; and Rydex Variable Trust) Since 2019 (Chairperson of the Board, Rydex Series Funds; Rydex Dynamic Funds; and Rydex Variable Trust) | Retired. Former: Senior Vice President and Chief Financial Officer, M.A. Mortenson Companies, Inc. (construction and real estate development company) (2007-2017). | 109 | Current: Boards of Trustees of SPDR Series Trust (78) (2018-present); SPDR Index Shares Funds (31) (2018-present); SSGA Active Trust (12) (2018-present); and SSGA Master Trust (1) (2018-present). |
Name, Address1 and Year of Birth of Nominees | Position(s) Held with the Trusts | Term of Office and Length of Time Served2 | Principal Occupation(s) During Past 5 Years | Number of Portfolios in the Guggenheim Family of Funds Overseen by Nominee | Other Directorships Held by Nominees During Past 5 Years3 |
Ronald E. Toupin, Jr. (1958) | None (Nominee) | N/A | Current: Portfolio Consultant (2010-present); Member, Governing Council, Independent Directors Council (2013-present); Governor, Board of Governors, Investment Company Institute (2018-present). Former: Member, Executive Committee, Independent Directors Council (2016-2018); Vice President, Manager and Portfolio Manager, Nuveen Asset Management (1998-1999); Vice President, Nuveen Investment Advisory Corp. (1992-1999); Vice President and Manager, Nuveen Unit Investment Trusts (1991-1999); and Assistant Vice President and Portfolio Manager, Nuveen Unit Investment Trusts (1988-1999), each of John Nuveen & Co., Inc. (1982-1999). | 48 | Current: Western Asset Inflation-Linked Income Fund (2003-present); Western Asset Inflation-Linked Opportunities & Income Fund (2004-present). Former: Managed Duration Investment Grade Municipal Fund (2003-2016). |
Name, Address1 and Year of Birth of Nominees | Position(s) Held with the Trusts | Term of Office and Length of Time Served2 | Principal Occupation(s) During Past 5 Years | Number of Portfolios in the Guggenheim Family of Funds Overseen by Nominee | Other Directorships Held by Nominees During Past 5 Years3 |
Interested Trustee | |||||
Amy J. Lee (1961) | President | Since 2017 (Rydex Series Funds; Rydex Dynamic Funds; and Rydex Variable Trust) | Current: Interested Trustee, certain other funds in the Fund Complex (2018-present); President, certain other funds in the Fund Complex (2017-present); Chief Legal Officer, certain other funds in the Fund Complex (2014-present); Vice President, certain other funds in the Fund Complex (2007-present); Senior Managing Director, Guggenheim Investments (2012-present). Former: Vice President, Associate General Counsel and Assistant Secretary, Security Benefit Life Insurance Company and Security Benefit Corporation (2004-2012). | 48 | None. |
1. | The business address of each Trustee (and Nominee) is c/o Guggenheim Investments, 702 King Farm Boulevard, Suite 200, Rockville, Maryland 20850. |
2. | Each Trustee serves (and Nominee would serve) during the lifetime of the Trusts or until he or she dies, resigns, has reached the mandatory retirement age, is declared incompetent by a court of appropriate jurisdiction, is removed, or until his or her successors are duly elected and qualified. Time served may include time served in the respective position for the predecessor entities. |
3. | Messrs. Barnes, Chubb, Farley, Friedrich, Nyberg and Toupin and Ms. Lee also serve on the boards of trustees of Guggenheim Funds Trust, Transparent Value Trust, Guggenheim Variable Funds Trust, Guggenheim Strategy Funds Trust, Fiduciary/Claymore Energy Infrastructure Fund, Guggenheim Taxable Municipal Managed Duration Trust, Guggenheim Strategic Opportunities Fund, Guggenheim Enhanced Equity Income Fund, Guggenheim Energy & Income Fund and Guggenheim Credit Allocation Fund. |
Name | Fund | Dollar Range of Equity Securities in the Funds | Aggregate Dollar Range of Equity Securities in all Funds Overseen by Trustee in the Guggenheim Family of Funds |
Randall C. Barnes | None | None | Over $100,000 |
Angela Brock-Kyle | None | None | None |
Donald A. Chubb, Jr. | U.S. Government Money Market Fund (a series of Rydex Series Funds) | $1-$10,000 | Over $100,000 |
Jerry B. Farley | Biotechnology Fund (a series of Rydex Series Funds) | Over $100,000 | Over $100,000 |
Consumer Products Fund (a series of Rydex Series Funds) | $10,001 - $50,000 | ||
Energy Fund (a series of Rydex Series Funds) | $10,001 - $50,000 | ||
NASDAQ-100® Fund (a series of Rydex Series Funds) | $50,001 - $100,000 | ||
NASDAQ-100® 2x Strategy Fund (a series of Rydex Dynamic Funds) | $10,001 - $50,000 | ||
Roman Friedrich III | None | None | Over $100,000 |
Thomas F. Lydon, Jr. | None | None | None |
Ronald A. Nyberg | None | None | Over $100,000 |
Sandra G. Sponem | None | None | None |
Ronald E. Toupin, Jr. | None | None | Over $100,000 |
Amy J. Lee | S&P 500® Fund (a series of Rydex Series Funds) | Over $100,000 | Over $100,000 |
Name of Independent Trustee | Aggregate Compen-sation from Rydex Series Funds for the Fiscal Year Ended March 31, 2019 | Aggregate Compen-sation from Rydex Series Funds for the Fiscal Year Ended December 31, 2018 | Aggregate Compen-sation from Rydex Dynamic Funds for the Fiscal Year Ended March 31, 2019 | Aggregate Compensation from Rydex Variable Trust for the Fiscal Year Ended December 31, 2018 | Aggregate Compen-sation from the Fund Complex for the Fiscal Year Ended December 31, 2018* | Aggregate Compen-sation from the Fund Complex for the Fiscal Year Ended March 31, 2019* |
Angela Brock-Kyle | $181,700 | $151,600 | $29,100 | $27,700 | $261,000 | $249,500 |
Thomas F. Lydon, Jr. | $182,850 | $151,600 | $29,400 | $27,700 | $261,000 | $249,250 |
Sandra G. Sponem | $191,600 | $151,600 | $30,800 | $27,700 | $261,000 | $263,000 |
* | Represents total compensation for service as a Trustee of Rydex Series Funds, Rydex Dynamic Funds, Rydex Variable Trust and Rydex ETF Trust. |
b. | Committees of the Board |
c. | Term Limits and |
d. | Trustee Compensation and |
g. | Independent Legal Counsel |
h. | Self-assessment of the |
i. | Other Governance Matters |
a. | Meetings |
b. | Board Meeting Process |
a. | Meetings |
iii. | The Committee may invite members of the Board, management, counsel to the Independent Trustees, Fund counsel, advisers, sub-advisers and others to attend its meetings as it deems appropriate. |
iv. | A majority of the members of the Committee shall |
b. | Reports to the |
c. | Committee Charter |
d. | Resources |
Fund | Title of Class | Percentage of Class |
Long Short Equity Fund (a series of Rydex Series Funds) | Institutional Class | 1.99% |
Managed Futures Strategy Fund (a series of Rydex Series Funds) | Institutional Class | 3.37% |
Name, Address1 and Year of Birth of Officers | Position(s) Held with the Trusts | Term of Office and Length of Time Served2 | Principal Occupation(s) During the Past 5 Years | |
(1961) | President | Since 2017 (Rydex Series Funds, Rydex Dynamic Funds and Rydex Variable Trust) | Current: Interested Trustee, certain other funds in the Fund Complex (2018-present); Chief Legal Officer, certain other funds in the Fund Complex (2014-present); Senior Managing Director, Guggenheim Investments (2012-present); and Vice President, certain other funds in the Fund Complex (2007-present). Former: Interested Trustee, certain other funds in the Fund Complex (2018-February 2019); President and Chief Executive Officer, certain other funds in the Fund Complex (2017-2018); and Vice President, Associate General Counsel and Assistant Secretary, Security Benefit Life Insurance Company and Security Benefit Corporation (2004-2012). | |
(1970) | Vice President | Current: Senior Vice President, Security Investors, LLC (2010-present); Senior Managing Director, Guggenheim Investments (2010-present); and Vice President, certain other funds in the Fund Complex (2010-present). Former: Manager, Guggenheim Specialized Products, LLC (2005-2018); and Director (2008-2010), Chief Investment Officer (2006-2010), President (2004-2010) and Secretary (2002-2010), Rydex Advisors, LLC and Rydex Advisors II, LLC. | ||
William Rehder (1967) | Assistant Vice President | Current: Managing Director, Guggenheim Investments (2002-present). | ||
Mark E. Mathiasen (1978) | Secretary | Since 2017 (Rydex Series Funds, Rydex Dynamic Funds and Rydex Variable Trust) | Current: Secretary, certain other funds in the Fund Complex (2007-present); and Managing Director, Guggenheim Investments (2007-present). |
Name, Address1 and Year of Birth of Officers | Position(s) Held with the Trusts | Term of Office and Length of Time Served2 | Principal Occupation(s) During the Past 5 Years | ||
(1984) | Assistant Secretary | Since 2018 (Rydex Series Funds, Rydex Dynamic Funds and Rydex Variable Trust) | Current: Assistant Secretary, certain other funds in the Fund Complex (2014-present); and Director, Guggenheim Investments (2012-present). | ||
Elisabeth Miller (1968) | Chief Compliance Officer | Since 2012 (Rydex Series Funds, Rydex Dynamic Funds and Rydex Variable Trust) | Current: Chief Compliance Officer, certain other funds in the Fund Complex (2012-present); Senior Managing Director, Guggenheim Investments (2014-present); and Vice President, Guggenheim Funds Distributors, LLC (2014-present). Former: Chief Compliance Officer, Security Investors, LLC and Guggenheim Funds Investment Advisors, LLC (2012- 2018); Chief Compliance Officer (2009-2014) and Senior Manager (2004-2014), Guggenheim Distributors, LLC; and Senior Manager, Security Investors, LLC (2004- 2014). | ||
Margaux M. Misantone (1978) | AML Chief Compliance Officer | Since 2017 (Rydex Series Funds, Rydex Dynamic Funds and Rydex Variable Trust) | Current: Chief Compliance Officer, Security Investors, LLC and Guggenheim Funds Investment Advisors, LLC (2018-present); AML Officer, certain other funds in the Fund Complex (2017-present); and Managing Director, Guggenheim Investments (2013-present). Former: Assistant Chief Compliance Officer, Security Investors, LLC and Guggenheim Funds Investment Advisors, LLC (2015-2018). | ||
(1955) | Chief Financial Officer and Treasurer | Since 2016 (Rydex Series Funds, Rydex Dynamic Funds and Rydex Variable Trust) | |||
Current: CFO, Chief Accounting Officer and Treasurer, certain other funds in the Fund Complex (2010-present); Senior Managing Director, Guggenheim Investments (2010-present). Former: Managing Director and Chief Compliance Officer, each of the funds in the Van Kampen Investments fund complex (2004-2010); Managing Director and Head of Fund Accounting and Administration, Morgan Stanley Investment Management (2002-2004); and CFO and Treasurer, Van Kampen Funds (1996-2004). |
Name, Address1 and Year of Birth of Officers | Position(s) Held with the Trusts | Term of Office and Length of Time Served2 | Principal Occupation(s) During the Past 5 Years | ||||
James Howley (1972) | Assistant Treasurer | Since 2016 (Rydex Series Funds, Rydex Dynamic Funds and Rydex Variable Trust) | Current: Managing Director, Guggenheim Investments (2004-present); and Assistant Treasurer, certain other funds in the Fund Complex (2006-present). Former: Manager, Mutual Fund Administration of Van Kampen Investments, Inc. (1996-2004). | ||||
(1969) | Assistant Treasurer | Since 2016 (Rydex Series Funds, Rydex Dynamic Funds and Rydex Variable Trust) | Current: Vice President, Guggenheim Investments (2009-present); and Assistant Treasurer, certain other funds in the Fund complex (2016-present). | Former: Tax Compliance Manager, Ernst & Young LLP (1996-2009). | |||
(1979) | Assistant Treasurer | Since 2016 (Rydex Series Funds, Rydex Dynamic Funds and Rydex Variable Trust) | Current: Vice President, Guggenheim Investments (2015-present); and Assistant Treasurer, certain other funds in the Fund Complex (2015-present). | Former: Assistant Vice President and Fund Administration Director, State Street Corporation (2013-2015); Fund Administration Assistant Director, State Street (2011-2013); and Fund Administration Manager, State Street (2009-2011). | |||
Kimberly Scott (1974) | Assistant Treasurer | ||||||
Since 2016 (Rydex Series Funds, Rydex Dynamic Funds and Rydex Variable Trust) | Current: Director, Guggenheim Investments (2012-present); and Assistant Treasurer, certain other funds in the Fund Complex (2012-present). Former: Financial Reporting Manager, Invesco, Ltd. (2010-2011); Vice President/Assistant Treasurer, Mutual Fund Administration of Van Kampen Investments, Inc./Morgan Stanley Investment Management (2009-2010); and Manager of Mutual Fund Administration, Van Kampen Investments, Inc./Morgan Stanley Investment Management (2005-2009). |
Name, Address1 and Year of Birth of Officers | Position(s) Held with the Trusts | Term of Office and Length of Time Served2 | Principal Occupation(s) During the Past 5 Years |
Jon Szafran (1989) | Assistant Treasurer | Since 2017 (Rydex Series Funds, Rydex Dynamic Funds and Rydex Variable Trust) | Current: Vice President, Guggenheim Investments (2017-present); and Assistant Treasurer, certain other funds in the Fund Complex (2017-present). Former: Assistant Treasurer of Henderson Global Funds and Manager of US Fund Administration, Henderson Global Investors (North America) Inc. (“HGINA”), (2017); Senior Analyst of US Fund Administration, HGINA (2014-2017); Senior Associate of Fund Administration, Cortland Capital Market Services, LLC (2013-2014); and Experienced Associate, PricewaterhouseCoopers LLP (2012-2013). |
1. | The business address of each officer is c/o Guggenheim Investments, 702 King Farm Boulevard, Suite 200, Rockville, Maryland 20850. |
2. | Each officer serves an indefinite term, until his or her successor is duly elected and qualified. Time served may include time served in the respective position for any predecessor entities. |
RYDEX | RYDEX | RYDEX | |||||
12/31/18: $91,976 | |||||||
03/31/18: $867,833 12/31/17: $84,967 | 12/31/17: $867,833 | ||||||
Audit-Related Fees | 03/31/19: $0 12/31/18: 0 | 03/31/19: $0 | 12/31/18: $0 | ||||
03/31/18: $0 12/31/17: $0 | 03/31/18: $0 | 12/31/17: $0 | |||||
Tax Fees | 03/31/19: $455,018 12/31/18: $35,463 | 03/31/19: $74,464 | 12/31/18: $304,132 | ||||
03/31/18: $453,793 12/31/17: $38,374 | 03/31/18: $65,483 | 12/31/17: $277,916 | |||||
All Other | 03/31/19: $0 12/31/18: $0 | 03/31/19: $0 | 12/31/18: $0 | ||||
03/31/18: $0 12/31/17: $0 | 03/31/18: $0 | 12/31/17: $0 | |||||
Aggregate Non-Audit Fees | 03/31/19: $455,018 12/31/18: $35,463 | 03/31/19: $74,464 | 12/31/18: $304,132 | ||||
03/31/18: $453,793 12/31/17: $38,374 | 03/31/18: $65,483 | 12/31/17: $277,916 |
Fund | Class | Shares Outstanding | Total Shares Outstanding for the Fund |
Rydex Series Funds | |||
Banking Fund | Class A | 60,856 | 220,496 |
Class C | 19,485 | ||
Class H | 5,597 | ||
Investor Class | 134,558 | ||
Basic Materials Fund | Class A | 124,398 | 646,325 |
Class C | 51,961 | ||
Class H | 42,736 | ||
Investor Class | 427,229 | ||
Biotechnology Fund | Class A | 272,696 | 2,440,582 |
Class C | 182,342 | ||
Class H | 152,916 | ||
Investor Class | 1,832,628 | ||
Commodities Strategy Fund | Class A | 13,222 | 80,511 |
Class C | 1,497 | ||
Class H | 65,792 | ||
Consumer Products Fund | Class A | 226,471 | 2,694,738 |
Class C | 272,454 | ||
Class H | 180,858 | ||
Investor Class | 2,014,955 | ||
Dow Jones Industrial Average Fund | Class A | 84,662 | 420,035 |
Class C | 29,091 | ||
Class H | 306,282 | ||
Electronics Fund | Class A | 31,822 | 411,748 |
Class C | 23,267 | ||
Class H | 20,635 | ||
Investor Class | 336,024 | ||
Emerging Markets 2x Strategy Fund | Class A | 19,634 | 69,308 |
Class C | 4,880 | ||
Class H | 44,795 | ||
Emerging Markets Bond Strategy Fund | Class A | 2,561 | 112,854 |
Class C | 2,620 | ||
Class H | 107,673 | ||
Energy Fund | Class A | 42,495 | 285,279 |
Class C | 24,395 | ||
Class H | 13,669 | ||
Investor Class | 204,721 |
Fund | Class | Shares Outstanding | Total Shares Outstanding for the Fund |
Energy Services Fund | Class A | 46,524 | 444,626 |
Class C | 46,643 | ||
Class H | 54,537 | ||
Investor Class | 296,921 | ||
Europe 1.25x Strategy Fund | Class A | 1,585 | 124,305 |
Class C | 288 | ||
Class H | 122,432 | ||
Financial Services Fund | Class A | 113,394 | 407,567 |
Class C | 15,338 | ||
Class H | 93,366 | ||
Investor Class | 185,470 | ||
Government Long Bond 1.2x Strategy Fund | Class A | 189,073 | 3,837,969 |
Class C | 22,546 | ||
Class H | 1,535,059 | ||
Investor Class | 2,091,292 | ||
Health Care Fund | Class A | 313,259 | 1,405,297 |
Class C | 152,149 | ||
Class H | 79,924 | ||
Investor Class | 859,965 | ||
High Yield Strategy Fund | Class A | 185,405 | 2,625,735 |
Class C | 60,634 | ||
Class H | 2,379,695 | ||
Internet Fund | Class A | 17,604 | 410,310 |
Class C | 27,755 | ||
Class H | 7,667 | ||
Investor Class | 357,284 | ||
Inverse Emerging Markets 2x Strategy Fund | Class A | 236 | 17,570 |
Class C | 83 | ||
Class H | 17,250 | ||
Inverse Government Long Bond Strategy Fund | Class A | 292,869 | 2,009,005 |
Class C | 184,589 | ||
Class H | 104,793 | ||
Investor Class | 1,426,753 | ||
Inverse High Yield Strategy Fund | Class A | 133,074 | 177,964 |
Class C | 7,319 | ||
Class H | 37,571 | ||
Inverse Mid-Cap Strategy Fund | Class A | 5,581 | 41,558 |
Class C | 1 | ||
Class H | 35,976 | ||
Inverse NASDAQ-100® Strategy Fund | Class A | 6,497 | 238,084 |
Class C | 3,643 | ||
Class H | 28,289 | ||
Investor Class | 199,655 |
Fund | Class | Shares Outstanding | Total Shares Outstanding for the Fund |
Inverse Russell 2000® Strategy Fund | Class A | 15,278 | 359,545 |
Class C | 24,492 | ||
Class H | 319,774 | ||
Inverse S&P 500® Strategy Fund | Class A | 371,135 | 1,297,686 |
Class C | 42,390 | ||
Class H | 125,590 | ||
Investor Class | 758,571 | ||
Japan 2x Strategy Fund | Class A | 1,677 | 12,803 |
Class C | 268 | ||
Class H | 10,858 | ||
Leisure Fund | Class A | 15,846 | 152,615 |
Class C | 10,471 | ||
Class H | 31,569 | ||
Investor Class | 94,730 | ||
Long Short Equity Fund | Class A | 579,583 | 1,315,492 |
Class C | 69,083 | ||
Class P | 547,346 | ||
Institutional Class | 119,480 | ||
Managed Futures Strategy Fund | Class A | 400,693 | 1,635,688 |
Class C | 139,524 | ||
Class P | 697,569 | ||
Institutional Class | 397,902 | ||
Mid-Cap 1.5x Strategy Fund | Class A | 27,055 | 166,553 |
Class C | 45,745 | ||
Class H | 93,753 | ||
Monthly Rebalance NASDAQ-100® 2x Strategy Fund | Class A | 21,173 | 1,031,553 |
Class C | 4,700 | ||
Class H | 1,005,680 | ||
Multi-Hedge Strategies Fund | Class A | 156,844 | 1,498,997 |
Class C | 74,649 | ||
Class P | 306,141 | ||
Institutional Class | 961,362 | ||
NASDAQ-100® Fund | Class A | 1,499,939 | 30,404,302 |
Class C | 2,680,937 | ||
Class H | 1,473,446 | ||
Investor Class | 24,749,980 | ||
Nova Fund | Class A | 473,716 | 3,799,485 |
Class C | 61,527 | ||
Class H | 537,437 | ||
Investor Class | 2,726,804 | ||
Precious Metals Fund | Class A | 550,199 | 2,360,359 |
Class C | 99,023 | ||
Class H | 233,325 | ||
Investor Class | 1,477,811 |
Fund | Class | Shares Outstanding | Total Shares Outstanding for the Fund |
Real Estate Fund | Class A | 18,851 | 433,084 |
Class C | 19,068 | ||
Class H | 395,165 | ||
Retailing Fund | Class A | 33,601 | 346,165 |
Class C | 13,742 | ||
Class H | 27,246 | ||
Investor Class | 271,576 | ||
Russell 2000® Fund | Class A | 29,987 | 124,144 |
Class C | 1,058 | ||
Class H | 93,098 | ||
Russell 2000® 1.5x Strategy Fund | Class A | 411,134 | 768,956 |
Class C | 72,539 | ||
Class H | 285,284 | ||
S&P 500® Fund | Class A | 386,763 | 2,759,413 |
Class C | 261,281 | ||
Class H | 2,111,370 | ||
S&P 500® Pure Growth Fund | Class A | 185,518 | 1,303,302 |
Class C | 169,694 | ||
Class H | 948,090 | ||
S&P 500® Pure Value Fund | Class A | 39,088 | 600,640 |
Class C | 32,963 | ||
Class H | 528,590 | ||
S&P MidCap 400® Pure Growth Fund | Class A | 208,630 | 1,151,953 |
Class C | 181,293 | ||
Class H | 762,030 | ||
S&P MidCap 400® Pure Value Fund | Class A | 20,223 | 207,474 |
Class C | 23,634 | ||
Class H | 163,618 | ||
S&P SmallCap 600® Pure Growth Fund | Class A | 38,067 | 160,974 |
Class C | 17,563 | ||
Class H | 105,344 | ||
S&P SmallCap 600® Pure Value Fund | Class A | 44,901 | 251,244 |
Class C | 24,754 | ||
Class H | 181,589 | ||
Strengthening Dollar 2x Strategy Fund | Class A | 30,732 | 131,235 |
Class C | 4,200 | ||
Class H | 96,303 | ||
Technology Fund | Class A | 64,584 | 796,784 |
Class C | 50,411 | ||
Class H | 60,466 | ||
Investor Class | 621,323 |
Fund | Class | Shares Outstanding | Total Shares Outstanding for the Fund |
Telecommunications Fund | Class A | 13,993 | 91,370 |
Class C | 4,381 | ||
Class H | 6,917 | ||
Investor Class | 66,078 | ||
Transportation Fund | Class A | 58,388 | 217,757 |
Class C | 32,989 | ||
Class H | 9,288 | ||
Investor Class | 117,091 | ||
Utilities Fund | Class A | 140,475 | 2,067,282 |
Class C | 180,216 | ||
Class H | 85,633 | ||
Investor Class | 1,660,958 | ||
Weakening Dollar 2x Strategy Fund | Class A | 4,529 | 48,520 |
Class C | 460 | ||
Class H | 43,532 | ||
U.S. Government Money Market Fund | Money Market Class | 437,181,521 | 437,181,521 |
Rydex Dynamic Funds | |||
Dow 2x Strategy Fund | Class A | 104,357 | 409,289 |
Class C | 23,460 | ||
Class H | 281,472 | ||
Inverse Dow 2x Strategy Fund | Class A | 147,128 | 654,800 |
Class C | 32,069 | ||
Class H | 475,603 | ||
Inverse NASDAQ-100® 2x Strategy Fund | Class A | 16,044 | 616,724 |
Class C | 5,137 | ||
Class H | 595,542 | ||
Inverse Russell 2000® 2x Strategy Fund | Class A | 208,300 | 353,404 |
Class C | 9,001 | ||
Class H | 136,103 | ||
Inverse S&P 500® 2x Strategy Fund | Class A | 41,069 | 578,134 |
Class C | 21,403 | ||
Class H | 515,662 | ||
NASDAQ-100® 2x Strategy Fund | Class A | 225,108 | 2,901,506 |
Class C | 88,667 | ||
Class H | 2,587,731 | ||
Russell 2000® 2x Strategy Fund | Class A | 22,220 | 233,338 |
Class C | 2,993 | ||
Class H | 208,125 | ||
S&P 500® 2x Strategy Fund | Class A | 114,028 | 1,176,213 |
Class C | 109,168 | ||
Class H | 953,017 | ||
Rydex Variable Trust | |||
Banking Fund | -- | 46,492 | 46,492 |
Fund | Class | Shares Outstanding | Total Shares Outstanding for the Fund |
Basic Materials Fund | -- | 90,802 | 90,802 |
Biotechnology Fund | -- | 242,021 | 242,021 |
Commodities Strategy Fund | -- | 38,576 | 38,576 |
Consumer Products Fund | -- | 288,065 | 288,065 |
Dow 2x Strategy Fund | -- | 117,144 | 117,144 |
Electronics Fund | -- | 84,192 | 84,192 |
Energy Fund | -- | 128,128 | 128,128 |
Energy Services Fund | -- | 86,076 | 86,076 |
Europe 1.25x Strategy Fund | -- | 55,261 | 55,261 |
Financial Services Fund | -- | 108,451 | 108,451 |
Global Managed Futures Strategy Fund | -- | 857,195 | 857,195 |
Government Long Bond 1.2x Strategy Fund | -- | 1,462,241 | 1,462,241 |
Health Care Fund | -- | 259,247 | 259,247 |
High Yield Strategy Fund | -- | 51,923 | 51,923 |
Internet Fund | -- | 85,746 | 85,746 |
Inverse Dow 2x Strategy Fund | -- | 25,064 | 25,064 |
Inverse Government Long Bond Strategy Fund | -- | 30,392 | 30,392 |
Inverse Mid-Cap Strategy Fund | -- | 5,025 | 5,025 |
Inverse NASDAQ-100® Strategy Fund | -- | 25,504 | 25,504 |
Inverse Russell 2000® Strategy Fund | -- | 19,373 | 19,373 |
Inverse S&P 500® Strategy Fund | -- | 42,183 | 42,183 |
Japan 2x Strategy Fund | -- | 21,159 | 21,159 |
Leisure Fund | -- | 43,607 | 43,607 |
Long Short Equity Fund | -- | 2,180,990 | 2,180,990 |
Mid-Cap 1.5x Strategy Fund | -- | 288,266 | 288,266 |
Multi-Hedge Strategies Fund | -- | 1,494,936 | 1,494,936 |
NASDAQ-100® Fund | -- | 1,703,641 | 1,703,641 |
Fund | Class | Shares Outstanding | Total Shares Outstanding for the Fund |
NASDAQ-100® 2x Strategy Fund | -- | 1,111,341 | 1,111,341 |
Nova Fund | -- | 299,914 | 299,914 |
Precious Metals Fund | -- | 702,980 | 702,980 |
Real Estate Fund | -- | 363,831 | 363,831 |
Retailing Fund | -- | 47,103 | 47,103 |
Russell 2000® 1.5x Strategy Fund | -- | 87,527 | 87,527 |
Russell 2000® 2x Strategy Fund | -- | 13,973 | 13,973 |
S&P 500® 2x Strategy Fund | -- | 157,596 | 157,596 |
S&P 500® Pure Growth Fund | -- | 824,105 | 824,105 |
S&P 500® Pure Value Fund | -- | 548,006 | 548,006 |
S&P MidCap 400® Pure Growth Fund | -- | 382,193 | 382,193 |
S&P MidCap 400® Pure Value Fund | -- | 226,060 | 226,060 |
S&P SmallCap 600® Pure Growth Fund | -- | 216,954 | 216,954 |
S&P SmallCap 600® Pure Value Fund | -- | 137,544 | 137,544 |
Strengthening Dollar 2x Strategy Fund | -- | 57,981 | 57,981 |
Technology Fund | -- | 195,554 | 195,554 |
Telecommunications Fund | -- | 48,434 | 48,434 |
Transportation Fund | -- | 46,896 | 46,896 |
Utilities Fund | -- | 702,958 | 702,958 |
Weakening Dollar 2x Strategy Fund | -- | 9,907 | 9,907 |
U.S. Government Money Market Fund | -- | 69,667,668 | 69,667,668 |
Fund | Share Class | Amount of Shares Owned | Percentage of the Class | Name and Address of Beneficial Owner |
Rydex Series Funds | ||||
Banking Fund | Class A | 20560.147 | 33.7506 | Special Custody Account For The Exclusive Benefit Of Customer Wells Fargo Clearing Services LLC 2801 Market Street Saint Louis, MO 63103 |
Banking Fund | Class A | 5924.035 | 9.7246 | RBC Capital Markets LLC Mutual Fund Omnibus Processing Omnibus Attn: Mutual Fund Ops Manager 60 South Sixth Street – P08 Minneapolis, MN 55402-4400 |
Banking Fund | Class A | 4555.225 | 7.4776 | LPL Financial 4707 Executive Drive San Diego, CA 92121-3091 |
Banking Fund | Class A | 8239.966 | 13.5263 | Pershing LLC 1 Pershing Plaza Jersey City, NJ 07399-0002 |
Banking Fund | Class A | 9379.513 | 15.397 | National Financial Services LLC 499 Washington Boulevard Jersey City, NJ 07310 |
Banking Fund | Class C | 4593.64 | 23.5807 | Pershing LLC P.O. Box 2052 Jersey City, NJ 07303-9998 |
Banking Fund | Class C | 2718.466 | 13.9548 | Schwab Special Custody Account – Reinvest for Benefit of Customers 211 Main Street San Francisco, CA 94105 |
Banking Fund | Class C | 3713.893 | 19.0647 | Special Custody Account For The Exclusive Benefit Of Customer Wells Fargo Clearing Services LLC 2801 Market Street Saint Louis, MO 63103 |
Banking Fund | Class C | 3284.101 | 16.8584 | RBC Capital Markets LLC Mutual Fund Omnibus Processing Omnibus Attn: Mutual Fund Ops Manager 60 South Sixth Street – P08 Minneapolis, MN 55402-4400 |
Banking Fund | Class C | 2411.116 | 12.3771 | LPL Financial 4707 Executive Drive San Diego, CA 92121-3091 |
Fund | Share Class | Amount of Shares Owned | Percentage of the Class | Name and Address of Beneficial Owner |
Banking Fund | Class H | 746.057 | 13.5613 | National Financial Services Corporation For Exclusive Benefit Of Our Customers Attn: Mutual Funds Department, 4th Floor 499 Washington Boulevard Jersey City, NJ 07310 |
Banking Fund | Class H | 1680.074 | 30.5392 | SEI 370 BWM/C/O 370 Reinvest Attn: Mutual Funds One Freedom Valley Drive Oaks, PA 19456 |
Banking Fund | Class H | 1904.76 | 34.6234 | TD Ameritrade Inc. For the Exclusive Benefit of Our Clients PO Box 2226 Omaha, NE 68103-2226 |
Banking Fund | Investor Class | 17911.476 | 43.8602 | Schwab Special Custody Account – Reinvest for Benefit of Customers 211 Main Street San Francisco, CA 94105 |
Banking Fund | Investor Class | 4514.388 | 11.0544 | National Financial Services Corporation For Exclusive Benefit Of Our Customers Attn: Mutual Funds Department, 4th Floor 499 Washington Boulevard Jersey City, NJ 07310 |
Banking Fund | Investor Class | 2217.05 | 5.4289 | Gilman D. Blake III (RIRA) [Address Intentionally Omitted for Privacy Purposes] |
Banking Fund | Investor Class | 5119.987 | 12.5374 | Special Custody Account For The Exclusive Benefit Of Customer Wells Fargo Clearing Services LLC 2801 Market Street Saint Louis, MO 63103 |
Basic Materials Fund | Class H | 7555.353 | 31.6434 | Nationwide Trust Company FSB/C/O IPO Portfolio Accounting P.O. Box 182029 Columbus, OH 43218-2029 |
Basic Materials Fund | Class H | 2080.951 | 8.7154 | National Financial Services Corporation For Exclusive Benefit Of Our Customers Attn: Mutual Funds Department, 4th Floor 499 Washington Boulevard Jersey City, NJ 07310 |
Basic Materials Fund | Class A | 9595.857 | 7.7147 | Schwab Special Custody Account – Reinvest for Benefit of Customers 211 Main Street San Francisco, CA 94105 |
Basic Materials Fund | Class A | 12980.745 | 10.4361 | Special Custody Account For The Exclusive Benefit Of Customer Wells Fargo Clearing Services LLC 2801 Market Street Saint Louis, MO 63103 |
Fund | Share Class | Amount of Shares Owned | Percentage of the Class | Name and Address of Beneficial Owner |
Basic Materials Fund | Class A | 20922.895 | 16.8213 | UBS Financial Services Inc. FBO/UBS WM USA Omni Account M/F 1000 Harbor Boulevard Weehawken, NJ 07806-6761 |
Basic Materials Fund | Class A | 23620.382 | 18.99 | Pershing LLC 1 Pershing Plaza Jersey City, NJ 07399-0002 |
Basic Materials Fund | Class C | 5785.146 | 11.1426 | NFS LLC FEBO/NFS/FMTC Rollover IRA FBO Paul O. Dodge, Jr. [Address Intentionally Omitted for Privacy Purposes] |
Basic Materials Fund | Class C | 10440.479 | 20.1091 | Donaldson Lufkin Jenrette/Securities Corporation Inc. P.O. Box 2052 Jersey City, NJ 07303-9998 |
Basic Materials Fund | Class C | 14136.903 | 27.2287 | Morgan Stanley Smith Barney LLC For The Exclusive Benefit Of Its Customers 1 New York Plaza, Floor 12 New York, NY 10004-1901 |
Basic Materials Fund | Class C | 6751.757 | 13.0044 | Special Custody Account For The Exclusive Benefit Of Customer Wells Fargo Clearing Services LLC 2801 Market Street Saint Louis, MO 63103 |
Basic Materials Fund | Class C | 6999.007 | 13.4806 | UBS Financial Services Inc. FBO/UBS WM USA Omni Account M/F 1000 Harbor Boulevard Weehawken, NJ 07806-6761 |
Basic Materials Fund | Class H | 9404.019 | 39.386 | TD Ameritrade Inc. For the Exclusive Benefit of Our Clients PO Box 2226 Omaha, NE 68103-2226 |
Basic Materials Fund | Class H | 1492.792 | 6.2521 | Mid Atlantic Trust Company FBO St. John Associates Inc. 401(k) Profit Sharing Plan & Trust 1251 Waterfront Place, Suite 525 Pittsburgh, PA 15222 |
Basic Materials Fund | Investor Class | 91510.106 | 21.4515 | Pershing LLC P.O. Box 2052 Jersey City, NJ 07303-9998 |
Basic Materials Fund | Investor Class | 128419.621 | 30.1037 | Schwab Special Custody Account – Reinvest for Benefit of Customers 211 Main Street San Francisco, CA 94105 |
Basic Materials Fund | Investor Class | 96325.923 | 22.5804 | National Financial Services Corporation For Exclusive Benefit Of Our Customers Attn: Mutual Funds Department, 4th Floor 499 Washington Boulevard Jersey City, NJ 07310 |
Fund | Share Class | Amount of Shares Owned | Percentage of the Class | Name and Address of Beneficial Owner |
Basic Materials Fund | Investor Class | 22975.334 | 5.3858 | Special Custody Account For The Exclusive Benefit Of Customer Wells Fargo Clearing Services LLC 2801 Market Street Saint Louis, MO 63103 |
Biotechnology Fund | Class A | 40972.985 | 14.9547 | NFS LLC FEBO/Mutual Funds Fractional Write Off Account Attn: Frank Adinolfi 200 Liberty Street New York, NY 10281 |
Biotechnology Fund | Class A | 15234.043 | 5.5602 | Schwab Special Custody Account – Reinvest for Benefit of Customers 211 Main Street San Francisco, CA 94105 |
Biotechnology Fund | Class A | 23901.979 | 8.7239 | Morgan Stanley Smith Barney LLC For The Exclusive Benefit Of Its Customers 1 New York Plaza, Floor 12 New York, NY 10004-1901 |
Biotechnology Fund | Class A | 24757.002 | 9.036 | Special Custody Account For The Exclusive Benefit Of Customer Wells Fargo Clearing Services LLC 2801 Market Street Saint Louis, MO 63103 |
Biotechnology Fund | Class A | 30359.855 | 11.081 | UBS Financial Services Inc. FBO/UBS WM USA Omni Account M/F 1000 Harbor Boulevard Weehawken, NJ 07806-6761 |
Biotechnology Fund | Class A | 22480.449 | 8.2051 | LPL Financial 4707 Executive Drive San Diego, CA 92121-3091 |
Biotechnology Fund | Class A | 42128.184 | 15.3763 | Pershing LLC 1 Pershing Plaza Jersey City, NJ 07399-0002 |
Biotechnology Fund | Class A | 14903.332 | 5.4395 | American Enterprise Investment Services, Inc. 707 2nd Avenue South Minneapolis, MN 55402 |
Biotechnology Fund | Class C | 35675.19 | 19.5305 | National Financial Services LLC 499 Washington Boulevard Jersey City, NJ 07310 |
Biotechnology Fund | Class C | 27389.467 | 14.9945 | Pershing LLC P.O. Box 2052 Jersey City, NJ 07303-9998 |
Biotechnology Fund | Class C | 13794.103 | 7.5516 | Morgan Stanley Smith Barney LLC For The Exclusive Benefit Of Its Customers 1 New York Plaza, Floor 12 New York, NY 10004-1901 |
Fund | Share Class | Amount of Shares Owned | Percentage of the Class | Name and Address of Beneficial Owner |
Biotechnology Fund | Class C | 28869.419 | 15.8047 | Special Custody Account For The Exclusive Benefit Of Customer Wells Fargo Clearing Services LLC 2801 Market Street Saint Louis, MO 63103 |
Biotechnology Fund | Class C | 20292.872 | 11.1094 | UBS Financial Services Inc. FBO/UBS WM USA Omni Account M/F 1000 Harbor Boulevard Weehawken, NJ 07806-6761 |
Biotechnology Fund | Class C | 18623.775 | 10.1956 | LPL Financial 4707 Executive Drive San Diego, CA 92121-3091 |
Biotechnology Fund | Class C | 9499.845 | 5.2007 | American Enterprise Investment Services, Inc. 707 2nd Avenue South Minneapolis, MN 55402 |
Biotechnology Fund | Class H | 22972.607 | 14.8441 | Nationwide Trust Company FSB/C/O IPO Portfolio Accounting P.O. Box 182029 Columbus, OH 43218-2029 |
Biotechnology Fund | Class H | 10052.922 | 6.4958 | Schwab Special Custody Account – Reinvest for Benefit of Customers 211 Main Street San Francisco, CA 94105 |
Biotechnology Fund | Class H | 32672.881 | 21.1121 | National Financial Services Corporation For Exclusive Benefit Of Our Customers Attn: Mutual Funds Department, 4th Floor 499 Washington Boulevard Jersey City, NJ 07310 |
Biotechnology Fund | Class H | 69103.575 | 44.6525 | TD Ameritrade Inc. For the Exclusive Benefit of Our Clients PO Box 2226 Omaha, NE 68103-2226 |
Biotechnology Fund | Investor Class | 106692.416 | 5.7778 | Pershing LLC P.O. Box 2052 Jersey City, NJ 07303-9998 |
Biotechnology Fund | Investor Class | 529460.968 | 28.6726 | Schwab Special Custody Account – Reinvest for Benefit of Customers 211 Main Street San Francisco, CA 94105 |
Biotechnology Fund | Investor Class | 697891.812 | 37.7938 | National Financial Services Corporation For Exclusive Benefit Of Our Customers Attn: Mutual Funds Department, 4th Floor 499 Washington Boulevard Jersey City, NJ 07310 |
Biotechnology Fund | Investor Class | 127494.143 | 6.9043 | TD Ameritrade Inc. For the Exclusive Benefit of Our Clients PO Box 2226 Omaha, NE 68103-2226 |
Fund | Share Class | Amount of Shares Owned | Percentage of the Class | Name and Address of Beneficial Owner |
Commodities Strategy Fund | Class A | 922.297 | 6.9753 | Morgan Stanley Smith Barney LLC For The Exclusive Benefit Of Its Customers 1 New York Plaza, Floor 12 New York, NY 10004-1901 |
Commodities Strategy Fund | Class A | 2075.907 | 15.7002 | Pershing LLC 1 Pershing Plaza Jersey City, NJ 07399-0002 |
Commodities Strategy Fund | Class A | 2350.02 | 17.7733 | NFS LLC FEBO/NFS/FMTC SEP IRA FBO Rebecca A. Berarducci [Address Intentionally Omitted for Privacy Purposes] |
Commodities Strategy Fund | Class A | 721.858 | 5.4594 | TD Ameritrade FBO/Francis Bruening IRA TD Ameritrade Clearing, Custodian [Address Intentionally Omitted for Privacy Purposes] |
Commodities Strategy Fund | Class C | 361.168 | 23.1471 | Pershing LLC P.O. Box 2052 Jersey City, NJ 07303-9998 |
Commodities Strategy Fund | Class C | 87.894 | 5.633 | Michael E. Lassley (RIRA) [Address Intentionally Omitted for Privacy Purposes] |
Commodities Strategy Fund | Class C | 327.187 | 20.9692 | Special Custody Account For The Exclusive Benefit Of Customer Wells Fargo Clearing Services LLC 2801 Market Street Saint Louis, MO 63103 |
Commodities Strategy Fund | Class C | 86.634 | 5.5523 | LPL Financial 4707 Executive Drive San Diego, CA 92121-3091 |
Commodities Strategy Fund | Class H | 50291.129 | 75.0434 | National Financial Services Corporation For Exclusive Benefit Of Our Customers Attn: Mutual Funds Department, 4th Floor 499 Washington Boulevard Jersey City, NJ 07310 |
Commodities Strategy Fund | Class H | 4744.802 | 7.0801 | TD Ameritrade Inc. For the Exclusive Benefit of Our Clients PO Box 2226 Omaha, NE 68103-2226 |
Consumer Products Fund | Class A | 19691.832 | 8.6043 | Schwab Special Custody Account – Reinvest for Benefit of Customers 211 Main Street San Francisco, CA 94105 |
Consumer Products Fund | Class A | 14380.941 | 6.2837 | Morgan Stanley Smith Barney LLC For The Exclusive Benefit Of Its Customers 1 New York Plaza, Floor 12 New York, NY 10004-1901 |
Fund | Share Class | Amount of Shares Owned | Percentage of the Class | Name and Address of Beneficial Owner |
Consumer Products Fund | Class A | 41812.109 | 18.2698 | Special Custody Account For The Exclusive Benefit Of Customer Wells Fargo Clearing Services LLC 2801 Market Street Saint Louis, MO 63103 |
Consumer Products Fund | Class A | 13294.609 | 5.809 | LPL Financial 4707 Executive Drive San Diego, CA 92121-3091 |
Consumer Products Fund | Class A | 39002.446 | 17.0421 | Pershing LLC 1 Pershing Plaza Jersey City, NJ 07399-0002 |
Consumer Products Fund | Class A | 30930.075 | 13.5149 | National Financial Services LLC 499 Washington Boulevard Jersey City, NJ 07310 |
Consumer Products Fund | Class A | 18016.351 | 7.8722 | American Enterprise Investment Services, Inc. 707 2nd Avenue South Minneapolis, MN 55402 |
Consumer Products Fund | Class C | 67279.713 | 24.5948 | NFS LLC FEBO/NFS/FMTC Rollover IRA FBO Paul O. Dodge, Jr. [Address Intentionally Omitted for Privacy Purposes] |
Consumer Products Fund | Class C | 47458.932 | 17.3491 | Pershing LLC P.O. Box 2052 Jersey City, NJ 07303-9998 |
Consumer Products Fund | Class C | 18289.381 | 6.6858 | Morgan Stanley Smith Barney LLC For The Exclusive Benefit Of Its Customers 1 New York Plaza, Floor 12 New York, NY 10004-1901 |
Consumer Products Fund | Class C | 15829.158 | 5.7865 | Special Custody Account For The Exclusive Benefit Of Customer Wells Fargo Clearing Services LLC 2801 Market Street Saint Louis, MO 63103 |
Consumer Products Fund | Class C | 20792.762 | 7.601 | LPL Financial 4707 Executive Drive San Diego, CA 92121-3091 |
Consumer Products Fund | Class C | 65993.832 | 24.1248 | American Enterprise Investment Services, Inc. 707 2nd Avenue South Minneapolis, MN 55402 |
Consumer Products Fund | Class H | 23800.813 | 13.1474 | Trust Co Of America FBO 120 PO Box 6503 Englewood, CO 80155 |
Consumer Products Fund | Class H | 9088.467 | 5.0204 | LPL Financial 4707 Executive Drive San Diego, CA 92121-3091 |
Consumer Products Fund | Class H | 10966.864 | 6.058 | Pershing LLC 1 Pershing Plaza Jersey City, NJ 07399-0002 |
Fund | Share Class | Amount of Shares Owned | Percentage of the Class | Name and Address of Beneficial Owner |
Consumer Products Fund | Class H | 75546.488 | 41.7315 | TD Ameritrade Inc. For the Exclusive Benefit of Our Clients PO Box 2226 Omaha, NE 68103-2226 |
Consumer Products Fund | Class H | 40718.256 | 22.4925 | MG Trust Company Custodian FBO Hastings Air-Energy 401k Plan 717 17th Street, Suite 1300 Denver CO 80202 |
Consumer Products Fund | Investor Class | 114597.585 | 5.7466 | Pershing LLC P.O. Box 2052 Jersey City, NJ 07303-9998 |
Consumer Products Fund | Investor Class | 477802.375 | 23.9602 | Schwab Special Custody Account – Reinvest for Benefit of Customers 211 Main Street San Francisco, CA 94105 |
Consumer Products Fund | Investor Class | 733979.856 | 36.8067 | National Financial Services Corporation For Exclusive Benefit Of Our Customers Attn: Mutual Funds Department, 4th Floor 499 Washington Boulevard Jersey City, NJ 07310 |
Consumer Products Fund | Investor Class | 206987.899 | 10.3797 | LPL Financial 4707 Executive Drive San Diego, CA 92121-3091 |
Consumer Products Fund | Investor Class | 233182.527 | 11.6933 | TD Ameritrade Inc. For the Exclusive Benefit of Our Clients PO Box 2226 Omaha, NE 68103-2226 |
Dow Jones Industrial Average Fund | Class A | 38461.825 | 44.1855 | Pershing LLC 1 Pershing Plaza Jersey City, NJ 07399-0002 |
Dow Jones Industrial Average Fund | Class A | 25909.873 | 29.7656 | National Financial Services LLC 499 Washington Boulevard Jersey City, NJ 07310 |
Dow Jones Industrial Average Fund | Class C | 5879.28 | 20.2291 | LPL Financial 4707 Executive Drive San Diego, CA 92121-3091 |
Dow Jones Industrial Average Fund | Class C | 10186.647 | 35.0497 | Pershing LLC 1 Pershing Plaza Jersey City, NJ 07399-0002 |
Dow Jones Industrial Average Fund | Class C | 1574.867 | 5.4187 | Leslie Fukumoto (RIRA) [Address Intentionally Omitted for Privacy Purposes] |
Dow Jones Industrial Average Fund | Class C | 8190.012 | 28.1798 | National Financial Services LLC 499 Washington Boulevard Jersey City, NJ 07310 |
Dow Jones Industrial Average Fund | Class C | 2040.773 | 7.0217 | Matrix Trust Company Custodian FBO Visionary Eye Care, P.A. 717 17th Street, Suite 1300 Denver, CO 80202 |
Fund | Share Class | Amount of Shares Owned | Percentage of the Class | Name and Address of Beneficial Owner |
Dow Jones Industrial Average Fund | Class H | 29859.918 | 8.9662 | Schwab Special Custody Account – Reinvest for Benefit of Customers 211 Main Street San Francisco, CA 94105 |
Dow Jones Industrial Average Fund | Class H | 140211.749 | 42.1025 | National Financial Services Corporation For Exclusive Benefit Of Our Customers Attn: Mutual Funds Department, 4th Floor 499 Washington Boulevard Jersey City, NJ 07310 |
Dow Jones Industrial Average Fund | Class H | 48637.263 | 14.6047 | E*TRADE Savings Bank FBO #98 PO Box 6503 Englewood, CO 80155-6503 |
Dow Jones Industrial Average Fund | Class H | 59535.94 | 17.8773 | TD Ameritrade Inc. For the Exclusive Benefit of Our Clients PO Box 2226 Omaha, NE 68103-2226 |
Electronics Fund | Class A | 2154.511 | 6.7155 | Special Custody Account For The Exclusive Benefit Of Customer Wells Fargo Clearing Services LLC 2801 Market Street Saint Louis, MO 63103 |
Electronics Fund | Class A | 3282.781 | 10.2324 | RBC Capital Markets LLC Mutual Fund Omnibus Processing Omnibus Attn: Mutual Fund Ops Manager 60 South Sixth Street – P08 Minneapolis, MN 55402-4400 |
Electronics Fund | Class A | 2097.379 | 6.5375 | LPL Financial 4707 Executive Drive San Diego, CA 92121-3091 |
Electronics Fund | Class A | 7747.632 | 24.1493 | Pershing LLC 1 Pershing Plaza Jersey City, NJ 07399-0002 |
Electronics Fund | Class C | 2748.246 | 11.8427 | Pershing LLC P.O. Box 2052 Jersey City, NJ 07303-9998 |
Electronics Fund | Class C | 2085.943 | 8.9887 | Schwab Special Custody Account – Reinvest for Benefit of Customers 211 Main Street San Francisco, CA 94105 |
Electronics Fund | Class C | 6507.249 | 28.041 | Special Custody Account For The Exclusive Benefit Of Customer Wells Fargo Clearing Services LLC 2801 Market Street Saint Louis, MO 63103 |
Electronics Fund | Class C | 7196.158 | 31.0096 | RBC Capital Markets LLC Mutual Fund Omnibus Processing Omnibus Attn: Mutual Fund Ops Manager 60 South Sixth Street – P08 Minneapolis, MN 55402-4400 |
Fund | Share Class | Amount of Shares Owned | Percentage of the Class | Name and Address of Beneficial Owner |
Electronics Fund | Class C | 2943.99 | 12.6862 | LPL Financial 4707 Executive Drive San Diego, CA 92121-3091 |
Electronics Fund | Class H | 1924.581 | 9.3475 | Pershing LLC P.O. Box 2052 Jersey City, NJ 07303-9998 |
Electronics Fund | Class H | 2900.88 | 14.0893 | Trust Co Of America FBO 120 PO Box 6503 Englewood, CO 80155 |
Electronics Fund | Class H | 2541.196 | 12.3423 | National Financial Services Corporation For Exclusive Benefit Of Our Customers Attn: Mutual Funds Department, 4th Floor 499 Washington Boulevard Jersey City, NJ 07310 |
Electronics Fund | Class H | 11752.725 | 57.082 | TD Ameritrade Inc. For the Exclusive Benefit of Our Clients PO Box 2226 Omaha, NE 68103-2226 |
Electronics Fund | Investor Class | 190774.647 | 63.8277 | Schwab Special Custody Account – Reinvest for Benefit of Customers 211 Main Street San Francisco, CA 94105 |
Electronics Fund | Investor Class | 60226.907 | 20.1502 | National Financial Services Corporation For Exclusive Benefit Of Our Customers Attn: Mutual Funds Department, 4th Floor 499 Washington Boulevard Jersey City, NJ 07310 |
Emerging Markets 2x Strategy Fund | Class A | 10689.446 | 53.5001 | Pershing LLC 1 Pershing Plaza Jersey City, NJ 07399-0002 |
Emerging Markets 2x Strategy Fund | Class A | 2372.101 | 11.8722 | National Financial Services LLC 499 Washington Boulevard Jersey City, NJ 07310 |
Emerging Markets 2x Strategy Fund | Class C | 1002.97 | 18.5047 | Pershing LLC 1 Pershing Plaza Jersey City, NJ 07399-0002 |
Emerging Markets 2x Strategy Fund | Class C | 475.173 | 8.7669 | Marella Jones (SEP) [Address Intentionally Omitted for Privacy Purposes] |
Emerging Markets 2x Strategy Fund | Class C | 458.939 | 8.4674 | Patrick A. Fend (ROTH) [Address Intentionally Omitted for Privacy Purposes] |
Emerging Markets 2x Strategy Fund | Class C | 858.601 | 15.8411 | NFS LLC FEBO/NFS/FMTC/IRA FBO Mary K. Rude [Address Intentionally Omitted for Privacy Purposes] |
Emerging Markets 2x Strategy Fund | Class C | 285.785 | 5.2727 | E Trade Securities LLC IRA Custodian PO Box 484 Jersey City, NJ 07303-0484 |
Fund | Share Class | Amount of Shares Owned | Percentage of the Class | Name and Address of Beneficial Owner |
Emerging Markets 2x Strategy Fund | Class H | 6862.343 | 12.9973 | Schwab Special Custody Account – Reinvest for Benefit of Customers 211 Main Street San Francisco, CA 94105 |
Emerging Markets 2x Strategy Fund | Class H | 7447.538 | 14.1056 | National Financial Services Corporation For Exclusive Benefit Of Our Customers Attn: Mutual Funds Department, 4th Floor 499 Washington Boulevard Jersey City, NJ 07310 |
Emerging Markets 2x Strategy Fund | Class H | 3986.442 | 7.5503 | Robert C. Rosen (IRA) [Address Intentionally Omitted for Privacy Purposes] |
Emerging Markets 2x Strategy Fund | Class H | 11270.783 | 21.3469 | E*TRADE Savings Bank FBO #98 PO Box 6503 Englewood, CO 80155-6503 |
Emerging Markets 2x Strategy Fund | Class H | 8310.776 | 15.7406 | Pershing LLC 1 Pershing Plaza Jersey City, NJ 07399-0002 |
Emerging Markets Bond Strategy Fund | Class A | 146.014 | 30.5228 | Guggenheim Funds Distributors LLC 227 West Monroe Street, Suite 4800 Chicago, IL 60606 |
Emerging Markets Bond Strategy Fund | Class A | 56.373 | 11.7842 | Gary D. Sorenson (RIRA) [Address Intentionally Omitted for Privacy Purposes] |
Emerging Markets Bond Strategy Fund | Class A | 149.994 | 31.3548 | Pershing LLC 1 Pershing Plaza Jersey City, NJ 07399-0002 |
Emerging Markets Bond Strategy Fund | Class A | 27.647 | 5.7793 | Jennifer L. Fields (IRA) [Address Intentionally Omitted for Privacy Purposes] |
Emerging Markets Bond Strategy Fund | Class A | 78.196 | 16.3461 | Anna K. Fish (IRA) [Address Intentionally Omitted for Privacy Purposes] |
Emerging Markets Bond Strategy Fund | Class C | 147.094 | 5.6141 | Guggenheim Funds Distributors LLC 227 West Monroe Street, Suite 4800 Chicago, IL 60606 |
Emerging Markets Bond Strategy Fund | Class C | 468.641 | 17.8865 | Sitaram Walambe (RIRA) [Address Intentionally Omitted for Privacy Purposes] |
Emerging Markets Bond Strategy Fund | Class C | 161.799 | 6.1753 | Mark J. Greil (RIRA) [Address Intentionally Omitted for Privacy Purposes] |
Emerging Markets Bond Strategy Fund | Class C | 148.388 | 5.6634 | LPL Financial 4707 Executive Drive San Diego, CA 92121-3091 |
Emerging Markets Bond Strategy Fund | Class C | 313.938 | 11.982 | Gary M. Rusinovich/Or Sharon Rusinovich JTWROS [Address Intentionally Omitted for Privacy Purposes] |
Fund | Share Class | Amount of Shares Owned | Percentage of the Class | Name and Address of Beneficial Owner |
Emerging Markets Bond Strategy Fund | Class C | 187.199 | 7.1447 | Lori A. Britt (RIRA) [Address Intentionally Omitted for Privacy Purposes] |
Emerging Markets Bond Strategy Fund | Class C | 148.414 | 5.6644 | National Financial Services LLC 499 Washington Boulevard Jersey City, NJ 07310 |
Emerging Markets Bond Strategy Fund | Class H | 99200.321 | 87.252 | Schwab Special Custody Account – Reinvest for Benefit of Customers 211 Main Street San Francisco, CA 94105 |
Emerging Markets Bond Strategy Fund | Class H | 6430.759 | 5.6562 | TD Ameritrade Inc. for the Exclusive Benefit of our Clients PO Box 2226 Omaha, NE 68103-2226 |
Energy Fund | Class A | 4536.194 | 10.8121 | Morgan Stanley Smith Barney LLC For The Exclusive Benefit Of Its Customers 1 New York Plaza, Floor 12 New York, NY 10004-1901 |
Energy Fund | Class A | 6890.587 | 16.4239 | Special Custody Account For The Exclusive Benefit Of Customer Wells Fargo Clearing Services LLC 2801 Market Street Saint Louis, MO 63103 |
Energy Fund | Class A | 2098.33 | 5.0014 | UBS Financial Services Inc. FBO/UBS WM USA Omni Account M/F 1000 Harbor Boulevard Weehawken, NJ 07806-6761 |
Energy Fund | Class A | 6458.833 | 15.3948 | Pershing LLC 1 Pershing Plaza Jersey City, NJ 07399-0002 |
Energy Fund | Class A | 11622.388 | 27.7023 | National Financial Services LLC 499 Washington Boulevard Jersey City, NJ 07310 |
Energy Fund | Class H | 1314.053 | 9.6122 | Nationwide Trust Company FSB/C/O IPO Portfolio Accounting P.O. Box 182029 Columbus, OH 43218-2029 |
Energy Fund | Class H | 1221.88 | 8.9379 | Pershing LLC P.O. Box 2052 Jersey City, NJ 07303-9998 |
Energy Fund | Class H | 1,131.566 | 8.2773 | National Financial Services Corporation For Exclusive Benefit Of Our Customers Attn: Mutual Funds Department, 4th Floor 499 Washington Boulevard Jersey City, NJ 07310 |
Energy Fund | Class H | 4856.861 | 35.5276 | TD Ameritrade Inc. For the Exclusive Benefit of Our Clients PO Box 2226 Omaha, NE 68103-2226 |
Fund | Share Class | Amount of Shares Owned | Percentage of the Class | Name and Address of Beneficial Owner |
Energy Fund | Class C | 6686.567 | 27.1837 | Pershing LLC P.O. Box 2052 Jersey City, NJ 07303-9998 |
Energy Fund | Class C | 1618.695 | 6.5806 | Schwab Special Custody Account – Reinvest for Benefit of Customers 211 Main Street San Francisco, CA 94105 |
Energy Fund | Class C | 5736.639 | 23.3219 | Special Custody Account For The Exclusive Benefit Of Customer Wells Fargo Clearing Services LLC 2801 Market Street Saint Louis, MO 63103 |
Energy Fund | Class C | 1649.303 | 6.7051 | LPL Financial 4707 Executive Drive San Diego, CA 92121-3091 |
Energy Fund | Investor Class | 78874.917 | 35.6425 | Schwab Special Custody Account – Reinvest for Benefit of Customers 211 Main Street San Francisco, CA 94105 |
Energy Fund | Investor Class | 61199.988 | 27.6554 | National Financial Services Corporation For Exclusive Benefit Of Our Customers Attn: Mutual Funds Department, 4th Floor 499 Washington Boulevard Jersey City, NJ 07310 |
Energy Fund | Investor Class | 15243.548 | 6.8883 | TD Ameritrade Inc. For the Exclusive Benefit of Our Clients PO Box 2226 Omaha, NE 68103-2226 |
Energy Services Fund | Class A | 4683.01 | 10.0657 | Schwab Special Custody Account – Reinvest for Benefit of Customers 211 Main Street San Francisco, CA 94105 |
Energy Services Fund | Class A | 4254.482 | 9.1446 | Special Custody Account For The Exclusive Benefit Of Customer Wells Fargo Clearing Services LLC 2801 Market Street Saint Louis, MO 63103 |
Energy Services Fund | Class A | 3647.662 | 7.8403 | RBC Capital Markets LLC Mutual Fund Omnibus Processing Omnibus Attn: Mutual Fund Ops Manager 60 South Sixth Street – P08 Minneapolis, MN 55402-4400 |
Energy Services Fund | Class A | 11413.745 | 24.5329 | Pershing LLC 1 Pershing Plaza Jersey City, NJ 07399-0002 |
Energy Services Fund | Class A | 9906.556 | 21.2933 | National Financial Services LLC 499 Washington Boulevard Jersey City, NJ 07310 |
Fund | Share Class | Amount of Shares Owned | Percentage of the Class | Name and Address of Beneficial Owner |
Energy Services Fund | Class C | 4175.583 | 8.9521 | NFS LLC FEBO/NFS/FMTC Rollover IRA FBO Paul O. Dodge, Jr. [Address Intentionally Omitted for Privacy Purposes] |
Energy Services Fund | Class C | 9405.498 | 20.1647 | Donaldson Lufkin Jenrette/Securities Corporation Inc. P.O. Box 2052 Jersey City, NJ 07303-9998 |
Energy Services Fund | Class C | 23341.263 | 50.0421 | Schwab Special Custody Account – Reinvest for Benefit of Customers 211 Main Street San Francisco, CA 94105 |
Energy Services Fund | Class C | 2680.168 | 5.7461 | LPL Financial 4707 Executive Drive San Diego, CA 92121-3091 |
Energy Services Fund | Class H | 32021.603 | 58.5299 | Nationwide Trust Company FSB/C/O IPO Portfolio Accounting P.O. Box 182029 Columbus, OH 43218-2029 |
Energy Services Fund | Class H | 3041.404 | 5.5591 | National Financial Services Corporation For Exclusive Benefit Of Our Customers Attn: Mutual Funds Department, 4th Floor 499 Washington Boulevard Jersey City, NJ 07310 |
Energy Services Fund | Class H | 8833.458 | 16.146 | TD Ameritrade Inc. For the Exclusive Benefit of Our Clients PO Box 2226 Omaha, NE 68103-2226 |
Energy Services Fund | Investor Class | 29863.753 | 5.7281 | Pershing LLC P.O. Box 2052 Jersey City, NJ 07303-9998 |
Energy Services Fund | Investor Class | 64298.167 | 12.333 | Schwab Special Custody Account – Reinvest for Benefit of Customers 211 Main Street San Francisco, CA 94105 |
Energy Services Fund | Investor Class | 91712.725 | 17.5913 | National Financial Services Corporation For Exclusive Benefit Of Our Customers Attn: Mutual Funds Department, 4th Floor 499 Washington Boulevard Jersey City, NJ 07310 |
Energy Services Fund | Investor Class | 56328.81 | 10.8044 | Special Custody Account For The Exclusive Benefit Of Customer Wells Fargo Clearing Services LLC 2801 Market Street Saint Louis, MO 63103 |
Energy Services Fund | Investor Class | 128017.93 | 24.555 | TD Ameritrade Inc. For the Exclusive Benefit of Our Clients PO Box 2226 Omaha, NE 68103-2226 |
Fund | Share Class | Amount of Shares Owned | Percentage of the Class | Name and Address of Beneficial Owner |
Energy Services Fund | Investor Class | 36424.754 | 6.9866 | Mid Atlantic Trust Company FBO/MATC FBO Various Kulp Financial Ser. 1251 Waterfront Place, Suite 525 Pittsburgh, PA 15222 |
Europe 1.25x Strategy Fund | Class A | 95.455 | 6.0222 | Judith C. Kleinberg Char Remain Unit Trust – Judith C. Kazen TTEE, Ivan J. Kazen TTEE [Address Intentionally Omitted for Privacy Purposes] |
Europe 1.25x Strategy Fund | Class A | 240.573 | 15.1777 | James L. Ridderbush (RIRA) [Address Intentionally Omitted for Privacy Purposes] |
Europe 1.25x Strategy Fund | Class A | 104.01 | 6.5619 | Pershing LLC 1 Pershing Plaza Jersey City, NJ 07399-0002 |
Europe 1.25x Strategy Fund | Class A | 215.076 | 13.5691 | National Financial Services LLC 499 Washington Boulevard Jersey City, NJ 07310 |
Europe 1.25x Strategy Fund | Class A | 358.885 | 22.6419 | Oppenheimer & Co. Inc. FBO FBO Michael Freeman Rlvr IRA [Address Intentionally Omitted for Privacy Purposes] |
Europe 1.25x Strategy Fund | Class A | 109.364 | 6.8997 | Stockcross Financial Services/Philip C. Sturman Peggy J. Sturman TTEE Philip J. Sturman Living Trust |
Europe 1.25x Strategy Fund | Class C | 34.833 | 12.1011 | Aaron C. Dunn (RIRA) [Address Intentionally Omitted for Privacy Purposes] |
Europe 1.25x Strategy Fund | Class C | 233.778 | 81.2154 | RBC Capital Markets LLC Mutual Fund Omnibus Processing Omnibus Attn: Mutual Fund Ops Manager 60 South Sixth Street – P08 Minneapolis, MN 55402-4400 |
Europe 1.25x Strategy Fund | Class H | 104214.232 | 85.1142 | TD Ameritrade Inc. For the Exclusive Benefit of Our Clients PO Box 2226 Omaha, NE 68103-2226 |
Financial Services Fund | Class A | 8460.874 | 7.465 | Special Custody Account For The Exclusive Benefit Of Customer Wells Fargo Clearing Services LLC 2801 Market Street Saint Louis, MO 63103 |
Financial Services Fund | Class A | 82729.095 | 72.9925 | LPL Financial 4707 Executive Drive San Diego, CA 92121-3091 |
Financial Services Fund | Class A | 8445.93 | 7.4519 | National Financial Services LLC 499 Washington Boulevard Jersey City, NJ 07310 |
Fund | Share Class | Amount of Shares Owned | Percentage of the Class | Name and Address of Beneficial Owner |
Financial Services Fund | Class C | 8576.16 | 56.3394 | Donaldson Lufkin Jenrette/Securities Corporation Inc. P.O. Box 2052 Jersey City, NJ 07303-9998 |
Financial Services Fund | Class C | 1424.309 | 9.3567 | Schwab Special Custody Account – Reinvest for Benefit of Customers 211 Main Street San Francisco, CA 94105 |
Financial Services Fund | Class C | 859.502 | 5.6463 | Special Custody Account For The Exclusive Benefit Of Customer Wells Fargo Clearing Services LLC 2801 Market Street Saint Louis, MO 63103 |
Financial Services Fund | Class C | 772.021 | 5.0716 | LPL Financial 4707 Executive Drive San Diego, CA 92121-3091 |
Financial Services Fund | Class C | 1342.24 | 8.8175 | National Financial Services LLC 499 Washington Boulevard Jersey City, NJ 07310 |
Financial Services Fund | Class H | 66015.593 | 70.4347 | Trust Co Of America FBO 120 PO Box 6503 Englewood, CO 80155 |
Financial Services Fund | Class H | 6411.929 | 6.8411 | LPL Financial 4707 Executive Drive San Diego, CA 92121-3091 |
Financial Services Fund | Class H | 16868.561 | 17.9977 | TD Ameritrade Inc. For the Exclusive Benefit of Our Clients PO Box 2226 Omaha, NE 68103-2226 |
Financial Services Fund | Investor Class | 26442.821 | 13.6214 | Schwab Special Custody Account – Reinvest for Benefit of Customers 211 Main Street San Francisco, CA 94105 |
Financial Services Fund | Investor Class | 102422.772 | 52.761 | National Financial Services Corporation For Exclusive Benefit Of Our Customers Attn: Mutual Funds Department, 4th Floor 499 Washington Boulevard Jersey City, NJ 07310 |
Financial Services Fund | Investor Class | 12409.519 | 6.3925 | TD Ameritrade Inc. For the Exclusive Benefit of Our Clients PO Box 2226 Omaha, NE 68103-2226 |
Government Long Bond 1.2x Strategy Fund | Class H | 1302305.235 | 95.0753 | E*TRADE Savings Bank/FBO: 75 PO Box 6503 Englewood, CO 80112 |
Government Long Bond 1.2x Strategy Fund | Investor Class | 169841.088 | 7.457 | Schwab Special Custody Account – Reinvest for Benefit of Customers 211 Main Street San Francisco, CA 94105 |
Fund | Share Class | Amount of Shares Owned | Percentage of the Class | Name and Address of Beneficial Owner |
Government Long Bond 1.2x Strategy Fund | Investor Class | 1700777.043 | 74.674 | Trust Co Of America FBO 120 PO Box 6503 Englewood, CO 80155 |
Government Long Bond 1.2x Strategy Fund | Investor Class | 146117.592 | 6.4154 | National Financial Services Corporation For Exclusive Benefit Of Our Customers Attn: Mutual Funds Department, 4th Floor 499 Washington Boulevard Jersey City, NJ 07310 |
Government Long Bond 1.2x Strategy Fund | Investor Class | 133019.311 | 5.8403 | TD Ameritrade Inc. For the Exclusive Benefit of Our Clients PO Box 2226 Omaha, NE 68103-2226 |
Government Long Bond 1.2x Strategy Fund | Class C | 1245.074 | 6.0533 | NFS LLC FEBO/Mutual Funds Fractional Write Off Account Attn: Frank Adinolfi 200 Liberty Street New York, NY 10281 |
Government Long Bond 1.2x Strategy Fund | Class C | 1992.716 | 9.6882 | Linda S. Ewald (ROTH) [Address Intentionally Omitted for Privacy Purposes] |
Government Long Bond 1.2x Strategy Fund | Class C | 3865.061 | 18.7913 | Janis Lightfoot (IRA) [Address Intentionally Omitted for Privacy Purposes] |
Government Long Bond 1.2x Strategy Fund | Class C | 3061.897 | 14.8864 | Schwab Special Custody Account – Reinvest for Benefit of Customers 211 Main Street San Francisco, CA 94105 |
Government Long Bond 1.2x Strategy Fund | Class C | 1828.183 | 8.8883 | Cheryl Jones Hall (IRA)/Benefit of Mary Ann Jones (DECD) [Address Intentionally Omitted for Privacy Purposes] |
Government Long Bond 1.2x Strategy Fund | Class C | 1554.264 | 7.5566 | Megan Copple Nolen [Address Intentionally Omitted for Privacy Purposes] |
Government Long Bond 1.2x Strategy Fund | Class C | 1096.714 | 5.332 | Richard T. Schnabel [Address Intentionally Omitted for Privacy Purposes] |
Health Care Fund | Class A | 18034.251 | 5.6995 | Special Custody Account For The Exclusive Benefit Of Customer Wells Fargo Clearing Services LLC 2801 Market Street Saint Louis, MO 63103 |
Health Care Fund | Class A | 17978.233 | 5.6818 | RBC Capital Markets LLC Mutual Fund Omnibus Processing Omnibus Attn: Mutual Fund Ops Manager 60 South Sixth Street – P08 Minneapolis, MN 55402-4400 |
Health Care Fund | Class A | 181522.941 | 57.3684 | LPL Financial 4707 Executive Drive San Diego, CA 92121-3091 |
Fund | Share Class | Amount of Shares Owned | Percentage of the Class | Name and Address of Beneficial Owner |
Health Care Fund | Class A | 31034.573 | 9.8081 | Pershing LLC 1 Pershing Plaza Jersey City, NJ 07399-0002 |
Health Care Fund | Class C | 75721.526 | 49.355 | Pershing LLC P.O. Box 2052 Jersey City, NJ 07303-9998 |
Health Care Fund | Class C | 12005.426 | 7.825 | Special Custody Account For The Exclusive Benefit Of Customer Wells Fargo Clearing Services LLC 2801 Market Street Saint Louis, MO 63103 |
Health Care Fund | Class C | 18410.419 | 11.9998 | RBC Capital Markets LLC Mutual Fund Omnibus Processing Omnibus Attn: Mutual Fund Ops Manager 60 South Sixth Street – P08 Minneapolis, MN 55402-4400 |
Health Care Fund | Class C | 8615.228 | 5.6153 | LPL Financial 4707 Executive Drive San Diego, CA 92121-3091 |
Health Care Fund | Class H | 8844.6 | 10.8055 | Nationwide Trust Company FSB/C/O IPO Portfolio Accounting P.O. Box 182029 Columbus, OH 43218-2029 |
Health Care Fund | Class H | 4972.385 | 6.0748 | Schwab Special Custody Account – Reinvest for Benefit of Customers 211 Main Street San Francisco, CA 94105 |
Health Care Fund | Class H | 9118.756 | 11.1405 | National Financial Services Corporation For Exclusive Benefit Of Our Customers Attn: Mutual Funds Department, 4th Floor 499 Washington Boulevard Jersey City, NJ 07310 |
Health Care Fund | Class H | 13722.642 | 16.7651 | LPL Financial 4707 Executive Drive San Diego, CA 92121-3091 |
Health Care Fund | Class H | 9271.695 | 11.3273 | TD Ameritrade Inc. For the Exclusive Benefit of Our Clients PO Box 2226 Omaha, NE 68103-2226 |
Health Care Fund | Class H | 21745.215 | 26.5664 | Mid Atlantic Trust Company FBO Techstar Solutions Group LLC 401(k) 1251 Waterfront Place, Suite 525 Pittsburgh, PA 15222 |
Health Care Fund | Investor Class | 354406.803 | 41.2722 | Schwab Special Custody Account – Reinvest for Benefit of Customers 211 Main Street San Francisco, CA 94105 |
Fund | Share Class | Amount of Shares Owned | Percentage of the Class | Name and Address of Beneficial Owner |
Health Care Fund | Investor Class | 123929.485 | 14.4321 | National Financial Services Corporation For Exclusive Benefit Of Our Customers Attn: Mutual Funds Department, 4th Floor 499 Washington Boulevard Jersey City, NJ 07310 |
Health Care Fund | Investor Class | 154681.171 | 18.0132 | TD Ameritrade Inc. For the Exclusive Benefit of Our Clients PO Box 2226 Omaha, NE 68103-2226 |
High Yield Strategy Fund | Class A | 12102.492 | 7.2756 | Special Custody Account For The Exclusive Benefit Of Customer Wells Fargo Clearing Services LLC 2801 Market Street Saint Louis, MO 63103 |
High Yield Strategy Fund | Class A | 12654.238 | 7.6073 | Pershing LLC 1 Pershing Plaza Jersey City, NJ 07399-0002 |
High Yield Strategy Fund | Class A | 47830.697 | 28.7544 | TD Ameritrade Clearing Inc. FBO PO Box 2226 Omaha, NE 68103-2226 |
High Yield Strategy Fund | Class A | 24114.556 | 14.4969 | National Financial Services LLC 499 Washington Boulevard Jersey City, NJ 07310 |
High Yield Strategy Fund | Class A | 8896.166 | 5.3481 | TD Ameritrade FBO/Wendell Lamar Cossey IRA TD Ameritrade Clearing, Custodian [Address Intentionally Omitted for Privacy Purposes] |
High Yield Strategy Fund | Class C | 4141.133 | 8.4671 | Pershing LLC P.O. Box 2052 Jersey City, NJ 07303-9998 |
High Yield Strategy Fund | Class C | 3565.082 | 7.2893 | Special Custody Account For The Exclusive Benefit Of Customer Wells Fargo Clearing Services LLC 2801 Market Street Saint Louis, MO 63103 |
High Yield Strategy Fund | Class C | 5877.889 | 12.0181 | RBC Capital Markets LLC Mutual Fund Omnibus Processing Omnibus Attn: Mutual Fund Ops Manager 60 South Sixth Street – P08 Minneapolis, MN 55402-4400 |
High Yield Strategy Fund | Class C | 4346.537 | 8.8871 | LPL Financial 4707 Executive Drive San Diego, CA 92121-3091 |
High Yield Strategy Fund | Class C | 7689.632 | 15.7225 | National Financial Services LLC 499 Washington Boulevard Jersey City, NJ 07310 |
High Yield Strategy Fund | Class C | 10424.207 | 21.3138 | American Enterprise Investment Services, Inc. 707 2nd Avenue South Minneapolis, MN 55402 |
Fund | Share Class | Amount of Shares Owned | Percentage of the Class | Name and Address of Beneficial Owner |
High Yield Strategy Fund | Class H | 562681.706 | 23.6065 | Schwab Special Custody Account – Reinvest for Benefit of Customers 211 Main Street San Francisco, CA 94105 |
High Yield Strategy Fund | Class H | 392635.836 | 16.4724 | National Financial Services Corporation For Exclusive Benefit Of Our Customers Attn: Mutual Funds Department, 4th Floor 499 Washington Boulevard Jersey City, NJ 07310 |
High Yield Strategy Fund | Class H | 144961.89 | 6.0816 | Pershing LLC 1 Pershing Plaza Jersey City, NJ 07399-0002 |
High Yield Strategy Fund | Class H | 984605.242 | 41.3076 | TD Ameritrade Inc. For the Exclusive Benefit of Our Clients PO Box 2226 Omaha, NE 68103-2226 |
Internet Fund | Class A | 1062.926 | 6.0381 | Morgan Stanley Smith Barney LLC For The Exclusive Benefit Of Its Customers 1 New York Plaza, Floor 12 New York, NY 10004-1901 |
Internet Fund | Class A | 4159.014 | 23.626 | Special Custody Account For The Exclusive Benefit Of Customer Wells Fargo Clearing Services LLC 2801 Market Street Saint Louis, MO 63103 |
Internet Fund | Class A | 1244.722 | 7.0708 | Raymond James/Omnibus for Mutual Funds House Account Attn: Courtney Waller 880 Carillon Parkway Saint Petersburg, FL 33716 |
Internet Fund | Class A | 3176.422 | 18.0442 | Pershing LLC 1 Pershing Plaza Jersey City, NJ 07399-0002 |
Internet Fund | Class A | 1250.516 | 7.1037 | National Financial Services LLC 499 Washington Boulevard Jersey City, NJ 07310 |
Internet Fund | Class A | 1523.296 | 8.6533 | American Enterprise Investment Services, Inc. 707 2nd Avenue South Minneapolis, MN 55402 |
Internet Fund | Class C | 2036.816 | 7.0771 | Pershing LLC P.O. Box 2052 Jersey City, NJ 07303-9998 |
Internet Fund | Class C | 4887.242 | 16.9813 | Schwab Special Custody Account – Reinvest for Benefit of Customers 211 Main Street San Francisco, CA 94105 |
Fund | Share Class | Amount of Shares Owned | Percentage of the Class | Name and Address of Beneficial Owner |
Internet Fund | Class C | 15860.152 | 55.1081 | Special Custody Account For The Exclusive Benefit Of Customer Wells Fargo Clearing Services LLC 2801 Market Street Saint Louis, MO 63103 |
Internet Fund | Class C | 2536.919 | 8.8148 | LPL Financial 4707 Executive Drive San Diego, CA 92121-3091 |
Internet Fund | Class H | 822.26 | 10.5433 | Schwab Special Custody Account – Reinvest for Benefit of Customers 211 Main Street San Francisco, CA 94105 |
Internet Fund | Class H | 2325.749 | 29.8216 | National Financial Services Corporation For Exclusive Benefit Of Our Customers Attn: Mutual Funds Department, 4th Floor 499 Washington Boulevard Jersey City, NJ 07310 |
Internet Fund | Class H | 2995.086 | 38.4041 | TD Ameritrade Inc. For the Exclusive Benefit of Our Clients PO Box 2226 Omaha, NE 68103-2226 |
Internet Fund | Investor Class | 260660.413 | 72.6191 | Schwab Special Custody Account – Reinvest for Benefit of Customers 211 Main Street San Francisco, CA 94105 |
Internet Fund | Investor Class | 22699.498 | 6.324 | National Financial Services Corporation For Exclusive Benefit Of Our Customers Attn: Mutual Funds Department, 4th Floor 499 Washington Boulevard Jersey City, NJ 07310 |
Internet Fund | Investor Class | 19037.258 | 5.3037 | LPL Financial 4707 Executive Drive San Diego, CA 92121-3091 |
Internet Fund | Investor Class | 26189.008 | 7.2961 | TD Ameritrade Inc. For the Exclusive Benefit of Our Clients PO Box 2226 Omaha, NE 68103-2226 |
Inverse Emerging Markets 2x Strategy Fund | Class A | 1155.435 | 90.5264 | Pershing LLC 1 Pershing Plaza Jersey City, NJ 07399-0002 |
Inverse Emerging Markets 2x Strategy Fund | Class C | 11.321 | 13.6135 | William J. Toshner (ROTH) [Address Intentionally Omitted for Privacy Purposes] |
Inverse Emerging Markets 2x Strategy Fund | Class C | 71.839 | 86.3864 | TD Ameritrade FBO/Kenna Newman [Address Intentionally Omitted for Privacy Purposes] |
Inverse Emerging Markets 2x Strategy Fund | Class H | 1210.419 | 14.8572 | Robert J. Doran (RIRA) [Address Intentionally Omitted for Privacy Purposes] |
Fund | Share Class | Amount of Shares Owned | Percentage of the Class | Name and Address of Beneficial Owner |
Inverse Emerging Markets 2x Strategy Fund | Class H | 1093.949 | 13.4276 | Schwab Special Custody Account – Reinvest for Benefit of Customers 211 Main Street San Francisco, CA 94105 |
Inverse Emerging Markets 2x Strategy Fund | Class H | 626.174 | 7.6859 | Dhruvkumar V. Gunderia or Mita D. Gunderia [Address Intentionally Omitted for Privacy Purposes] |
Inverse Emerging Markets 2x Strategy Fund | Class H | 475.654 | 5.8384 | E*TRADE Savings Bank FBO #98 PO Box 6503 Englewood, CO 80155-6503 |
Inverse Emerging Markets 2x Strategy Fund | Class H | 727.978 | 8.9355 | Pershing LLC 1 Pershing Plaza Jersey City, NJ 07399-0002 |
Inverse Emerging Markets 2x Strategy Fund | Class H | 1194.05 | 14.6563 | TD Ameritrade Inc. For the Exclusive Benefit of Our Clients PO Box 2226 Omaha, NE 68103-2226 |
Inverse Emerging Markets 2x Strategy Fund | Class H | 587.985 | 7.2172 | Equity Trust FBO Marilyn Ann Haqq [Address Intentionally Omitted for Privacy Purposes] |
Inverse Government Long Bond Strategy Fund | Class A | 17580.225 | 5.9257 | National Financial Services LLC 499 Washington Boulevard Jersey City, NJ 07310 |
Inverse Government Long Bond Strategy Fund | Class A | 26788.007 | 9.0293 | Pershing LLC P.O. Box 2052 Jersey City, NJ 07303-9998 |
Inverse Government Long Bond Strategy Fund | Class A | 44249.309 | 14.915 | Schwab Special Custody Account – Reinvest for Benefit of Customers 211 Main Street San Francisco, CA 94105 |
Inverse Government Long Bond Strategy Fund | Class A | 41938.702 | 14.1361 | Morgan Stanley Smith Barney LLC For The Exclusive Benefit Of Its Customers 1 New York Plaza, Floor 12 New York, NY 10004-1901 |
Inverse Government Long Bond Strategy Fund | Class A | 91872.589 | 30.9672 | Special Custody Account For The Exclusive Benefit Of Customer Wells Fargo Clearing Services LLC 2801 Market Street Saint Louis, MO 63103 |
Inverse Government Long Bond Strategy Fund | Class C | 45539.164 | 24.4442 | National Financial Services LLC 499 Washington Boulevard Jersey City, NJ 07310 |
Inverse Government Long Bond Strategy Fund | Class C | 11464.449 | 6.1538 | Pershing LLC P.O. Box 2052 Jersey City, NJ 07303-9998 |
Fund | Share Class | Amount of Shares Owned | Percentage of the Class | Name and Address of Beneficial Owner |
Inverse Government Long Bond Strategy Fund | Class C | 12466.602 | 6.6917 | Schwab Special Custody Account – Reinvest for Benefit of Customers 211 Main Street San Francisco, CA 94105 |
Inverse Government Long Bond Strategy Fund | Class C | 68617.93 | 36.8322 | Special Custody Account For The Exclusive Benefit Of Customer Wells Fargo Clearing Services LLC 2801 Market Street Saint Louis, MO 63103 |
Inverse Government Long Bond Strategy Fund | Class C | 27877.729 | 14.964 | LPL Financial 4707 Executive Drive San Diego, CA 92121-3091 |
Inverse Government Long Bond Strategy Fund | Class H | 20267.383 | 19.1548 | E*TRADE Savings Bank/FBO: 75 PO Box 6503 Englewood, CO 80112 |
Inverse Government Long Bond Strategy Fund | Class H | 66773.385 | 63.1078 | Pershing LLC 1 Pershing Plaza Jersey City, NJ 07399-0002 |
Inverse Government Long Bond Strategy Fund | Investor Class | 135439.987 | 11.2854 | Pershing LLC P.O. Box 2052 Jersey City, NJ 07303-9998 |
Inverse Government Long Bond Strategy Fund | Investor Class | 172239.536 | 14.3517 | Schwab Special Custody Account – Reinvest for Benefit of Customers 211 Main Street San Francisco, CA 94105 |
Inverse Government Long Bond Strategy Fund | Investor Class | 519031.505 | 43.2479 | National Financial Services Corporation For Exclusive Benefit Of Our Customers Attn: Mutual Funds Department, 4th Floor 499 Washington Boulevard Jersey City, NJ 07310 |
Inverse Government Long Bond Strategy Fund | Investor Class | 64002.003 | 5.3329 | TD Ameritrade Inc. For the Exclusive Benefit of Our Clients PO Box 2226 Omaha, NE 68103-2226 |
Inverse High Yield Strategy Fund | Class A | 604.386 | 12.1678 | Schwab Special Custody Account – Reinvest for Benefit of Customers 211 Main Street San Francisco, CA 94105 |
Inverse High Yield Strategy Fund | Class A | 985.56 | 19.8419 | Raymond James/Omnibus for Mutual Funds House Account Attn: Courtney Waller 880 Carillon Parkway Saint Petersburg, FL 33716 |
Inverse High Yield Strategy Fund | Class A | 291.638 | 5.8714 | Pershing LLC 1 Pershing Plaza Jersey City, NJ 07399-0002 |
Fund | Share Class | Amount of Shares Owned | Percentage of the Class | Name and Address of Beneficial Owner |
Inverse High Yield Strategy Fund | Class A | 2569.732 | 51.7355 | National Financial Services LLC 499 Washington Boulevard Jersey City, NJ 07310 |
Inverse High Yield Strategy Fund | Class C | 5303.11 | 72.8783 | Schwab Special Custody Account – Reinvest for Benefit of Customers 211 Main Street San Francisco, CA 94105 |
Inverse High Yield Strategy Fund | Class C | 1645.007 | 22.6066 | LPL Financial 4707 Executive Drive San Diego, CA 92121-3091 |
Inverse High Yield Strategy Fund | Class H | 132240.178 | 89.5777 | TD Ameritrade Inc. For the Exclusive Benefit of Our Clients PO Box 2226 Omaha, NE 68103-2226 |
Inverse Mid-Cap Strategy Fund | Class A | 688.766 | 12.3408 | Schwab Special Custody Account – Reinvest for Benefit of Customers 211 Main Street San Francisco, CA 94105 |
Inverse Mid-Cap Strategy Fund | Class A | 2072.149 | 37.1272 | LPL Financial 4707 Executive Drive San Diego, CA 92121-3091 |
Inverse Mid-Cap Strategy Fund | Class A | 1682.188 | 30.1402 | Pershing LLC 1 Pershing Plaza Jersey City, NJ 07399-0002 |
Inverse Mid-Cap Strategy Fund | Class A | 960.799 | 17.2148 | NFS LLC FEBO/NFS/FMTC Rollover IRA FBO Thomas E. McKnight [Address Intentionally Omitted for Privacy Purposes] |
Inverse Mid-Cap Strategy Fund | Class C | 1 | 99.6015 | Schwab Special Custody Account – Reinvest for Benefit of Customers 211 Main Street San Francisco, CA 94105 |
Inverse Mid-Cap Strategy Fund | Class H | 25286.687 | 63.5692 | Schwab Special Custody Account – Reinvest for Benefit of Customers 211 Main Street San Francisco, CA 94105 |
Inverse Mid-Cap Strategy Fund | Class H | 2249.146 | 5.6542 | National Financial Services Corporation For Exclusive Benefit Of Our Customers Attn: Mutual Funds Department, 4th Floor 499 Washington Boulevard Jersey City, NJ 07310 |
Inverse Mid-Cap Strategy Fund | Class H | 2533.981 | 6.3702 | Special Custody Account For The Exclusive Benefit Of Customer Wells Fargo Clearing Services LLC 2801 Market Street Saint Louis, MO 63103 |
Inverse Mid-Cap Strategy Fund | Class H | 2266.716 | 5.6983 | TD Ameritrade Inc. For the Exclusive Benefit of Our Clients PO Box 2226 Omaha, NE 68103-2226 |
Fund | Share Class | Amount of Shares Owned | Percentage of the Class | Name and Address of Beneficial Owner |
Inverse Mid-Cap Strategy Fund | Class H | 3308.859 | 8.3182 | Mid Atlantic Trust Company FBO Smackover Family Practice Clin 401(k) 1251 Waterfront Place, Suite 525 Pittsburgh, PA 15222 |
Inverse NASDAQ-100® Strategy Fund | Class A | 1521.931 | 23.7462 | National Financial Services LLC 499 Washington Boulevard Jersey City, NJ 07310 |
Inverse NASDAQ-100® Strategy Fund | Class A | 577.171 | 9.0054 | Schwab Special Custody Account – Reinvest for Benefit of Customers 211 Main Street San Francisco, CA 94105 |
Inverse NASDAQ-100® Strategy Fund | Class A | 1701.27 | 26.5444 | LPL Financial 4707 Executive Drive San Diego, CA 92121-3091 |
Inverse NASDAQ-100® Strategy Fund | Class A | 352.125 | 5.4941 | Raymond James/Omnibus for Mutual Funds House Account Attn: Courtney Waller 880 Carillon Parkway Saint Petersburg, FL 33716 |
Inverse NASDAQ-100® Strategy Fund | Class A | 980.527 | 15.2988 | Pershing LLC 1 Pershing Plaza Jersey City, NJ 07399-0002 |
Inverse NASDAQ-100® Strategy Fund | Class C | 747.398 | 20.514 | Pershing LLC P.O. Box 2052 Jersey City, NJ 07303-9998 |
Inverse NASDAQ-100® Strategy Fund | Class C | 893.199 | 24.5158 | American Enterprise Investment Services, Inc. 707 2nd Avenue South Minneapolis, MN 55402 |
Inverse NASDAQ-100® Strategy Fund | Class C | 314.434 | 8.6303 | Schwab Special Custody Account – Reinvest for Benefit of Customers 211 Main Street San Francisco, CA 94105 |
Inverse NASDAQ-100® Strategy Fund | Class C | 1354.304 | 37.1719 | Special Custody Account For The Exclusive Benefit Of Customer Wells Fargo Clearing Services LLC 2801 Market Street Saint Louis, MO 63103 |
Inverse NASDAQ-100® Strategy Fund | Class H | 3442.806 | 11.654 | National Financial Services Corporation For Exclusive Benefit Of Our Customers Attn: Mutual Funds Department, 4th Floor 499 Washington Boulevard Jersey City, NJ 07310 |
Inverse NASDAQ-100® Strategy Fund | Class H | 22511.856 | 76.2034 | E*TRADE Savings Bank/FBO: 75 PO Box 6503 Englewood, CO 80112 |
Inverse NASDAQ-100® Strategy Fund | Investor Class | 26050.101 | 17.4988 | Pershing LLC P.O. Box 2052 Jersey City, NJ 07303-9998 |
Fund | Share Class | Amount of Shares Owned | Percentage of the Class | Name and Address of Beneficial Owner |
Inverse NASDAQ-100® Strategy Fund | Investor Class | 19065.328 | 12.8069 | Schwab Special Custody Account – Reinvest for Benefit of Customers 211 Main Street San Francisco, CA 94105 |
Inverse NASDAQ-100® Strategy Fund | Investor Class | 26093.548 | 17.528 | National Financial Services Corporation For Exclusive Benefit Of Our Customers Attn: Mutual Funds Department, 4th Floor 499 Washington Boulevard Jersey City, NJ 07310 |
Inverse NASDAQ-100® Strategy Fund | Investor Class | 7801.14 | 5.2403 | Special Custody Account For The Exclusive Benefit Of Customer Wells Fargo Clearing Services LLC 2801 Market Street Saint Louis, MO 63103 |
Inverse NASDAQ-100® Strategy Fund | Investor Class | 8459.156 | 5.6823 | RBC Capital Markets LLC Mutual Fund Omnibus Processing Omnibus Attn: Mutual Fund Ops Manager 60 South Sixth Street – P08 Minneapolis, MN 55402-4400 |
Inverse NASDAQ-100® Strategy Fund | Investor Class | 32185.941 | 21.6205 | LPL Financial 4707 Executive Drive San Diego, CA 92121-3091 |
Inverse Russell 2000® Strategy Fund | Class A | 978.061 | 6.1711 | Special Custody Account For The Exclusive Benefit Of Customer Wells Fargo Clearing Services LLC 2801 Market Street Saint Louis, MO 63103 |
Inverse Russell 2000® Strategy Fund | Class A | 4980.555 | 31.4249 | LPL Financial 4707 Executive Drive San Diego, CA 92121-3091 |
Inverse Russell 2000® Strategy Fund | Class A | 2864.438 | 18.0732 | Pershing LLC 1 Pershing Plaza Jersey City, NJ 07399-0002 |
Inverse Russell 2000® Strategy Fund | Class A | 3158.253 | 19.9271 | National Financial Services LLC 499 Washington Boulevard Jersey City, NJ 07310 |
Inverse Russell 2000® Strategy Fund | Class A | 1921.23 | 12.122 | TD Ameritrade FBO/Lorraine Suzuki [Address Intentionally Omitted for Privacy Purposes] |
Inverse Russell 2000® Strategy Fund | Class C | 2417.292 | 9.8695 | NFS LLC FEBO/NFS/FMTC Rollover IRA FBO Robert C. Irvine [Address Intentionally Omitted for Privacy Purposes] |
Inverse Russell 2000® Strategy Fund | Class C | 18148.838 | 74.0997 | Schwab Special Custody Account – Reinvest for Benefit of Customers 211 Main Street San Francisco, CA 94105 |
Inverse Russell 2000® Strategy Fund | Class C | 2425.29 | 9.9021 | LPL Financial 4707 Executive Drive San Diego, CA 92121-3091 |
Fund | Share Class | Amount of Shares Owned | Percentage of the Class | Name and Address of Beneficial Owner |
Inverse Russell 2000® Strategy Fund | Class H | 67757.637 | 24.3311 | Schwab Special Custody Account – Reinvest for Benefit of Customers 211 Main Street San Francisco, CA 94105 |
Inverse Russell 2000® Strategy Fund | Class H | 49600.194 | 17.8109 | National Financial Services Corporation For Exclusive Benefit Of Our Customers Attn: Mutual Funds Department, 4th Floor 499 Washington Boulevard Jersey City, NJ 07310 |
Inverse Russell 2000® Strategy Fund | Class H | 20189.831 | 7.2499 | E*TRADE Savings Bank FBO: 75 PO Box 6503 Englewood, CO 80112 |
Inverse Russell 2000® Strategy Fund | Class H | 76439.031 | 27.4485 | LPL Financial 4707 Executive Drive San Diego, CA 92121-3091 |
Inverse Russell 2000® Strategy Fund | Class H | 15708.89 | 5.6409 | TD Ameritrade Inc. For the Exclusive Benefit of Our Clients PO Box 2226 Omaha, NE 68103-2226 |
Inverse S&P 500® Strategy Fund | Class A | 314481.486 | 84.4861 | LPL Financial 4707 Executive Drive San Diego, CA 92121-3091 |
Inverse S&P 500® Strategy Fund | Class H | 19754.96 | 15.0795 | National Financial Services Corporation For Exclusive Benefit Of Our Customers Attn: Mutual Funds Department, 4th Floor 499 Washington Boulevard Jersey City, NJ 07310 |
Inverse S&P 500® Strategy Fund | Class H | 98615.475 | 75.276 | TD Ameritrade Inc. For the Exclusive Benefit of Our Clients PO Box 2226 Omaha, NE 68103-2226 |
Inverse S&P 500® Strategy Fund | Investor Class | 145944.5 | 18.3824 | Schwab Special Custody Account – Reinvest for Benefit of Customers 211 Main Street San Francisco, CA 94105 |
Inverse S&P 500® Strategy Fund | Investor Class | 350645.972 | 44.1655 | National Financial Services Corporation For Exclusive Benefit Of Our Customers Attn: Mutual Funds Department, 4th Floor 499 Washington Boulevard Jersey City, NJ 07310 |
Inverse S&P 500® Strategy Fund | Investor Class | 54626.19 | 6.8804 | TD Ameritrade Inc. For the Exclusive Benefit of Our Clients PO Box 2226 Omaha, NE 68103-2226 |
Inverse S&P 500® Strategy Fund | Class C | 9900.148 | 23.3725 | Schwab Special Custody Account – Reinvest for Benefit of Customers 211 Main Street San Francisco, CA 94105 |
Fund | Share Class | Amount of Shares Owned | Percentage of the Class | Name and Address of Beneficial Owner |
Inverse S&P 500® Strategy Fund | Class C | 19065.822 | 45.0111 | Special Custody Account For The Exclusive Benefit Of Customer Wells Fargo Clearing Services LLC 2801 Market Street Saint Louis, MO 63103 |
Inverse S&P 500® Strategy Fund | Class C | 3758.619 | 8.8734 | LPL Financial 4707 Executive Drive San Diego, CA 92121-3091 |
Japan 2x Strategy Fund | Class A | 84.353 | 5.03 | Judith C. Kleinberg Charitable Remain Unit Trust Judith C. Kazen TTEE Ivan J. Kaven TTEE [Address Intentionally Omitted for Privacy Purposes] |
Japan 2x Strategy Fund | Class A | 150.38 | 8.9673 | James L. Ridderbush (RIRA) [Address Intentionally Omitted for Privacy Purposes] |
Japan 2x Strategy Fund | Class A | 390.519 | 23.2872 | Pershing LLC 1 Pershing Plaza Jersey City, NJ 07399-0002 |
Japan 2x Strategy Fund | Class A | 623.117 | 37.1574 | National Financial Services LLC 499 Washington Boulevard Jersey City, NJ 07310 |
Japan 2x Strategy Fund | Class C | 33.471 | 12.4754 | Transsolutions Ret Plan/FBO Leong Ng Match Gloria Bender and Belinda Hargrove TTEES [Address Intentionally Omitted for Privacy Purposes] |
Japan 2x Strategy Fund | Class C | 15.142 | 5.6438 | John Downing (ROTH) [Address Intentionally Omitted for Privacy Purposes] |
Japan 2x Strategy Fund | Class C | 32.837 | 12.2391 | Charles Schwab & Co. Inc./Special Custody A/C FBO Customers Attn: Mutual Funds 101 Montgomery Street San Francisco, CA 94104-4122 |
Japan 2x Strategy Fund | Class C | 112.57 | 41.9577 | J.P. Morgan Securities LLC/FBO 4 Chase Metrotech Center Brooklyn, NY 11245-0001 |
Japan 2x Strategy Fund | Class C | 48.226 | 17.975 | TD Ameritrade FBO/Kwock Yee Hom Roth IRA TD Ameritrade Inc. Custodian [Address Intentionally Omitted for Privacy Purposes] |
Japan 2x Strategy Fund | Class H | 744.887 | 6.7539 | Dean G. Sather or Nancy J. Deschane [Address Intentionally Omitted for Privacy Purposes] |
Japan 2x Strategy Fund | Class H | 611.874 | 5.5479 | Schwab Special Custody Account – Reinvest for Benefit of Customers 211 Main Street San Francisco, CA 94105 |
Fund | Share Class | Amount of Shares Owned | Percentage of the Class | Name and Address of Beneficial Owner |
Japan 2x Strategy Fund | Class H | 1898.505 | 17.214 | National Financial Services Corporation For Exclusive Benefit Of Our Customers Attn: Mutual Funds Department, 4th Floor 499 Washington Boulevard Jersey City, NJ 07310 |
Japan 2x Strategy Fund | Class H | 1913.131 | 17.3466 | FolioFN Investments Inc. 8180 Greensboro Drive, 8th Floor McLean, VA 22102 |
Japan 2x Strategy Fund | Class H | 759.255 | 6.8842 | Jay Lewis Wertman (RIRA) [Address Intentionally Omitted for Privacy Purposes] |
Japan 2x Strategy Fund | Class H | 2674.866 | 24.2533 | TD Ameritrade Inc. For the Exclusive Benefit of Our Clients PO Box 2226 Omaha, NE 68103-2226 |
Leisure Fund | Class A | 2681.134 | 16.9216 | Schwab Special Custody Account – Reinvest for Benefit of Customers 211 Main Street San Francisco, CA 94105 |
Leisure Fund | Class A | 3713.969 | 23.4402 | Special Custody Account For The Exclusive Benefit Of Customer Wells Fargo Clearing Services LLC 2801 Market Street Saint Louis, MO 63103 |
Leisure Fund | Class A | 2911.117 | 18.3731 | UBS Financial Services Inc. FBO/UBS WM USA Omni Account M/F 1000 Harbor Boulevard Weehawken, NJ 07806-6761 |
Leisure Fund | Class A | 2,543.389 | 16.0522 | Pershing LLC 1 Pershing Plaza Jersey City, NJ 07399-0002 |
Leisure Fund | Class A | 1088.663 | 6.8709 | National Financial Services LLC 499 Washington Boulevard Jersey City, NJ 07310 |
Leisure Fund | Class C | 859.701 | 8.2094 | NFS LLC FEBO/NFS/FMTC Rollover IRA FBO Paul O. Dodge, Jr. [Address Intentionally Omitted for Privacy Purposes] |
Leisure Fund | Class C | 3383.787 | 32.3125 | Pershing LLC P.O. Box 2052 Jersey City, NJ 07303-9998 |
Leisure Fund | Class C | 1484.566 | 14.1764 | Schwab Special Custody Account – Reinvest for Benefit of Customers 211 Main Street San Francisco, CA 94105 |
Leisure Fund | Class C | 1605.405 | 15.3303 | Special Custody Account For The Exclusive Benefit Of Customer Wells Fargo Clearing Services LLC 2801 Market Street Saint Louis, MO 63103 |
Fund | Share Class | Amount of Shares Owned | Percentage of the Class | Name and Address of Beneficial Owner |
Leisure Fund | Class C | 681.621 | 6.5089 | UBS Financial Services Inc. FBO/UBS WM USA Omni Account M/F 1000 Harbor Boulevard Weehawken, NJ 07806-6761 |
Leisure Fund | Class C | 665.762 | 6.3575 | LPL Financial 4707 Executive Drive San Diego, CA 92121-3091 |
Leisure Fund | Class C | 590.177 | 5.6357 | American Enterprise Investment Services, Inc. 707 2nd Avenue South Minneapolis, MN 55402 |
Leisure Fund | Class H | 5833.023 | 19.0089 | Trust Co Of America FBO 120 PO Box 6503 Englewood, CO 80155 |
Leisure Fund | Class H | 19920.309 | 64.9172 | TD Ameritrade Inc. For the Exclusive Benefit of Our Clients PO Box 2226 Omaha, NE 68103-2226 |
Leisure Fund | Investor Class | 25162.958 | 26.7501 | Schwab Special Custody Account – Reinvest for Benefit of Customers 211 Main Street San Francisco, CA 94105 |
Leisure Fund | Investor Class | 16131.334 | 17.1488 | National Financial Services Corporation For Exclusive Benefit Of Our Customers Attn: Mutual Funds Department, 4th Floor 499 Washington Boulevard Jersey City, NJ 07310 |
Leisure Fund | Investor Class | 16455.472 | 17.4934 | Special Custody Account For The Exclusive Benefit Of Customer Wells Fargo Clearing Services LLC 2801 Market Street Saint Louis, MO 63103 |
Leisure Fund | Investor Class | 6712.922 | 7.1363 | LPL Financial 4707 Executive Drive San Diego, CA 92121-3091 |
Leisure Fund | Investor Class | 5056.056 | 5.3749 | TD Ameritrade Inc. For the Exclusive Benefit of Our Clients PO Box 2226 Omaha, NE 68103-2226 |
Long Short Equity Fund | Class A | 47654.004 | 8.1492 | National Financial Services LLC 499 Washington Boulevard Jersey City, NJ 07310 |
Long Short Equity Fund | Class A | 55476.817 | 9.487 | Pershing LLC P.O. Box 2052 Jersey City, NJ 07303-9998 |
Long Short Equity Fund | Class A | 43411.12 | 7.4236 | Schwab Special Custody Account – Reinvest for Benefit of Customers 211 Main Street San Francisco, CA 94105 |
Fund | Share Class | Amount of Shares Owned | Percentage of the Class | Name and Address of Beneficial Owner |
Long Short Equity Fund | Class A | 97590.143 | 16.6887 | Morgan Stanley Smith Barney LLC For The Exclusive Benefit Of Its Customers 1 New York Plaza, Floor 12 New York, NY 10004-1901 |
Long Short Equity Fund | Class A | 168646.97 | 28.8401 | Special Custody Account For The Exclusive Benefit Of Customer Wells Fargo Clearing Services LLC 2801 Market Street Saint Louis, MO 63103 |
Long Short Equity Fund | Class A | 30373.496 | 5.1941 | RBC Capital Markets LLC Mutual Fund Omnibus Processing Omnibus Attn: Mutual Funds Ops Manager 60 South Sixth Street – P08 Minneapolis, MN 55402-4400 |
Long Short Equity Fund | Class C | 6789.562 | 9.8281 | National Financial Services LLC 499 Washington Boulevard Jersey City, NJ 07310 |
Long Short Equity Fund | Class C | 4151.626 | 6.0096 | American Enterprise Investment Services, Inc. 707 2nd Avenue South Minneapolis, MN 55402 |
Long Short Equity Fund | Class C | 5397.951 | 7.8137 | Schwab Special Custody Account – Reinvest for Benefit of Customers 211 Main Street San Francisco, CA 94105 |
Long Short Equity Fund | Class C | 6331.109 | 9.1644 | Morgan Stanley Smith Barney LLC For The Exclusive Benefit Of Its Customers 1 New York Plaza, Floor 12 New York, NY 10004-1901 |
Long Short Equity Fund | Class C | 12825.679 | 18.5655 | Special Custody Account For The Exclusive Benefit Of Customer Wells Fargo Clearing Services LLC 2801 Market Street Saint Louis, MO 63103 |
Long Short Equity Fund | Class C | 3805.849 | 5.509 | UBS Financial Services Inc. FBO/UBS WM USA Omni Account M/F 1000 Harbor Boulevard Weehawken, NJ 07806-6761 |
Long Short Equity Fund | Class C | 13538.709 | 19.5977 | LPL Financial 4707 Executive Drive San Diego, CA 92121-3091 |
Long Short Equity Fund | Class C | 5296.816 | 7.6673 | TD Ameritrade FBO/James LaLonde & Patricia Elise Scallan LaLonde Community Prop. [Address Intentionally Omitted for Privacy Purposes] |
Long Short Equity Fund | Class P | 144504.357 | 26.3769 | UMB Bank NA FBO Fiduciary For Tax Deferred Acct. One Security Place Topeka, KS 66636-0001 |
Fund | Share Class | Amount of Shares Owned | Percentage of the Class | Name and Address of Beneficial Owner |
Long Short Equity Fund | Class P | 120701.254 | 22.032 | Schwab Special Custody Account – Reinvest for Benefit of Customers 211 Main Street San Francisco, CA 94105 |
Long Short Equity Fund | Class P | 53840.195 | 9.8276 | National Financial Services Corporation For Exclusive Benefit Of Our Customers Attn: Mutual Funds Department, 4th Floor 499 Washington Boulevard Jersey City, NJ 07310 |
Long Short Equity Fund | Class P | 30578.633 | 5.5816 | TD Ameritrade Inc. For the Exclusive Benefit of Our Clients PO Box 2226 Omaha, NE 68103-2226 |
Long Short Equity Fund | Institutional Class | 9072.174 | 7.7283 | Schwab Special Custody Account – Reinvest for Benefit of Customers 211 Main Street San Francisco, CA 94105 |
Long Short Equity Fund | Institutional Class | 17776.035 | 15.1429 | National Financial Services Corporation For Exclusive Benefit Of Our Customers Attn: Mutual Funds Department, 4th Floor 499 Washington Boulevard Jersey City, NJ 07310 |
Long Short Equity Fund | Institutional Class | 44091.364 | 37.5603 | Special Custody Account For The Exclusive Benefit Of Customer Wells Fargo Clearing Services LLC 2801 Market Street Saint Louis, MO 63103 |
Long Short Equity Fund | Institutional Class | 19222.871 | 16.3754 | UBS Financial Services Inc. FBO/UBS WM USA Omni Account M/F 1000 Harbor Boulevard Weehawken, NJ 07806-6761 |
Long Short Equity Fund | Institutional Class | 10272.975 | 8.7512 | LPL Financial 4707 Executive Drive San Diego, CA 92121-3091 |
Long Short Equity Fund | Institutional Class | 7713.308 | 6.5707 | American Enterprise Investment Services, Inc. 707 2nd Avenue South Minneapolis, MN 55402 |
Managed Futures Strategy Fund | Class A | 33168.041 | 8.2307 | NFS LLC FEBO/Mutual Funds Fractional Write Off Account Attn: Frank Adinolfi 200 Liberty Street New York, NY 10281 |
Managed Futures Strategy Fund | Class A | 94409.173 | 23.4278 | Morgan Stanley Smith Barney LLC For The Exclusive Benefit Of Its Customers 1 New York Plaza, Floor 12 New York, NY 10004-1901 |
Fund | Share Class | Amount of Shares Owned | Percentage of the Class | Name and Address of Beneficial Owner |
Managed Futures Strategy Fund | Class A | 48607.878 | 12.0621 | Special Custody Account For The Exclusive Benefit Of Customer Wells Fargo Clearing Services LLC 2801 Market Street Saint Louis, MO 63103 |
Managed Futures Strategy Fund | Class A | 52740.378 | 13.0876 | LPL Financial 4707 Executive Drive San Diego, CA 92121-3091 |
Managed Futures Strategy Fund | Class A | 42543.609 | 10.5572 | Pershing LLC 1 Pershing Plaza Jersey City, NJ 07399-0002 |
Managed Futures Strategy Fund | Class A | 25924.299 | 6.4331 | Oppenheimer & Co. Inc. Custodian/FBO Susan M. Stocke ROTH IRA [Address Intentionally Omitted for Privacy Purposes] |
Managed Futures Strategy Fund | Class C | 11425.562 | 8.1829 | Pershing LLC P.O. Box 2052 Jersey City, NJ 07303-9998 |
Managed Futures Strategy Fund | Class C | 8554.408 | 6.1266 | American Enterprise Investment Services, Inc. 707 2nd Avenue South Minneapolis, MN 55402 |
Managed Futures Strategy Fund | Class C | 26194.454 | 18.7604 | Morgan Stanley Smith Barney LLC For The Exclusive Benefit Of Its Customers 1 New York Plaza, Floor 12 New York, NY 10004-1901 |
Managed Futures Strategy Fund | Class C | 28016.82 | 20.0656 | Special Custody Account For The Exclusive Benefit Of Customer Wells Fargo Clearing Services LLC 2801 Market Street Saint Louis, MO 63103 |
Managed Futures Strategy Fund | Class C | 12054.91 | 8.6337 | LPL Financial 4707 Executive Drive San Diego, CA 92121-3091 |
Managed Futures Strategy Fund | Class C | 12931.19 | 9.2613 | Raymond James/Omnibus for Mutual Funds House Account Attn: Courtney Waller 880 Carillon Parkway Saint Petersburg, FL 33716 |
Managed Futures Strategy Fund | Class C | 12712.668 | 9.1048 | National Financial Services LLC 499 Washington Boulevard Jersey City, NJ 07310 |
Managed Futures Strategy Fund | Class P | 158855.668 | 22.7935 | Pershing LLC P.O. Box 2052 Jersey City, NJ 07303-9998 |
Managed Futures Strategy Fund | Class P | 82467.984 | 11.8329 | Schwab Special Custody Account – Reinvest for Benefit of Customers 211 Main Street San Francisco, CA 94105 |
Fund | Share Class | Amount of Shares Owned | Percentage of the Class | Name and Address of Beneficial Owner |
Managed Futures Strategy Fund | Class P | 90115.985 | 12.9303 | National Financial Services Corporation For Exclusive Benefit Of Our Customers Attn: Mutual Funds Department, 4th Floor 499 Washington Boulevard Jersey City, NJ 07310 |
Managed Futures Strategy Fund | Class P | 165123.066 | 23.6928 | Morgan Stanley Smith Barney LLC For The Exclusive Benefit Of Its Customers 1 New York Plaza, Floor 12 New York, NY 10004-1901 |
Managed Futures Strategy Fund | Class P | 39118.688 | 5.6129 | TD Ameritrade Inc. For the Exclusive Benefit of Our Clients PO Box 2226 Omaha, NE 68103-2226 |
Managed Futures Strategy Fund | Institutional Class | 30606.284 | 7.7353 | Schwab Special Custody Account – Reinvest for Benefit of Customers 211 Main Street San Francisco, CA 94105 |
Managed Futures Strategy Fund | Institutional Class | 93379.021 | 23.6003 | Special Custody Account For The Exclusive Benefit Of Customer Wells Fargo Clearing Services LLC 2801 Market Street Saint Louis, MO 63103 |
Managed Futures Strategy Fund | Institutional Class | 53070.507 | 13.4128 | UBS Financial Services Inc. FBO/UBS WM USA Omni Account M/F 1000 Harbor Boulevard Weehawken, NJ 07806-6761 |
Managed Futures Strategy Fund | Institutional Class | 81532.891 | 20.6063 | Raymond James/Omnibus for Mutual Funds House Account Attn: Courtney Waller 880 Carillon Parkway Saint Petersburg, FL 33716 |
Managed Futures Strategy Fund | Institutional Class | 48584.371 | 12.279 | TD Ameritrade Inc. for the Exclusive Benefit of our Clients PO Box 2226 Omaha, NE 68103-2226 |
Managed Futures Strategy Fund | Institutional Class | 31945.734 | 8.0738 | American Enterprise Investment Services, Inc. 707 2nd Avenue South Minneapolis, MN 55402 |
Mid-Cap 1.5x Strategy Fund | Class A | 2328.651 | 8.5188 | Schwab Special Custody Account – Reinvest for Benefit of Customers 211 Main Street San Francisco, CA 94105 |
Mid-Cap 1.5x Strategy Fund | Class A | 1942.069 | 7.1046 | Morgan Stanley Smith Barney LLC For The Exclusive Benefit Of Its Customers 1 New York Plaza, Floor 12 New York, NY 10004-1901 |
Fund | Share Class | Amount of Shares Owned | Percentage of the Class | Name and Address of Beneficial Owner |
Mid-Cap 1.5x Strategy Fund | Class A | 2468.651 | 9.031 | Special Custody Account For The Exclusive Benefit Of Customer Wells Fargo Clearing Services LLC 2801 Market Street Saint Louis, MO 63103 |
Mid-Cap 1.5x Strategy Fund | Class A | 1985.309 | 7.2628 | RBC Capital Markets LLC Mutual Fund Omnibus Processing Omnibus Attn: Mutual Funds Ops Manager 60 South Sixth Street – P08 Minneapolis, MN 55402-4400 |
Mid-Cap 1.5x Strategy Fund | Class A | 2631.368 | 9.6262 | LPL Financial 4707 Executive Drive San Diego, CA 92121-3091 |
Mid-Cap 1.5x Strategy Fund | Class A | 1896.004 | 6.9361 | Pershing LLC 1 Pershing Plaza Jersey City, NJ 07399-0002 |
Mid-Cap 1.5x Strategy Fund | Class A | 3202.745 | 11.7165 | Vanguard Brokerage Services P.O. Box 1170 Valley Forge, PA 19482-1170 |
Mid-Cap 1.5x Strategy Fund | Class C | 4472.059 | 9.8463 | Pershing LLC P.O. Box 2052 Jersey City, NJ 07303-9998 |
Mid-Cap 1.5x Strategy Fund | Class C | 36388.581 | 80.1184 | Schwab Special Custody Account – Reinvest for Benefit of Customers 211 Main Street San Francisco, CA 94105 |
Mid-Cap 1.5x Strategy Fund | Class H | 7621.76 | 7.2553 | Schwab Special Custody Account – Reinvest for Benefit of Customers 211 Main Street San Francisco, CA 94105 |
Mid-Cap 1.5x Strategy Fund | Class H | 10152.034 | 9.6639 | National Financial Services Corporation For Exclusive Benefit Of Our Customers Attn: Mutual Funds Department, 4th Floor 499 Washington Boulevard Jersey City, NJ 07310 |
Mid-Cap 1.5x Strategy Fund | Class H | 10506.429 | 10.0013 | Luxor Investments LP Attn: Dr. Atef Eltoukhy GP 84 W. Santa Clara Treet, Suite 490 San Jose, CA 95113 |
Mid-Cap 1.5x Strategy Fund | Class H | 41945.847 | 39.9293 | TD Ameritrade Inc. For the Exclusive Benefit of Our Clients PO Box 2226 Omaha, NE 68103-2226 |
Monthly Rebalance NASDAQ-100® 2x Strategy Fund | Class A | 1995.448 | 9.5158 | Pershing LLC 1 Pershing Plaza Jersey City, NJ 07399-0002 |
Monthly Rebalance NASDAQ-100® 2x Strategy Fund | Class A | 4989.031 | 23.7915 | National Financial Services LLC 499 Washington Boulevard Jersey City, NJ 07310 |
Fund | Share Class | Amount of Shares Owned | Percentage of the Class | Name and Address of Beneficial Owner |
Monthly Rebalance NASDAQ-100® 2x Strategy Fund | Class A | 8135.282 | 38.7953 | E*TRADE Savings Bank/FBO #618 PO Box 6503 Englewood, CO 80155-6503 |
Monthly Rebalance NASDAQ-100® 2x Strategy Fund | Class C | 511.318 | 10.8178 | Pershing LLC 1 Pershing Plaza Jersey City, NJ 07399-0002 |
Monthly Rebalance NASDAQ-100® 2x Strategy Fund | Class C | 890.909 | 18.8488 | Vincent P. Quigley (IRA) [Address Intentionally Omitted for Privacy Purposes] |
Monthly Rebalance NASDAQ-100® 2x Strategy Fund | Class C | 2375.01 | 50.2477 | National Financial Services LLC 499 Washington Boulevard Jersey City, NJ 07310 |
Monthly Rebalance NASDAQ-100® 2x Strategy Fund | Class C | 429.111 | 9.0786 | Stockcross Financial Services/Barbara Braham Sanborn Rev. Tr. UAD Barbara Sanborn & Ranza Boggess TTEES [Address Intentionally Omitted for Privacy Purposes] |
Monthly Rebalance NASDAQ-100® 2x Strategy Fund | Class H | 72391.708 | 7.0492 | Schwab Special Custody Account – Reinvest for Benefit of Customers 211 Main Street San Francisco, CA 94105 |
Monthly Rebalance NASDAQ-100® 2x Strategy Fund | Class H | 121289.836 | 11.8107 | E*TRADE Savings Bank/FBO: 75 PO Box 6503 Englewood, CO 80112 |
Monthly Rebalance NASDAQ-100® 2x Strategy Fund | Class H | 647847.188 | 63.0849 | TD Ameritrade Inc. for the Exclusive Benefit of our Clients PO Box 2226 Omaha, NE 68103-2226 |
Multi-Hedge Strategies Fund | Class A | 9508.618 | 6.0261 | Pershing LLC P.O. Box 2052 Jersey City, NJ 07303-9998 |
Multi-Hedge Strategies Fund | Class A | 48950.227 | 31.0227 | Morgan Stanley Smith Barney LLC For The Exclusive Benefit Of Its Customers 1 New York Plaza, Floor 12 New York, NY 10004-1901 |
Multi-Hedge Strategies Fund | Class A | 12988.335 | 8.2315 | Special Custody Account For The Exclusive Benefit Of Customer Wells Fargo Clearing Services LLC 2801 Market Street Saint Louis, MO 63103 |
Multi-Hedge Strategies Fund | Class A | 14962.358 | 9.4825 | UBS Financial Services Inc. FBO/UBS WM USA Omni Account M/F 1000 Harbor Boulevard Weehawken, NJ 07806-6761 |
Fund | Share Class | Amount of Shares Owned | Percentage of the Class | Name and Address of Beneficial Owner |
Multi-Hedge Strategies Fund | Class A | 8995.327 | 5.7008 | LPL Financial 4707 Executive Drive San Diego, CA 92121-3091 |
Multi-Hedge Strategies Fund | Class A | 18380.805 | 11.649 | National Financial Services LLC 499 Washington Boulevard Jersey City, NJ 07310 |
Multi-Hedge Strategies Fund | Class C | 13565.338 | 18.156 | Merrill Lynch, Pierce, Fenner & Smith, Inc./For the Sole Benefit of its Customers 4800 Deer Lake Drive E, 3rd Floor Jacksonville, FL 32246 |
Multi-Hedge Strategies Fund | Class C | 6429.367 | 8.6051 | National Financial Services Corporation For Exclusive Benefit Of Our Customers Attn: Mutual Funds Department, 4th Floor 499 Washington Boulevard Jersey City, NJ 07310 |
Multi-Hedge Strategies Fund | Class C | 4590.449 | 6.1439 | American Enterprise Investment Services, Inc. 707 2nd Avenue South Minneapolis, MN 55402 |
Multi-Hedge Strategies Fund | Class C | 5137.237 | 6.8757 | Morgan Stanley Smith Barney LLC For The Exclusive Benefit Of Its Customers 1 New York Plaza, Floor 12 New York, NY 10004-1901 |
Multi-Hedge Strategies Fund | Class C | 9187.046 | 12.296 | Special Custody Account For The Exclusive Benefit Of Customer Wells Fargo Clearing Services LLC 2801 Market Street Saint Louis, MO 63103 |
Multi-Hedge Strategies Fund | Class C | 16179.117 | 21.6543 | UBS Financial Services Inc. FBO/UBS WM USA Omni Account M/F 1000 Harbor Boulevard Weehawken, NJ 07806-6761 |
Multi-Hedge Strategies Fund | Class P | 34024.424 | 11.0489 | UMB Bank NA FBO Fiduciary For Tax Deferred Acct. One Security Place Topeka, KS 66636-0001 |
Multi-Hedge Strategies Fund | Class P | 103933.312 | 33.7507 | Schwab Special Custody Account – Reinvest for Benefit of Customers 211 Main Street San Francisco, CA 94105 |
Multi-Hedge Strategies Fund | Class P | 40054.541 | 13.007 | National Financial Services Corporation For Exclusive Benefit Of Our Customers Attn: Mutual Funds Department, 4th Floor 499 Washington Boulevard Jersey City, NJ 07310 |
Fund | Share Class | Amount of Shares Owned | Percentage of the Class | Name and Address of Beneficial Owner |
Multi-Hedge Strategies Fund | Class P | 20786.85 | 6.7502 | Morgan Stanley Smith Barney LLC For The Exclusive Benefit Of Its Customers 1 New York Plaza, Floor 12 New York, NY 10004-1901 |
Multi-Hedge Strategies Fund | Class P | 52552.494 | 17.0656 | Pershing LLC 1 Pershing Plaza Jersey City, NJ 07399-0002 |
Multi-Hedge Strategies Fund | Class P | 19439.894 | 6.3128 | TD Ameritrade Inc. For the Exclusive Benefit of Our Clients PO Box 2226 Omaha, NE 68103-2226 |
Multi-Hedge Strategies Fund | Institutional Class | 87800.614 | 8.9311 | Schwab Special Custody Account – Reinvest for Benefit of Customers 211 Main Street San Francisco, CA 94105 |
Multi-Hedge Strategies Fund | Institutional Class | 222313.621 | 22.6139 | UBS Financial Services Inc. FBO/UBS WM USA Omni Account M/F 1000 Harbor Boulevard Weehawken, NJ 07806-6761 |
Multi-Hedge Strategies Fund | Institutional Class | 393542.421 | 40.0315 | American Enterprise Investment Services, Inc. 707 2nd Avenue South Minneapolis, MN 55402 |
Multi-Hedge Strategies Fund | Institutional Class | 151161.751 | 15.3763 | TD Ameritrade Inc. for the Exclusive Benefit of our Clients PO Box 2226 Omaha, NE 68103-2226 |
NASDAQ-100® Fund | Class A | 282245.976 | 18.6705 | NFS LLC FEBO/Mutual Funds Fractional Write Off Account Attn: Frank Adinolfi 200 Liberty Street New York, NY 10281 |
NASDAQ-100® Fund | Class A | 106924.791 | 7.073 | Morgan Stanley Smith Barney LLC For The Exclusive Benefit Of Its Customers 1 New York Plaza, Floor 12 New York, NY 10004-1901 |
NASDAQ-100® Fund | Class A | 221753.409 | 14.6689 | Special Custody Account For The Exclusive Benefit Of Customer Wells Fargo Clearing Services LLC 2801 Market Street Saint Louis, MO 63103 |
NASDAQ-100® Fund | Class A | 296314.617 | 19.6012 | UBS Financial Services Inc. FBO/UBS WM USA Omni Account M/F 1000 Harbor Boulevard Weehawken, NJ 07806-6761 |
NASDAQ-100® Fund | Class A | 160617.582 | 10.6248 | Pershing LLC 1 Pershing Plaza Jersey City, NJ 07399-0002 |
Fund | Share Class | Amount of Shares Owned | Percentage of the Class | Name and Address of Beneficial Owner |
NASDAQ-100® Fund | Class C | 460142.912 | 17.1395 | NFS LLC FEBO/FMT Co Custodian IRA Rollover FBO Michael S. Wojcik [Address Intentionally Omitted for Privacy Purposes] |
NASDAQ-100® Fund | Class C | 199151.333 | 7.418 | Donaldson Lufkin Jenrette/Securities Corporation Inc. P.O. Box 2052 Jersey City, NJ -7303-9998 |
NASDAQ-100® Fund | Class C | 254513.057 | 9.4801 | Schwab Special Custody Account – Reinvest for Benefit of Customers 211 Main Street San Francisco, CA 94105 |
NASDAQ-100® Fund | Class C | 258060.582 | 9.6122 | Morgan Stanley Smith Barney LLC For The Exclusive Benefit Of Its Customers 1 New York Plaza, Floor 12 New York, NY 10004-1901 |
NASDAQ-100® Fund | Class C | 785493.565 | 29.2582 | Special Custody Account For The Exclusive Benefit Of Customer Wells Fargo Clearing Services LLC 2801 Market Street Saint Louis, MO 63103 |
NASDAQ-100® Fund | Class C | 405962.213 | 15.1213 | UBS Financial Services Inc. FBO/UBS WM USA Omni Account M/F 1000 Harbor Boulevard Weehawken, NJ 07806-6761 |
NASDAQ-100® Fund | Class H | 64843.984 | 5.8934 | Schwab Special Custody Account – Reinvest for Benefit of Customers 211 Main Street San Francisco, CA 94105 |
NASDAQ-100® Fund | Class H | 383381.792 | 34.8444 | National Financial Services Corporation For Exclusive Benefit Of Our Customers Attn: Mutual Funds Department, 4th Floor 499 Washington Boulevard Jersey City, NJ 07310 |
NASDAQ-100® Fund | Class H | 206933.744 | 18.8075 | E*TRADE Savings Bank/FBO: 75 PO Box 6503 Englewood, CO 80112 |
NASDAQ-100® Fund | Class H | 274826.146 | 24.9781 | TD Ameritrade Inc. For the Exclusive Benefit of Our Clients PO Box 2226 Omaha, NE 68103-2226 |
NASDAQ-100® Fund | Investor Class | 7343078.67 | 30.4746 | Schwab Special Custody Account – Reinvest for Benefit of Customers 211 Main Street San Francisco, CA 94105 |
Fund | Share Class | Amount of Shares Owned | Percentage of the Class | Name and Address of Beneficial Owner |
NASDAQ-100® Fund | Investor Class | 5489076.251 | 22.7803 | National Financial Services Corporation For Exclusive Benefit Of Our Customers Attn: Mutual Funds Department, 4th Floor 499 Washington Boulevard Jersey City, NJ 07310 |
NASDAQ-100® Fund | Investor Class | 2068250.409 | 8.5834 | TD Ameritrade Inc. For the Exclusive Benefit of Our Clients PO Box 2226 Omaha, NE 68103-2226 |
Nova Fund | Class A | 25787.67 | 5.4775 | Schwab Special Custody Account – Reinvest for Benefit of Customers 211 Main Street San Francisco, CA 94105 |
Nova Fund | Class A | 24265.291 | 5.1541 | Morgan Stanley Smith Barney LLC For The Exclusive Benefit Of Its Customers 1 New York Plaza, Floor 12 New York, NY 10004-1901 |
Nova Fund | Class A | 250509.773 | 53.2103 | Trust Company of America For Benefit of: Darlene Herrmann P.O. Box 6503 Englewood, CO 80155 |
Nova Fund | Class C | 33041.76 | 54.9709 | National Financial Services LLC 499 Washington Boulevard Jersey City, NJ 07310 |
Nova Fund | Class C | 3103.904 | 5.1639 | Pershing LLC P.O. Box 2052 Jersey City, NJ 07303-9998 |
Nova Fund | Class C | 16009.043 | 26.6339 | Schwab Special Custody Account – Reinvest for Benefit of Customers 211 Main Street San Francisco, CA 94105 |
Nova Fund | Class H | 163579.064 | 29.7324 | E*TRADE Savings Bank/FBO 60 PO Box 6503 Englewood, CO 80155 |
Nova Fund | Class H | 357318.851 | 64.9468 | TD Ameritrade Inc. for the Exclusive Benefit of our Clients PO Box 2226 Omaha, NE 68103-2226 |
Nova Fund | Investor Class | 357065.048 | 13.1015 | Schwab Special Custody Account – Reinvest for Benefit of Customers 211 Main Street San Francisco, CA 94105 |
Nova Fund | Investor Class | 375041.733 | 13.7611 | Trust Co Of America FBO 120 PO Box 6503 Englewood, CO 80155 |
Fund | Share Class | Amount of Shares Owned | Percentage of the Class | Name and Address of Beneficial Owner |
Nova Fund | Investor Class | 624048.083 | 22.8977 | National Financial Services Corporation For Exclusive Benefit Of Our Customers Attn: Mutual Funds Department, 4th Floor 499 Washington Boulevard Jersey City, NJ 07310 |
Nova Fund | Investor Class | 988818.012 | 36.282 | TD Ameritrade Inc. For the Exclusive Benefit of Our Clients PO Box 2226 Omaha, NE 68103-2226 |
Precious Metals Fund | Class A | 85297.282 | 15.509 | Morgan Stanley Smith Barney LLC For The Exclusive Benefit Of Its Customers 1 New York Plaza, Floor 12 New York, NY 10004-1901 |
Precious Metals Fund | Class A | 306297.336 | 55.6919 | LPL Financial 4707 Executive Drive San Diego, CA 92121-3091 |
Precious Metals Fund | Class A | 54973.488 | 9.9954 | National Financial Services LLC 499 Washington Boulevard Jersey City, NJ 07310 |
Precious Metals Fund | Class H | 31664.815 | 14.1715 | Nationwide Trust Company FSB/C/O IPO Portfolio Accounting P.O. Box 182029 Columbus, OH 43218-2029 |
Precious Metals Fund | Class H | 19528.22 | 8.7398 | Trust Co Of America FBO 120 PO Box 6503 Englewood, CO 80155 |
Precious Metals Fund | Class H | 127689.383 | 57.1473 | National Financial Services Corporation For Exclusive Benefit Of Our Customers Attn: Mutual Funds Department, 4th Floor 499 Washington Boulevard Jersey City, NJ 07310 |
Precious Metals Fund | Class H | 17036.53 | 7.6246 | TD Ameritrade Inc. For the Exclusive Benefit of Our Clients PO Box 2226 Omaha, NE 68103-2226 |
Precious Metals Fund | Class C | 8841.651 | 9.1277 | National Financial Services LLC 499 Washington Boulevard Jersey City, NJ 07310 |
Precious Metals Fund | Class C | 27119.577 | 27.997 | Pershing LLC P.O. Box 2052 Jersey City, NJ 07303-9998 |
Precious Metals Fund | Class C | 12726.808 | 13.1386 | Schwab Special Custody Account – Reinvest for Benefit of Customers 211 Main Street San Francisco, CA 94105 |
Fund | Share Class | Amount of Shares Owned | Percentage of the Class | Name and Address of Beneficial Owner |
Precious Metals Fund | Class C | 6825.302 | 7.0461 | Morgan Stanley Smith Barney LLC For The Exclusive Benefit of Its Customers 1 New York Plaza, Floor 12 New York, NY 10004-1901 |
Precious Metals Fund | Investor Class | 305021.683 | 19.5091 | Schwab Special Custody Account – Reinvest for Benefit of Customers 211 Main Street San Francisco, CA 94105 |
Precious Metals Fund | Investor Class | 89310.32 | 5.7122 | Trust Co Of America FBO 120 PO Box 6503 Englewood, CO 80155 |
Precious Metals Fund | Investor Class | 323224.361 | 20.6733 | National Financial Services Corporation For Exclusive Benefit Of Our Customers Attn: Mutual Funds Department, 4th Floor 499 Washington Boulevard Jersey City, NJ 07310 |
Precious Metals Fund | Investor Class | 103354.957 | 6.6105 | TD Ameritrade Inc. For the Exclusive Benefit of Our Clients PO Box 2226 Omaha, NE 68103-2226 |
Real Estate Fund | Class A | 989.317 | 5.2658 | Schwab Special Custody Account – Reinvest for Benefit of Customers 211 Main Street San Francisco, CA 94105 |
Real Estate Fund | Class A | 1647.734 | 8.7704 | LPL Financial 4707 Executive Drive San Diego, CA 92121-3091 |
Real Estate Fund | Class A | 5741.225 | 30.559 | Pershing LLC 1 Pershing Plaza Jersey City, NJ 07399-0002 |
Real Estate Fund | Class A | 3001.093 | 15.974 | National Financial Services LLC 499 Washington Boulevard Jersey City, NJ 07310 |
Real Estate Fund | Class C | 9206.504 | 46.6395 | Donaldson Lufkin Jenrette/Securities Corporation Inc. P.O. Box 2052 Jersey City, NJ -7303-9998 |
Real Estate Fund | Class C | 2828.243 | 14.3276 | Special Custody Account For The Exclusive Benefit Of Customer Wells Fargo Clearing Services LLC 2801 Market Street Saint Louis, MO 63103 |
Real Estate Fund | Class C | 2066.546 | 10.4689 | National Financial Services LLC 499 Washington Boulevard Jersey City, NJ 07310 |
Fund | Share Class | Amount of Shares Owned | Percentage of the Class | Name and Address of Beneficial Owner |
Real Estate Fund | Class H | 55514.626 | 14.368 | National Financial Services Corporation For Exclusive Benefit Of Our Customers Attn: Mutual Funds Department, 4th Floor 499 Washington Boulevard Jersey City, NJ 07310 |
Real Estate Fund | Class H | 29359.078 | 7.5985 | Pershing LLC 1 Pershing Plaza Jersey City, NJ 07399-0002 |
Real Estate Fund | Class H | 222986.326 | 57.7122 | TD Ameritrade Inc. For the Exclusive Benefit of Our Clients PO Box 2226 Omaha, NE 68103-2226 |
Retailing Fund | Class A | 2532.846 | 7.5379 | Schwab Special Custody Account – Reinvest for Benefit of Customers 211 Main Street San Francisco, CA 94105 |
Retailing Fund | Class A | 2376.686 | 7.0731 | Special Custody Account For The Exclusive Benefit Of Customer Wells Fargo Clearing Services LLC 2801 Market Street Saint Louis, MO 63103 |
Retailing Fund | Class A | 11253.3 | 33.4905 | LPL Financial 4707 Executive Drive San Diego, CA 92121-3091 |
Retailing Fund | Class A | 7738.905 | 23.0315 | Pershing LLC 1 Pershing Plaza Jersey City, NJ 07399-0002 |
Retailing Fund | Class A | 2157.502 | 6.4208 | American Enterprise Investment Services, Inc. 707 2nd Avenue South Minneapolis, MN 55402 |
Retailing Fund | Class C | 3631.736 | 26.4283 | Pershing LLC P.O. Box 2052 Jersey City, NJ 07303-9998 |
Retailing Fund | Class C | 2715.254 | 19.759 | Special Custody Account For The Exclusive Benefit Of Customer Wells Fargo Clearing Services LLC 2801 Market Street Saint Louis, MO 63103 |
Retailing Fund | Class C | 2473.943 | 18.003 | LPL Financial 4707 Executive Drive San Diego, CA 92121-3091 |
Retailing Fund | Class C | 1701.242 | 12.38 | Steven A. Rubin (RIRA) [Address Intentionally Omitted for Privacy Purposes] |
Retailing Fund | Class C | 1046.078 | 7.6123 | TD Ameritrade FBO/Richard D. Atkins Rollover IRA [Address Intentionally Omitted for Privacy Purposes] |
Fund | Share Class | Amount of Shares Owned | Percentage of the Class | Name and Address of Beneficial Owner |
Retailing Fund | Class H | 1647.503 | 6.0476 | Nationwide Trust Company FSB/C/O IPO Portfolio Accounting P.O. Box 182029 Columbus, OH 43218-2029 |
Retailing Fund | Class H | 2440.595 | 8.9588 | National Financial Services Corporation For Exclusive Benefit Of Our Customers Attn: Mutual Funds Department, 4th Floor 499 Washington Boulevard Jersey City, NJ 07310 |
Retailing Fund | Class H | 20414.877 | 74.9383 | TD Ameritrade Inc. For the Exclusive Benefit of Our Clients PO Box 2226 Omaha, NE 68103-2226 |
Retailing Fund | Investor Class | 34064.011 | 14.047 | Pershing LLC P.O. Box 2052 Jersey City, NJ 07303-9998 |
Retailing Fund | Investor Class | 49625.49 | 20.4641 | Schwab Special Custody Account – Reinvest for Benefit of Customers 211 Main Street San Francisco, CA 94105 |
Retailing Fund | Investor Class | 85111.749 | 35.0976 | National Financial Services Corporation For Exclusive Benefit Of Our Customers Attn: Mutual Funds Department, 4th Floor 499 Washington Boulevard Jersey City, NJ 07310 |
Retailing Fund | Investor Class | 37806.357 | 15.5902 | TD Ameritrade Inc. For the Exclusive Benefit of Our Clients PO Box 2226 Omaha, NE 68103-2226 |
Russell 2000® Fund | Class A | 41813.747 | 10.16 | Trust Co. of America/FBO 120 PO Box 6503 Englewood, CO 80155 |
Russell 2000® Fund | Class C | 4623.066 | 6.3746 | Donaldson Lufkin Jenrette/Securities Corporation Inc. P.O. Box 2052 Jersey City, NJ -7303-9998 |
Russell 2000® Fund | Class C | 40296.18 | 55.5638 | Special Custody Account For The Exclusive Benefit Of Customer Wells Fargo Clearing Services LLC 2801 Market Street Saint Louis, MO 63103 |
Russell 2000® Fund | Class H | 39348.455 | 12.792 | Schwab Special Custody Account – Reinvest for Benefit of Customers 211 Main Street San Francisco, CA 94105 |
Russell 2000® Fund | Class H | 99967.785 | 32.4992 | National Financial Services Corporation For Exclusive Benefit Of Our Customers Attn: Mutual Funds Department, 4th Floor 499 Washington Boulevard Jersey City, NJ 07310 |
Fund | Share Class | Amount of Shares Owned | Percentage of the Class | Name and Address of Beneficial Owner |
Russell 2000® Fund | Class H | 27241.447 | 8.8561 | Pershing LLC 1 Pershing Plaza Jersey City, NJ 07399-0002 |
Russell 2000® Fund | Class H | 90590.425 | 29.4507 | TD Ameritrade Inc. For the Exclusive Benefit of Our Clients PO Box 2226 Omaha, NE 68103-2226 |
Russell 2000® 1.5x Strategy Fund | Class A | 2791.846 | 9.1839 | National Financial Services LLC 499 Washington Boulevard Jersey City, NJ 07310 |
Russell 2000® 1.5x Strategy Fund | Class A | 5899.904 | 19.4081 | Schwab Special Custody Account – Reinvest for Benefit of Customers 211 Main Street San Francisco, CA 94105 |
Russell 2000® 1.5x Strategy Fund | Class A | 2075.9 | 6.8288 | Morgan Stanley Smith Barney LLC For The Exclusive Benefit of Its Customers 1 New York Plaza, Floor 12 New York, NY 10004-1901 |
Russell 2000® 1.5x Strategy Fund | Class A | 2879.676 | 9.4729 | Special Custody Account For The Exclusive Benefit Of Customer Wells Fargo Clearing Services LLC 2801 Market Street Saint Louis, MO 63103 |
Russell 2000® 1.5x Strategy Fund | Class A | 7799.537 | 25.6571 | RBC Capital Markets LLC Mutual Fund Omnibus Processing Omnibus Attn: Mutual Funds Ops Manager 60 South Sixth Street – P08 Minneapolis, MN 55402-4400 |
Russell 2000® 1.5x Strategy Fund | Class A | 6115.88 | 20.1186 | Pershing LLC 1 Pershing Plaza Jersey City, NJ 07399-0002 |
Russell 2000® 1.5x Strategy Fund | Class C | 119.56 | 11.2985 | National Financial Services LLC 499 Washington Boulevard Jersey City, NJ 07310 |
Russell 2000® 1.5x Strategy Fund | Class C | 149.452 | 14.1233 | Pershing LLC P.O. Box 2052 Jersey City, NJ 07303-9998 |
Russell 2000® 1.5x Strategy Fund | Class C | 317.079 | 29.9642 | Edward A. Cheesman (SEP) [Address Intentionally Omitted for Privacy Purposes] |
Russell 2000® 1.5x Strategy Fund | Class C | 240.452 | 22.7229 | Schwab Special Custody Account – Reinvest for Benefit of Customers 211 Main Street San Francisco, CA 94105 |
Russell 2000® 1.5x Strategy Fund | Class C | 136.373 | 12.8873 | Special Custody Account For The Exclusive Benefit Of Customer Wells Fargo Clearing Services LLC 2801 Market Street Saint Louis, MO 63103 |
Fund | Share Class | Amount of Shares Owned | Percentage of the Class | Name and Address of Beneficial Owner |
Russell 2000® 1.5x Strategy Fund | Class C | 56.808 | 5.3684 | TD Ameritrade FBO/Angela Eve Vicari IRA TD Ameritrade Clearing Custodian [Address Intentionally Omitted for Privacy Purposes] |
Russell 2000® 1.5x Strategy Fund | Class H | 17084.888 | 18.0692 | Leon B. Bastajian or Deanna A. Bastajian [Address Intentionally Omitted for Privacy Purposes] |
Russell 2000® 1.5x Strategy Fund | Class H | 13097.547 | 13.8521 | Schwab Special Custody Account – Reinvest for Benefit of Customers 211 Main Street San Francisco, CA 94105 |
Russell 2000® 1.5x Strategy Fund | Class H | 11122.601 | 11.7634 | National Financial Services Corporation For Exclusive Benefit Of Our Customers Attn: Mutual Funds Department, 4th Floor 499 Washington Boulevard Jersey City, NJ 07310 |
Russell 2000® 1.5x Strategy Fund | Class H | 26546.035 | 28.0754 | TD Ameritrade Inc. For the Exclusive Benefit of Our Clients PO Box 2226 Omaha, NE 68103-2226 |
S&P 500® Fund | Class A | 111772.811 | 14.7107 | Pershing LLC 1 Pershing Plaza Jersey City, NJ 07399-0002 |
S&P 500® Fund | Class A | 46578.307 | 6.1303 | National Financial Services LLC 499 Washington Boulevard Jersey City, NJ 07310 |
S&P 500® Fund | Class A | 408951.659 | 53.8232 | Trust Company of America/FBO #75 PO Box 6503 Englewood, CO 80155-6503 |
S&P 500® Fund | Class C | 51975.401 | 20.4267 | Pershing LLC P.O. Box 2052 Jersey City, NJ 07303-9998 |
S&P 500® Fund | Class C | 51752.415 | 20.339 | Special Custody Account For The Exclusive Benefit Of Customer Wells Fargo Clearing Services LLC 2801 Market Street Saint Louis, MO 63103 |
S&P 500® Fund | Class C | 45962.482 | 18.0635 | UBS Financial Services Inc. FBO/UBS WM USA Omni Account M/F 1000 Harbor Boulevard Weehawken, NJ 07806-6761 |
S&P 500® Fund | Class C | 32739.546 | 12.8668 | LPL Financial 4707 Executive Drive San Diego, CA 92121-3091 |
S&P 500® Fund | Class C | 17925.132 | 7.0447 | National Financial Services LLC 499 Washington Boulevard Jersey City, NJ 07310 |
Fund | Share Class | Amount of Shares Owned | Percentage of the Class | Name and Address of Beneficial Owner |
S&P 500® Fund | Class H | 284268.44 | 12.6743 | Schwab Special Custody Account – Reinvest for Benefit of Customers 211 Main Street San Francisco, CA 94105 |
S&P 500® Fund | Class H | 175722.977 | 7.8347 | Trust Co of America FBO 120 PO Box 6503 Englewood, CO 80155 |
S&P 500® Fund | Class H | 446005.558 | 19.8854 | National Financial Services Corporation For Exclusive Benefit Of Our Customers Attn: Mutual Funds Department, 4th Floor 499 Washington Boulevard Jersey City, NJ 07310 |
S&P 500® Fund | Class H | 133959.745 | 5.9726 | Peter S. Proll (RIRA) [Address Intentionally Omitted for Privacy Purposes] |
S&P 500® Fund | Class H | 205122.194 | 9.1455 | LPL Financial 4707 Executive Drive San Diego, CA 92121-3091 |
S&P 500® Fund | Class H | 685827.801 | 30.5781 | TD Ameritrade Inc. For the Exclusive Benefit of Our Clients PO Box 2226 Omaha, NE 68103-2226 |
S&P 500® Pure Growth Fund | Class A | 16703.891 | 9.0618 | Special Custody Account For The Exclusive Benefit Of Customer Wells Fargo Clearing Services LLC 2801 Market Street Saint Louis, MO 63103 |
S&P 500® Pure Growth Fund | Class A | 20635.368 | 11.1946 | LPL Financial 4707 Executive Drive San Diego, CA 92121-3091 |
S&P 500® Pure Growth Fund | Class A | 67826.566 | 36.7958 | Pershing LLC 1 Pershing Plaza Jersey City, NJ 07399-0002 |
S&P 500® Pure Growth Fund | Class A | 14750.804 | 8.0022 | National Financial Services LLC 499 Washington Boulevard Jersey City, NJ 07310 |
S&P 500® Pure Growth Fund | Class C | 29997.439 | 17.4965 | Pershing LLC P.O. Box 2052 Jersey City, NJ 07303-9998 |
S&P 500® Pure Growth Fund | Class C | 19942.97 | 11.632 | Schwab Special Custody Account – Reinvest for Benefit of Customers 211 Main Street San Francisco, CA 94105 |
S&P 500® Pure Growth Fund | Class C | 65077.382 | 37.9574 | Special Custody Account For The Exclusive Benefit Of Customer Wells Fargo Clearing Services LLC 2801 Market Street Saint Louis, MO 63103 |
Fund | Share Class | Amount of Shares Owned | Percentage of the Class | Name and Address of Beneficial Owner |
S&P 500® Pure Growth Fund | Class C | 13727.474 | 8.0067 | RBC Capital Markets LLC Mutual Fund Omnibus Processing Omnibus Attn: Mutual Funds Ops Manager 60 South Sixth Street – P08 Minneapolis, MN 55402-4400 |
S&P 500® Pure Growth Fund | Class C | 8641.885 | 5.0405 | National Financial Services LLC 499 Washington Boulevard Jersey City, NJ 07310 |
S&P 500® Pure Growth Fund | Class H | 56083.398 | 6.25 | Pershing LLC P.O. Box 2052 Jersey City, NJ 07303-9998 |
S&P 500® Pure Growth Fund | Class H | 86439.584 | 9.633 | Schwab Special Custody Account – Reinvest for Benefit of Customers 211 Main Street San Francisco, CA 94105 |
S&P 500® Pure Growth Fund | Class H | 122973.98 | 13.7044 | National Financial Services Corporation For Exclusive Benefit Of Our Customers Attn: Mutual Funds Department, 4th Floor 499 Washington Boulevard Jersey City, NJ 07310 |
S&P 500® Pure Growth Fund | Class H | 419486.79 | 46.7485 | E*TRADE Savings Bank FBO #65 PO Box 6503 Englewood, CO 80155-6503 |
S&P 500® Pure Growth Fund | Class H | 75387.476 | 8.4013 | TD Ameritrade Inc. For the Exclusive Benefit of Our Clients PO Box 2226 Omaha, NE 68103-2226 |
S&P 500® Pure Value Fund | Class A | 4424.417 | 10.9778 | Special Custody Account For The Exclusive Benefit Of Customer Wells Fargo Clearing Services LLC 2801 Market Street Saint Louis, MO 63103 |
S&P 500® Pure Value Fund | Class A | 5347.583 | 13.2683 | LPL Financial 4707 Executive Drive San Diego, CA 92121-3091 |
S&P 500® Pure Value Fund | Class A | 4659.109 | 11.5601 | Pershing LLC 1 Pershing Plaza Jersey City, NJ 07399-0002 |
S&P 500® Pure Value Fund | Class A | 2335.311 | 5.7943 | Edward D. Jones & Co./For the Benefit of Customers 12555 Manchester Road Saint Louis, MO 63131-3729 |
S&P 500® Pure Value Fund | Class A | 10007.395 | 24.8302 | National Financial Services LLC 499 Washington Boulevard Jersey City, NJ 07310 |
S&P 500® Pure Value Fund | Class A | 6448.462 | 15.9998 | Trust Company of America/FBO #443 PO Box 6503 Englewood, CO 80155-6503 |
Fund | Share Class | Amount of Shares Owned | Percentage of the Class | Name and Address of Beneficial Owner |
S&P 500® Pure Value Fund | Class C | 7356.73 | 21.5215 | NFS LLC FEBO/NFS/FMTC Rollover IRA FBO Paul O. Dodge, Jr. [Address Intentionally Omitted for Privacy Purposes] |
S&P 500® Pure Value Fund | Class C | 5575.51 | 16.3107 | Schwab Special Custody Account – Reinvest for Benefit of Customers 211 Main Street San Francisco, CA 94105 |
S&P 500® Pure Value Fund | Class C | 4796.301 | 14.0312 | Special Custody Account For The Exclusive Benefit Of Customer Wells Fargo Clearing Services LLC 2801 Market Street Saint Louis, MO 63103 |
S&P 500® Pure Value Fund | Class C | 6465.459 | 18.9142 | LPL Financial 4707 Executive Drive San Diego, CA 92121-3091 |
S&P 500® Pure Value Fund | Class C | 2978.174 | 8.7124 | Pershing LLC 1 Pershing Plaza Jersey City, NJ 07399-0002 |
S&P 500® Pure Value Fund | Class H | 335835.627 | 75.5892 | Trust Co of America FBO 120 PO Box 6503 Englewood, CO 80155 |
S&P 500® Pure Value Fund | Class H | 22696.098 | 5.1083 | TD Ameritrade Inc. For the Exclusive Benefit of Our Clients PO Box 2226 Omaha, NE 68103-2226 |
S&P MidCap 400® Pure Growth Fund | Class A | 16770.584 | 7.933 | Morgan Stanley Smith Barney LLC For The Exclusive Benefit of Its Customers 1 New York Plaza, Floor 12 New York, NY 10004-1901 |
S&P MidCap 400® Pure Growth Fund | Class A | 22989.723 | 10.8749 | Special Custody Account For The Exclusive Benefit Of Customer Wells Fargo Clearing Services LLC 2801 Market Street Saint Louis, MO 63103 |
S&P MidCap 400® Pure Growth Fund | Class A | 49238.985 | 23.2917 | UBS Financial Services Inc. FBO/UBS WM USA Omni Account M/F 1000 Harbor Boulevard Weehawken, NJ 07806-6761 |
S&P MidCap 400® Pure Growth Fund | Class A | 25299.476 | 11.9675 | LPL Financial 4707 Executive Drive San Diego, CA 92121-3091 |
S&P MidCap 400® Pure Growth Fund | Class A | 38096.271 | 18.0208 | Pershing LLC 1 Pershing Plaza Jersey City, NJ 07399-0002 |
S&P MidCap 400® Pure Growth Fund | Class A | 20578.819 | 9.7344 | National Financial Services LLC 499 Washington Boulevard Jersey City, NJ 07310 |
Fund | Share Class | Amount of Shares Owned | Percentage of the Class | Name and Address of Beneficial Owner |
S&P MidCap 400® Pure Growth Fund | Class C | 91624.532 | 48.5047 | Pershing LLC P.O. Box 2052 Jersey City, NJ 07303-9998 |
S&P MidCap 400® Pure Growth Fund | Class C | 11217.539 | 5.9384 | National Financial Services Corporation For Exclusive Benefit Of Our Customers Attn: Mutual Funds Department, 4th Floor 499 Washington Boulevard Jersey City, NJ 07310 |
S&P MidCap 400® Pure Growth Fund | Class C | 28991.439 | 15.3476 | Special Custody Account For The Exclusive Benefit Of Customer Wells Fargo Clearing Services LLC 2801 Market Street Saint Louis, MO 63103 |
S&P MidCap 400® Pure Growth Fund | Class C | 12948.422 | 6.8547 | UBS Financial Services Inc. FBO/UBS WM USA Omni Account M/F 1000 Harbor Boulevard Weehawken, NJ 07806-6761 |
S&P MidCap 400® Pure Growth Fund | Class H | 200751.781 | 25.8914 | Schwab Special Custody Account – Reinvest for Benefit of Customers 211 Main Street San Francisco, CA 94105 |
S&P MidCap 400® Pure Growth Fund | Class H | 333011.635 | 42.9492 | National Financial Services Corporation For Exclusive Benefit Of Our Customers Attn: Mutual Funds Department, 4th Floor 499 Washington Boulevard Jersey City, NJ 07310 |
S&P MidCap 400® Pure Growth Fund | Class H | 61955.066 | 7.9904 | TD Ameritrade Inc. For the Exclusive Benefit of Our Clients PO Box 2226 Omaha, NE 68103-2226 |
S&P MidCap 400® Pure Value Fund | Class A | 4396.92 | 21.7419 | Morgan Stanley Smith Barney LLC For The Exclusive Benefit of Its Customers 1 New York Plaza, Floor 12 New York, NY 10004-1901 |
S&P MidCap 400® Pure Value Fund | Class A | 4469.968 | 22.1031 | Pershing LLC 1 Pershing Plaza Jersey City, NJ 07399-0002 |
S&P MidCap 400® Pure Value Fund | Class A | 2529.593 | 12.5083 | NFS LLC FEBO/Richard P. Kane TTEE Elizabeth J. Kane 2001 Rev. Trust [Address Intentionally Omitted for Privacy Purposes] |
S&P MidCap 400® Pure Value Fund | Class A | 1644.697 | 8.1327 | TD Ameritrade FBO/Joseph E. Sabella & Pamela S. Sabella JT TEN [Address Intentionally Omitted for Privacy Purposes] |
S&P MidCap 400® Pure Value Fund | Class C | 15228.24 | 15228.24 | Pershing LLC P.O. Box 2052 Jersey City, NJ 07303-9998 |
Fund | Share Class | Amount of Shares Owned | Percentage of the Class | Name and Address of Beneficial Owner |
S&P MidCap 400® Pure Value Fund | Class C | 2047.334 | 8.6627 | Special Custody Account For The Exclusive Benefit Of Customer Wells Fargo Clearing Services LLC 2801 Market Street Saint Louis, MO 63103 |
S&P MidCap 400® Pure Value Fund | Class H | 34613.658 | 20.075 | Schwab Special Custody Account – Reinvest for Benefit of Customers 211 Main Street San Francisco, CA 94105 |
S&P MidCap 400® Pure Value Fund | Class H | 74056.091 | 42.9507 | National Financial Services Corporation For Exclusive Benefit Of Our Customers Attn: Mutual Funds Department, 4th Floor 499 Washington Boulevard Jersey City, NJ 07310 |
S&P MidCap 400® Pure Value Fund | Class H | 29181.254 | 16.9244 | TD Ameritrade Inc. For the Exclusive Benefit of Our Clients PO Box 2226 Omaha, NE 68103-2226 |
S&P SmallCap 600® Pure Growth Fund | Class A | 2423.687 | 6.3328 | Schwab Special Custody Account – Reinvest for Benefit of Customers 211 Main Street San Francisco, CA 94105 |
S&P SmallCap 600® Pure Growth Fund | Class A | 5318.595 | 13.897 | Special Custody Account For The Exclusive Benefit Of Customer Wells Fargo Clearing Services LLC 2801 Market Street Saint Louis, MO 63103 |
S&P SmallCap 600® Pure Growth Fund | Class A | 3956.345 | 10.3375 | UBS Financial Services Inc. FBO/UBS WM USA Omni Account M/F 1000 Harbor Boulevard Weehawken, NJ 07806-6761 |
S&P SmallCap 600® Pure Growth Fund | Class A | 4002.584 | 10.4583 | RBC Capital Markets LLC Mutual Fund Omnibus Processing Omnibus Attn: Mutual Funds Ops Manager 60 South Sixth Street – P08 Minneapolis, MN 55402-4400 |
S&P SmallCap 600® Pure Growth Fund | Class A | 5338.576 | 13.9492 | Pershing LLC 1 Pershing Plaza Jersey City, NJ 07399-0002 |
S&P SmallCap 600® Pure Growth Fund | Class A | 3217.125 | 8.406 | NFS LLC FEBO/Richard P. Kane TTEE Elizabeth J. Kane 2001 Rev. Trust [Address Intentionally Omitted for Privacy Purposes] |
S&P SmallCap 600® Pure Growth Fund | Class A | 6621.347 | 17.3009 | Trust Company of America/FBO #161 PO Box 6503 Englewood, CO 80155-6503 |
S&P SmallCap 600® Pure Growth Fund | Class C | 4768.698 | 26.5405 | Pershing LLC P.O. Box 2052 Jersey City, NJ 07303-9998 |
Fund | Share Class | Amount of Shares Owned | Percentage of the Class | Name and Address of Beneficial Owner |
S&P SmallCap 600® Pure Growth Fund | Class C | 2203.943 | 12.2662 | Schwab Special Custody Account – Reinvest for Benefit of Customers 211 Main Street San Francisco, CA 94105 |
S&P SmallCap 600® Pure Growth Fund | Class C | 3645.452 | 20.289 | Special Custody Account For The Exclusive Benefit Of Customer Wells Fargo Clearing Services LLC 2801 Market Street Saint Louis, MO 63103 |
S&P SmallCap 600® Pure Growth Fund | Class C | 974.378 | 5.4229 | Oppenheimer & Co. Inc. FBO/Patricia M. Hall [Address Intentionally Omitted for Privacy Purposes] |
S&P SmallCap 600® Pure Growth Fund | Class H | 13478.511 | 5.4753 | Schwab Special Custody Account – Reinvest for Benefit of Customers 211 Main Street San Francisco, CA 94105 |
S&P SmallCap 600® Pure Growth Fund | Class H | 53396.219 | 21.6909 | National Financial Services Corporation For Exclusive Benefit Of Our Customers Attn: Mutual Funds Department, 4th Floor 499 Washington Boulevard Jersey City, NJ 07310 |
S&P SmallCap 600® Pure Growth Fund | Class H | 120775.07 | 49.0619 | Trust Company of America Custodian FBO 25 PO Box 6503 Englewood, CO 80155-6053 |
S&P SmallCap 600® Pure Growth Fund | Class H | 18456.132 | 7.4973 | Pershing LLC 1 Pershing Plaza Jersey City, NJ 07399-0002 |
S&P SmallCap 600® Pure Growth Fund | Class H | 15317.376 | 6.2223 | TD Ameritrade Inc. For the Exclusive Benefit of Our Clients PO Box 2226 Omaha, NE 68103-2226 |
S&P SmallCap 600® Pure Value Fund | Class A | 5082.421 | 11.3114 | Special Custody Account For The Exclusive Benefit Of Customer Wells Fargo Clearing Services LLC 2801 Market Street Saint Louis, MO 63103 |
S&P SmallCap 600® Pure Value Fund | Class A | 11156.395 | 24.8297 | UBS Financial Services Inc. FBO/UBS WM USA Omni Account M/F 1000 Harbor Boulevard Weehawken, NJ 07806-6761 |
S&P SmallCap 600® Pure Value Fund | Class A | 3299.475 | 7.3433 | LPL Financial 4707 Executive Drive San Diego, CA 92121-3091 |
S&P SmallCap 600® Pure Value Fund | Class A | 11072.936 | 24.6439 | Pershing LLC 1 Pershing Plaza Jersey City, NJ 07399-0002 |
S&P SmallCap 600® Pure Value Fund | Class A | 6328.972 | 14.0857 | Trust Company of America/FBO #648 PO Box 6503 Englewood, CO 80155-6503 |
Fund | Share Class | Amount of Shares Owned | Percentage of the Class | Name and Address of Beneficial Owner |
S&P SmallCap 600® Pure Value Fund | Class C | 1762.203 | 7.1243 | Morgan Stanley Smith Barney LLC For The Exclusive Benefit of Its Customers 1 New York Plaza, Floor 12 New York, NY 10004-1901 |
S&P SmallCap 600® Pure Value Fund | Class C | 1790.893 | 7.2403 | Special Custody Account For The Exclusive Benefit Of Customer Wells Fargo Clearing Services LLC 2801 Market Street Saint Louis, MO 63103 |
S&P SmallCap 600® Pure Value Fund | Class C | 13150.009 | 53.1638 | Pershing LLC 1 Pershing Plaza Jersey City, NJ 07399-0002 |
S&P SmallCap 600® Pure Value Fund | Class H | 39230.357 | 21.2556 | Pershing LLC P.O. Box 2052 Jersey City, NJ 07303-9998 |
S&P SmallCap 600® Pure Value Fund | Class H | 23535.033 | 12.7516 | Schwab Special Custody Account – Reinvest for Benefit of Customers 211 Main Street San Francisco, CA 94105 |
S&P SmallCap 600® Pure Value Fund | Class H | 16550.566 | 8.9673 | National Financial Services Corporation For Exclusive Benefit Of Our Customers Attn: Mutual Funds Department, 4th Floor 499 Washington Boulevard Jersey City, NJ 07310 |
S&P SmallCap 600® Pure Value Fund | Class H | 40161.708 | 21.7602 | TD Ameritrade Inc. For the Exclusive Benefit of Our Clients PO Box 2226 Omaha, NE 68103-2226 |
S&P SmallCap 600® Pure Value Fund | Class H | 26601.953 | 14.4133 | Mid Atlantic Trust Company FBO/Pere Marquette Emergency Physi 401(k) Profit Sharing Plan & Trust 1251 Waterfront Place, Suite 525 Pittsburgh, PA 15222 |
Strengthening Dollar 2x Strategy Fund | Class A | 14652.794 | 47.3045 | Schwab Special Custody Account – Reinvest for Benefit of Customers 211 Main Street San Francisco, CA 94105 |
Strengthening Dollar 2x Strategy Fund | Class A | 8043.632 | 25.9677 | Special Custody Account For The Exclusive Benefit Of Customer Wells Fargo Clearing Services LLC 2801 Market Street Saint Louis, MO 63103 |
Strengthening Dollar 2x Strategy Fund | Class A | 3520.373 | 11.365 | National Financial Services LLC 499 Washington Boulevard Jersey City, NJ 07310 |
Strengthening Dollar 2x Strategy Fund | Class C | 614.563 | 29.5863 | Pershing LLC P.O. Box 2052 Jersey City, NJ 07303-9998 |
Fund | Share Class | Amount of Shares Owned | Percentage of the Class | Name and Address of Beneficial Owner |
Strengthening Dollar 2x Strategy Fund | Class C | 183.294 | 8.8241 | Schwab Special Custody Account – Reinvest for Benefit of Customers 211 Main Street San Francisco, CA 94105 |
Strengthening Dollar 2x Strategy Fund | Class C | 391.452 | 18.8453 | LPL Financial 4707 Executive Drive San Diego, CA 92121-3091 |
Strengthening Dollar 2x Strategy Fund | Class C | 446.964 | 21.5177 | NFS LLC FEBO/NFS FMTC SEP IRA FBO Paul V. Esposito [Address Intentionally Omitted for Privacy Purposes] |
Strengthening Dollar 2x Strategy Fund | Class C | 139.799 | 6.7302 | TD Ameritrade FBO/Arthur Pham [Address Intentionally Omitted for Privacy Purposes] |
Strengthening Dollar 2x Strategy Fund | Class C | 183.467 | 8.8324 | Director of Finance State of Hawaii/Unclaimed Property Branch PO Box 150 Honolulu, HI 96810-0150 |
Strengthening Dollar 2x Strategy Fund | Class H | 18231.731 | 16.7829 | Schwab Special Custody Account – Reinvest for Benefit of Customers 211 Main Street San Francisco, CA 94105 |
Strengthening Dollar 2x Strategy Fund | Class H | 63373.14 | 58.3372 | Trust Company of America FBO 120 PO Box 6503 Englewood, CO 80155 |
Strengthening Dollar 2x Strategy Fund | Class H | 6452.224 | 5.9395 | TD Ameritrade Inc. For the Exclusive Benefit of Our Clients PO Box 2226 Omaha, NE 68103-2226 |
Technology Fund | Class A | 4695.131 | 7.2043 | Schwab Special Custody Account – Reinvest for Benefit of Customers 211 Main Street San Francisco, CA 94105 |
Technology Fund | Class A | 5565.842 | 8.5404 | Special Custody Account For The Exclusive Benefit Of Customer Wells Fargo Clearing Services LLC 2801 Market Street Saint Louis, MO 63103 |
Technology Fund | Class A | 21703.532 | 33.3027 | LPL Financial 4707 Executive Drive San Diego, CA 92121-3091 |
Technology Fund | Class A | 17009.051 | 26.0993 | Pershing LLC 1 Pershing Plaza Jersey City, NJ 07399-0002 |
Technology Fund | Class A | 3332.664 | 5.1137 | National Financial Services LLC 499 Washington Boulevard Jersey City, NJ 07310 |
Technology Fund | Class C | 19075.981 | 37.3211 | Pershing LLC P.O. Box 2052 Jersey City, NJ 07303-9998 |
Fund | Share Class | Amount of Shares Owned | Percentage of the Class | Name and Address of Beneficial Owner |
Technology Fund | Class C | 4379.012 | 8.5673 | Schwab Special Custody Account – Reinvest for Benefit of Customers 211 Main Street San Francisco, CA 94105 |
Technology Fund | Class C | 13141.188 | 25.71 | Special Custody Account For The Exclusive Benefit Of Customer Wells Fargo Clearing Services LLC 2801 Market Street Saint Louis, MO 63103 |
Technology Fund | Class C | 6049.38 | 11.8352 | LPL Financial 4707 Executive Drive San Diego, CA 92121-3091 |
Technology Fund | Class C | 2780.265 | 5.4394 | National Financial Services LLC 499 Washington Boulevard Jersey City, NJ 07310 |
Technology Fund | Class H | 11045.907 | 17.8002 | E*TRADE Savings Bank FBO #65 PO Box 6503 Englewood, CO 80155-6503 |
Technology Fund | Class H | 4913.702 | 7.9183 | LPL Financial 4707 Executive Drive San Diego, CA 92121-3091 |
Technology Fund | Class H | 36499.873 | 58.8189 | TD Ameritrade Inc. For the Exclusive Benefit of Our Clients PO Box 2226 Omaha, NE 68103-2226 |
Technology Fund | Investor Class | 51640.956 | 8.2831 | Pershing LLC P.O. Box 2052 Jersey City, NJ 07303-9998 |
Technology Fund | Investor Class | 302754.143 | 48.5616 | Schwab Special Custody Account – Reinvest for Benefit of Customers 211 Main Street San Francisco, CA 94105 |
Technology Fund | Investor Class | 51973.721 | 8.3365 | National Financial Services Corporation For Exclusive Benefit Of Our Customers Attn: Mutual Funds Department, 4th Floor 499 Washington Boulevard Jersey City, NJ 07310 |
Technology Fund | Investor Class | 62851.279 | 10.0813 | LPL Financial 4707 Executive Drive San Diego, CA 92121-3091 |
Technology Fund | Investor Class | 104643.081 | 16.7847 | TD Ameritrade Inc. For the Exclusive Benefit of Our Clients PO Box 2226 Omaha, NE 68103-2226 |
Telecommunications Fund | Class A | 2338.8 | 16.7142 | Schwab Special Custody Account – Reinvest for Benefit of Customers 211 Main Street San Francisco, CA 94105 |
Fund | Share Class | Amount of Shares Owned | Percentage of the Class | Name and Address of Beneficial Owner |
Telecommunications Fund | Class A | 4147.794 | 29.6422 | UBS Financial Services Inc. FBO/UBS WM USA Omni Account M/F 1000 Harbor Boulevard Weehawken, NJ 07806-6761 |
Telecommunications Fund | Class A | 1430.227 | 10.2211 | Pershing LLC 1 Pershing Plaza Jersey City, NJ 07399-0002 |
Telecommunications Fund | Class A | 705.906 | 5.0447 | National Financial Services LLC 499 Washington Boulevard Jersey City, NJ 07310 |
Telecommunications Fund | Class A | 3882.032 | 27.7429 | Equity Trust Co. Custodian FBO Edward F. McCarthy PO Box 451249 Cleveland, OH 44145 |
Telecommunications Fund | Class C | 3460.506 | 78.9863 | Pershing LLC P.O. Box 2052 Jersey City, NJ 07303-9998 |
Telecommunications Fund | Class C | 751.067 | 17.1431 | UBS Financial Services Inc. FBO/UBS WM USA Omni Account M/F 1000 Harbor Boulevard Weehawken, NJ 07806-6761 |
Telecommunications Fund | Class H | 624.378 | 9.0559 | Nationwide Trust Company FSB/C/O IPO Portfolio Accounting P.O. Box 182029 Columbus, OH 43218-2029 |
Telecommunications Fund | Class H | 1467.741 | 21.2879 | National Financial Services Corporation For Exclusive Benefit Of Our Customers Attn: Mutual Funds Department, 4th Floor 499 Washington Boulevard Jersey City, NJ 07310 |
Telecommunications Fund | Class H | 564.205 | 8.1831 | E*TRADE Savings Bank FBO: 75 PO Box 6503 Englewood, CO 80112 |
Telecommunications Fund | Class H | 837.258 | 12.1435 | LPL Financial 4707 Executive Drive San Diego, CA 92121-3091 |
Telecommunications Fund | Class H | 2966.231 | 43.0219 | TD Ameritrade Inc. For the Exclusive Benefit of Our Clients PO Box 2226 Omaha, NE 68103-2226 |
Telecommunications Fund | Investor Class | 29237.385 | 44.0585 | Schwab Special Custody Account – Reinvest for Benefit of Customers 211 Main Street San Francisco, CA 94105 |
Telecommunications Fund | Investor Class | 9563.841 | 14.4119 | Donaldson Lufkin Jenrette Pershing Division Attn: Mutual Funds, 7th Floor PO Box 2052 Jersey City, NJ 07303 |
Fund | Share Class | Amount of Shares Owned | Percentage of the Class | Name and Address of Beneficial Owner |
Telecommunications Fund | Investor Class | 9091.336 | 13.6999 | National Financial Services Corporation For Exclusive Benefit Of Our Customers Attn: Mutual Funds Department, 4th Floor 499 Washington Boulevard Jersey City, NJ 07310 |
Telecommunications Fund | Investor Class | 8795.276 | 13.2538 | LPL Financial 4707 Executive Drive San Diego, CA 92121-3091 |
Transportation Fund | Class A | 3251.294 | 5.5666 | Schwab Special Custody Account – Reinvest for Benefit of Customers 211 Main Street San Francisco, CA 94105 |
Transportation Fund | Class A | 4536.426 | 7.7669 | Morgan Stanley Smith Barney LLC For The Exclusive Benefit of Its Customers 1 New York Plaza, Floor 12 New York, NY 10004-1901 |
Transportation Fund | Class A | 13236.332 | 22.6624 | Special Custody Account For The Exclusive Benefit Of Customer Wells Fargo Clearing Services LLC 2801 Market Street Saint Louis, MO 63103 |
Transportation Fund | Class A | 3000.902 | 5.1379 | UBS Financial Services Inc. FBO/UBS WM USA Omni Account M/F 1000 Harbor Boulevard Weehawken, NJ 07806-6761 |
Transportation Fund | Class A | 5497.806 | 9.413 | LPL Financial 4707 Executive Drive San Diego, CA 92121-3091 |
Transportation Fund | Class A | 12132.266 | 20.7721 | Pershing LLC 1 Pershing Plaza Jersey City, NJ 07399-0002 |
Transportation Fund | Class A | 10979.971 | 18.7992 | National Financial Services LLC 499 Washington Boulevard Jersey City, NJ 07310 |
Transportation Fund | Class C | 4255.102 | 12.5794 | NFS LLC FEBO/NFS/FMTC Rollover IRA FBO Paul O. Dodge, Jr. [Address Intentionally Omitted for Privacy Purposes] |
Transportation Fund | Class C | 1958.372 | 5.7895 | American Enterprise Investment Services, Inc. 707 2nd Avenue South Minneapolis, MN 55402 |
Transportation Fund | Class C | 2321.261 | 6.8623 | Morgan Stanley Smith Barney LLC For The Exclusive Benefit of Its Customers 1 New York Plaza, Floor 12 New York, NY 10004-1901 |
Fund | Share Class | Amount of Shares Owned | Percentage of the Class | Name and Address of Beneficial Owner |
Transportation Fund | Class C | 8048.953 | 23.7952 | Special Custody Account For The Exclusive Benefit Of Customer Wells Fargo Clearing Services LLC 2801 Market Street Saint Louis, MO 63103 |
Transportation Fund | Class C | 1869.43 | 5.5266 | LPL Financial 4707 Executive Drive San Diego, CA 92121-3091 |
Transportation Fund | Class C | 11820.729 | 34.9457 | Pershing LLC 1 Pershing Plaza Jersey City, NJ 07399-0002 |
Transportation Fund | Class H | 705.982 | 7.6031 | Nationwide Trust Company FSB/C/O IPO Portfolio Accounting P.O. Box 182029 Columbus, OH 43218-2029 |
Transportation Fund | Class H | 615.524 | 6.6289 | Schwab Special Custody Account – Reinvest for Benefit of Customers 211 Main Street San Francisco, CA 94105 |
Transportation Fund | Class H | 2779.864 | 29.9381 | National Financial Services Corporation For Exclusive Benefit Of Our Customers Attn: Mutual Funds Department, 4th Floor 499 Washington Boulevard Jersey City, NJ 07310 |
Transportation Fund | Class H | 592.71 | 6.3832 | Pershing LLC 1 Pershing Plaza Jersey City, NJ 07399-0002 |
Transportation Fund | Class H | 2641.408 | 28.447 | TD Ameritrade Inc. For the Exclusive Benefit of Our Clients PO Box 2226 Omaha, NE 68103-2226 |
Transportation Fund | Class H | 674.39 | 7.2629 | TD Ameritrade Trust Company P.O. Box 17748 Denver, CO 80217-0748 |
Transportation Fund | Investor Class | 10692.286 | 9.041 | Pershing LLC P.O. Box 2052 Jersey City, NJ 07303-9998 |
Transportation Fund | Investor Class | 45807.611 | 38.7335 | Schwab Special Custody Account – Reinvest for Benefit of Customers 211 Main Street San Francisco, CA 94105 |
Transportation Fund | Investor Class | 24235.904 | 20.4931 | National Financial Services Corporation For Exclusive Benefit Of Our Customers Attn: Mutual Funds Department, 4th Floor 499 Washington Boulevard Jersey City, NJ 07310 |
Transportation Fund | Investor Class | 14002.957 | 11.8404 | Special Custody Account For The Exclusive Benefit Of Customer Wells Fargo Clearing Services LLC 2801 Market Street Saint Louis, MO 63103 |
Fund | Share Class | Amount of Shares Owned | Percentage of the Class | Name and Address of Beneficial Owner |
Transportation Fund | Investor Class | 6364.535 | 5.3816 | LPL Financial 4707 Executive Drive San Diego, CA 92121-3091 |
Utilities Fund | Class A | 21187.746 | 15.1158 | National Financial Services LLC 499 Washington Boulevard Jersey City, NJ 07310 |
Utilities Fund | Class A | 24156.629 | 17.2339 | Pershing LLC P.O. Box 2052 Jersey City, NJ 07303-9998 |
Utilities Fund | Class A | 7791.417 | 5.5585 | Schwab Special Custody Account – Reinvest for Benefit of Customers 211 Main Street San Francisco, CA 94105 |
Utilities Fund | Class A | 24849.433 | 17.7282 | Special Custody Account For The Exclusive Benefit Of Customer Wells Fargo Clearing Services LLC 2801 Market Street Saint Louis, MO 63103 |
Utilities Fund | Class C | 9247.613 | 5.1441 | NFS LLC FEBO/NFS/FMTC Rollover IRA FBO Paul O. Dodge, Jr. [Address Intentionally Omitted for Privacy Purposes] |
Utilities Fund | Class C | 42627.989 | 23.7123 | Pershing LLC P.O. Box 2052 Jersey City, NJ 07303-9998 |
Utilities Fund | Class C | 22419.108 | 12.4709 | Schwab Special Custody Account – Reinvest for Benefit of Customers 211 Main Street San Francisco, CA 94105 |
Utilities Fund | Class C | 15576.346 | 8.6645 | Special Custody Account For The Exclusive Benefit Of Customer Wells Fargo Clearing Services LLC 2801 Market Street Saint Louis, MO 63103 |
Utilities Fund | Class C | 61860.308 | 34.4106 | UBS Financial Services Inc. FBO/UBS WM USA Omni Account M/F 1000 Harbor Boulevard Weehawken, NJ 07806-6761 |
Utilities Fund | Class C | 16555.442 | 9.2091 | LPL Financial 4707 Executive Drive San Diego, CA 92121-3091 |
Utilities Fund | Class H | 4764.531 | 5.4736 | Nationwide Trust Company FSB/C/O IPO Portfolio Accounting P.O. Box 182029 Columbus, OH 43218-2029 |
Utilities Fund | Class H | 37463.461 | 43.039 | National Financial Services Corporation For Exclusive Benefit Of Our Customers Attn: Mutual Funds Department, 4th Floor 499 Washington Boulevard Jersey City, NJ 07310 |
Fund | Share Class | Amount of Shares Owned | Percentage of the Class | Name and Address of Beneficial Owner |
Utilities Fund | Class H | 18988.057 | 21.8139 | TD Ameritrade Inc. For the Exclusive Benefit of Our Clients PO Box 2226 Omaha, NE 68103-2226 |
Utilities Fund | Investor Class | 186650.982 | 11.2227 | Schwab Special Custody Account – Reinvest for Benefit of Customers 211 Main Street San Francisco, CA 94105 |
Utilities Fund | Investor Class | 275568.162 | 16.569 | National Financial Services Corporation For Exclusive Benefit Of Our Customers Attn: Mutual Funds Department, 4th Floor 499 Washington Boulevard Jersey City, NJ 07310 |
Utilities Fund | Investor Class | 543574.058 | 32.6834 | TD Ameritrade Inc. For the Exclusive Benefit of Our Clients PO Box 2226 Omaha, NE 68103-2226 |
Utilities Fund | Investor Class | 330498.863 | 19.8718 | SEI Private Trust Company One Freedom Valley Drive Oaks, PA 19456 |
U.S. Government Money Market Fund | Money Market Class | 45704948.43 | 11.5363 | Trust Company of America/FBO 90 PO Box 6503 Englewood, CO 80155 |
U.S. Government Money Market Fund | Money Market Class | 98173701.36 | 24.78 | National Financial Services Corporation For Exclusive Benefit Of Our Customers Attn: Mutual Funds Department, 4th Floor 499 Washington Boulevard Jersey City, NJ 07310 |
Weakening Dollar 2x Strategy Fund | Class A | 362.439 | 8.0035 | NFS LLC FEBO/Mutual Funds Fractional Write Off Account Attn: Frank Adinolfi 200 Liberty Street New York, NY 10281 |
Weakening Dollar 2x Strategy Fund | Class A | 1929.197 | 42.6012 | Schwab Special Custody Account – Reinvest for Benefit of Customers 211 Main Street San Francisco, CA 94105 |
Weakening Dollar 2x Strategy Fund | Class A | 360.85 | 7.9684 | Marjorie J. White (IRA) [Address Intentionally Omitted for Privacy Purposes] |
Weakening Dollar 2x Strategy Fund | Class A | 235 | 5.1893 | Raymond James/Omnibus for Mutual Funds House Account Attn: Courtney Waller 880 Carillon Parkway Saint Petersburg, FL 33716 |
Weakening Dollar 2x Strategy Fund | Class A | 511.073 | 11.2856 | Pershing LLC 1 Pershing Plaza Jersey City, NJ 07399-0002 |
Fund | Share Class | Amount of Shares Owned | Percentage of the Class | Name and Address of Beneficial Owner |
Weakening Dollar 2x Strategy Fund | Class A | 288.231 | 6.3648 | TD Ameritrade FBO/Simon P. Maybury & Charlotte A. Maybury JT TEN [Address Intentionally Omitted for Privacy Purposes] |
Weakening Dollar 2x Strategy Fund | Class C | 381.02 | 82.8412 | National Financial Services LLC 499 Washington Boulevard Jersey City, NJ 07310 |
Weakening Dollar 2x Strategy Fund | Class C | 48.889 | 10.6294 | TD Ameritrade FBO/Joseph Caffrey IRA Rollover TD Ameritrade Clearing Custodian [Address Intentionally Omitted for Privacy Purposes] |
Weakening Dollar 2x Strategy Fund | Class H | 5917.213 | 16.0409 | Schwab Special Custody Account – Reinvest for Benefit of Customers 211 Main Street San Francisco, CA 94105 |
Weakening Dollar 2x Strategy Fund | Class H | 11712.439 | 31.7511 | Trust Company of America FBO 120 PO Box 6503 Englewood, CO 80155 |
Weakening Dollar 2x Strategy Fund | Class H | 2663.039 | 7.2192 | National Financial Services Corporation For Exclusive Benefit Of Our Customers Attn: Mutual Funds Department, 4th Floor 499 Washington Boulevard Jersey City, NJ 07310 |
Weakening Dollar 2x Strategy Fund | Class H | 2573.401 | 6.9762 | Ralph C. Newmann (ROTH) [Address Intentionally Omitted for Privacy Purposes] |
Weakening Dollar 2x Strategy Fund | Class H | 4872.883 | 13.2098 | TD Ameritrade Inc. For the Exclusive Benefit of Our Clients PO Box 2226 Omaha, NE 68103-2226 |
Rydex Dynamic Funds | ||||
Dow 2x Strategy Fund | Class A | 10701.516 | 9.7269 | RBC Capital Markets LLC Mutual Fund Omnibus Processing Omnibus Attn: Mutual Funds Ops Manager 60 South Sixth Street – P08 Minneapolis, MN 55402-4400 |
Dow 2x Strategy Fund | Class A | 50224.998 | 45.651 | Pershing LLC 1 Pershing Plaza Jersey City, NJ 07399-0002 |
Dow 2x Strategy Fund | Class A | 16679.747 | 15.1607 | National Financial Services LLC 499 Washington Boulevard Jersey City, NJ 07310 |
Dow 2x Strategy Fund | Class C | 3592.046 | 14.9716 | Pershing LLC P.O. Box 2052 Jersey City, NJ 07303-9998 |
Dow 2x Strategy Fund | Class C | 2610.78 | 10.8817 | Schwab Special Custody Account – Reinvest for Benefit of Customers 211 Main Street San Francisco, CA 94105 |
Fund | Share Class | Amount of Shares Owned | Percentage of the Class | Name and Address of Beneficial Owner |
Dow 2x Strategy Fund | Class C | 5712.387 | 23.8092 | National Financial Services LLC 499 Washington Boulevard Jersey City, NJ 07310 |
Dow 2x Strategy Fund | Class C | 1242.911 | 5.1804 | TD Ameritrade FBO/Stephen K C Lo & Charlotte Lo JT TEN [Address Intentionally Omitted for Privacy Purposes] |
Dow 2x Strategy Fund | Class C | 1621 | 6.7563 | Oppenheimer & Co. Inc. FBO/Annette M. Nolan Intervivos Trust DTD Mark Nolan TTEE [Address Intentionally Omitted for Privacy Purposes] |
Dow 2x Strategy Fund | Class C | 1816.141 | 7.5696 | TD Ameritrade FBO/Josh R. Cornish [Address Intentionally Omitted for Privacy Purposes] |
Dow 2x Strategy Fund | Class H | 48112.142 | 17.0791 | Schwab Special Custody Account – Reinvest for Benefit of Customers 211 Main Street San Francisco, CA 94105 |
Dow 2x Strategy Fund | Class H | 47363.581 | 16.8134 | National Financial Services Corporation For Exclusive Benefit Of Our Customers Attn: Mutual Funds Department, 4th Floor 499 Washington Boulevard Jersey City, NJ 07310 |
Dow 2x Strategy Fund | Class H | 37967.316 | 13.4779 | Vicki Potaznik [Address Intentionally Omitted for Privacy Purposes] |
Dow 2x Strategy Fund | Class H | 41209.019 | 14.6286 | TD Ameritrade FBO Matthew Clemens Rollover IRA TD Ameritrade Clearing Inc. Custodian [Address Intentionally Omitted for Privacy Purposes] |
Inverse Dow 2x Strategy Fund | Class A | 41650.565 | 53.502 | Pershing LLC 1 Pershing Plaza Jersey City, NJ 07399-0002 |
Inverse Dow 2x Strategy Fund | Class A | 28928.738 | 37.1603 | National Financial Services LLC 499 Washington Boulevard Jersey City, NJ 07310 |
Inverse Dow 2x Strategy Fund | Class C | 27067.488 | 84.4042 | National Financial Services LLC 499 Washington Boulevard Jersey City, NJ 07310 |
Inverse Dow 2x Strategy Fund | Class H | 66145.452 | 13.0242 | Schwab Special Custody Account – Reinvest for Benefit of Customers 211 Main Street San Francisco, CA 94105 |
Inverse Dow 2x Strategy Fund | Class H | 229746.028 | 45.2375 | National Financial Services Corporation For Exclusive Benefit Of Our Customers Attn: Mutual Funds Department, 4th Floor 499 Washington Boulevard Jersey City, NJ 07310 |
Fund | Share Class | Amount of Shares Owned | Percentage of the Class | Name and Address of Beneficial Owner |
Inverse Dow 2x Strategy Fund | Class H | 32007.518 | 6.3023 | TD Ameritrade FBO Matthew Clemens Rollover IRA TD Ameritrade Clearing Inc. Custodian [Address Intentionally Omitted for Privacy Purposes] |
Inverse NASDAQ-100® 2x Strategy Fund | Class A | 5576.17 | 21.2046 | National Financial Services LLC 499 Washington Boulevard Jersey City, NJ 07310 |
Inverse NASDAQ-100® 2x Strategy Fund | Class A | 2579.97 | 9.8109 | Morgan Stanley Smith Barney LLC For The Exclusive Benefit Of Its Customers 1 New York Plaza, Floor 12 New York, NY 10004-1901 |
Inverse NASDAQ-100® 2x Strategy Fund | Class A | 16392.208 | 62.3352 | Pershing LLC 1 Pershing Plaza Jersey City, NJ 07399-0002 |
Inverse NASDAQ-100® 2x Strategy Fund | Class C | 1258.981 | 21.2526 | National Financial Services LLC 499 Washington Boulevard Jersey City, NJ 07310 |
Inverse NASDAQ-100® 2x Strategy Fund | Class C | 2304.904 | 38.9087 | Pershing LLC P.O. Box 2052 Jersey City, NJ 07303-9998 |
Inverse NASDAQ-100® 2x Strategy Fund | Class C | 572.235 | 9.6598 | Dolores Jansson Bernhardt (IRA) [Address Intentionally Omitted for Privacy Purposes] |
Inverse NASDAQ-100® 2x Strategy Fund | Class C | 1156.189 | 19.5174 | Schwab Special Custody Account – Reinvest for Benefit of Customers 211 Main Street San Francisco, CA 94105 |
Inverse NASDAQ-100® 2x Strategy Fund | Class H | 43867.334 | 7.3375 | TD Ameritrade FBO Bonnie-Sue Brown-Widell [Address Intentionally Omitted for Privacy Purposes] |
Inverse NASDAQ-100® 2x Strategy Fund | Class H | 52172.291 | 8.7266 | Schwab Special Custody Account – Reinvest for Benefit of Customers 211 Main Street San Francisco, CA 94105 |
Inverse NASDAQ-100® 2x Strategy Fund | Class H | 61286.76 | 10.2512 | Les Linet (Roth) [Address Intentionally Omitted for Privacy Purposes] |
Inverse NASDAQ-100® 2x Strategy Fund | Class H | 103338.298 | 17.285 | National Financial Services Corporation For Exclusive Benefit Of Our Customers Attn: Mutual Funds Department, 4th Floor 499 Washington Boulevard Jersey City, NJ 07310 |
Inverse Russell 2000® 2x Strategy Fund | Class A | 201997.022 | 98.735 | National Financial Services LLC 499 Washington Boulevard Jersey City, NJ 07310 |
Inverse Russell 2000® 2x Strategy Fund | Class C | 5591.785 | 62.9611 | NFS LLC FEBO/NFS/FMTC Rollover IRA FBO Robert C. Irvine [Address Intentionally Omitted for Privacy Purposes] |
Fund | Share Class | Amount of Shares Owned | Percentage of the Class | Name and Address of Beneficial Owner |
Inverse Russell 2000® 2x Strategy Fund | Class C | 504.149 | 5.6765 | Dolores Jansson Bernhardt (IRA) [Address Intentionally Omitted for Privacy Purposes] |
Inverse Russell 2000® 2x Strategy Fund | Class C | 2348.983 | 26.4485 | Schwab Special Custody Account – Reinvest for Benefit of Customers 211 Main Street San Francisco, CA 94105 |
Inverse Russell 2000® 2x Strategy Fund | Class H | 18153.52 | 15.167 | Schwab Special Custody Account – Reinvest for Benefit of Customers 211 Main Street San Francisco, CA 94105 |
Inverse Russell 2000® 2x Strategy Fund | Class H | 27202.048 | 22.727 | National Financial Services Corporation For Exclusive Benefit Of Our Customers Attn: Mutual Funds Department, 4th Floor 499 Washington Boulevard Jersey City, NJ 07310 |
Inverse Russell 2000® 2x Strategy Fund | Class H | 6211.395 | 5.1895 | Cooper Family Foundation Attn: William Benson Bhaskar Manda [Address Intentionally Omitted for Privacy Purposes] |
Inverse Russell 2000® 2x Strategy Fund | Class H | 10314.418 | 8.6175 | Citigroup USA, Inc. FBO General Welfare Group LLC FBO Patricia Meer 227 West Monroe Street, 3rd Floor Chicago, IL 60606 |
Inverse Russell 2000® 2x Strategy Fund | Class H | 9913.198 | 8.2823 | TD Ameritrade FBO Paul Kuhn * Berrin Kuhn JT TEN [Address Intentionally Omitted for Privacy Purposes] |
Inverse S&P 500® 2x Strategy Fund | Class A | 9935.132 | 16.957 | National Financial Services LLC 499 Washington Boulevard Jersey City, NJ 07310 |
Inverse S&P 500® 2x Strategy Fund | Class A | 11694.164 | 19.9593 | Schwab Special Custody Account – Reinvest for Benefit of Customers 211 Main Street San Francisco, CA 94105 |
Inverse S&P 500® 2x Strategy Fund | Class A | 5421.1 | 9.2526 | Pershing LLC 1 Pershing Plaza Jersey City, NJ 07399-0002 |
Inverse S&P 500® 2x Strategy Fund | Class C | 4714.65 | 21.8907 | National Financial Services LLC 499 Washington Boulevard Jersey City, NJ 07310 |
Inverse S&P 500® 2x Strategy Fund | Class C | 3202.215 | 14.8682 | Pershing LLC P.O. Box 2052 Jersey City, NJ 07303-9998 |
Inverse S&P 500® 2x Strategy Fund | Class C | 3974.016 | 18.4518 | TD Ameritrade FBO/James Thomas McConville TR. FBO James Thomas McConville UA [Address Intentionally Omitted for Privacy Purposes] |
Fund | Share Class | Amount of Shares Owned | Percentage of the Class | Name and Address of Beneficial Owner |
Inverse S&P 500® 2x Strategy Fund | Class C | 1498.843 | 6.9593 | TD Ameritrade FBO/James Thomas McConville TR. FBO James Thomas McConville Irrevocable Gift Trust [Address Intentionally Omitted for Privacy Purposes] |
Inverse S&P 500® 2x Strategy Fund | Class C | 1196.329 | 5.5547 | TD Ameritrade FBO/Michael H. Davis [Address Intentionally Omitted for Privacy Purposes] |
Inverse S&P 500® 2x Strategy Fund | Class C | 1700.243 | 7.8944 | TD Ameritrade FBO/State Street Bank & Trust Company The Wildlife Conservation Society 401(k) FBO Todd John Comstock [Address Intentionally Omitted for Privacy Purposes] |
Inverse S&P 500® 2x Strategy Fund | Class H | 49579.214 | 10.1329 | Schwab Special Custody Account – Reinvest for Benefit of Customers 211 Main Street San Francisco, CA 94105 |
Inverse S&P 500® 2x Strategy Fund | Class H | 206480.825 | 42.2002 | National Financial Services Corporation For Exclusive Benefit Of Our Customers Attn: Mutual Funds Department, 4th Floor 499 Washington Boulevard Jersey City, NJ 07310 |
NASDAQ-100® 2x Strategy Fund | Class A | 49842.486 | 22.2324 | National Financial Services LLC 499 Washington Boulevard Jersey City, NJ 07310 |
NASDAQ-100® 2x Strategy Fund | Class A | 21604.205 | 9.6366 | Schwab Special Custody Account – Reinvest for Benefit of Customers 211 Main Street San Francisco, CA 94105 |
NASDAQ-100® 2x Strategy Fund | Class A | 11229.403 | 5.0089 | Special Custody Account For The Exclusive Benefit Of Customer Wells Fargo Clearing Services LLC 2801 Market Street Saint Louis, MO 63103 |
NASDAQ-100® 2x Strategy Fund | Class A | 21900.123 | 9.7686 | LPL Financial 4707 Executive Drive San Diego, CA 92121-3091 |
NASDAQ-100® 2x Strategy Fund | Class A | 37036.616 | 16.5203 | Pershing LLC 1 Pershing Plaza Jersey City, NJ 07399-0002 |
NASDAQ-100® 2x Strategy Fund | Class C | 17690.342 | 19.8933 | NFS LLC FEBO/NFS/FMTC SEP IRA FBO James Hershey [Address Intentionally Omitted for Privacy Purposes] |
NASDAQ-100® 2x Strategy Fund | Class C | 7797.691 | 8.7687 | Pershing LLC P.O. Box 2052 Jersey City, NJ 07303-9998 |
Fund | Share Class | Amount of Shares Owned | Percentage of the Class | Name and Address of Beneficial Owner |
NASDAQ-100® 2x Strategy Fund | Class C | 10799.944 | 12.1448 | Schwab Special Custody Account – Reinvest for Benefit of Customers 211 Main Street San Francisco, CA 94105 |
NASDAQ-100® 2x Strategy Fund | Class C | 11669.986 | 13.1232 | RBC Capital Markets LLC Mutual Fund Omnibus Processing Omnibus Attn: Mutual Funds Ops Manager 60 South Sixth Street – P08 Minneapolis, MN 55402-4400 |
NASDAQ-100® 2x Strategy Fund | Class C | 4739.396 | 5.3295 | Stephen H. Karshbaum [Address Intentionally Omitted for Privacy Purposes] |
NASDAQ-100® 2x Strategy Fund | Class C | 4504.701 | 5.0656 | Raymond James/Omnibus for Mutual Funds House Account Attn: Courtney Waller 880 Carillon Parkway Saint Petersburg, FL 33716 |
NASDAQ-100® 2x Strategy Fund | Class H | 388436.211 | 16.0889 | TD Ameritrade FBO Bonnie-Sue Brown-Widell [Address Intentionally Omitted for Privacy Purposes] |
NASDAQ-100® 2x Strategy Fund | Class H | 425739.182 | 17.634 | Schwab Special Custody Account – Reinvest for Benefit of Customers 211 Main Street San Francisco, CA 94105 |
NASDAQ-100® 2x Strategy Fund | Class H | 395097.425 | 16.3648 | National Financial Services Corporation For Exclusive Benefit Of Our Customers Attn: Mutual Funds Department, 4th Floor 499 Washington Boulevard Jersey City, NJ 07310 |
NASDAQ-100® 2x Strategy Fund | Class H | 218652.644 | 9.0565 | UBS Financial Services Inc. FBO/UBS WM USA Omni Account M/F 1000 Harbor Boulevard Weehawken, NJ 07086-6761 |
Russell 2000® 2x Strategy Fund | Class A | 4269.893 | 19.4466 | Special Custody Account For The Exclusive Benefit Of Customer Wells Fargo Clearing Services LLC 2801 Market Street Saint Louis, MO 63103 |
Russell 2000® 2x Strategy Fund | Class A | 1757.101 | 8.0024 | RBC Capital Markets LLC Mutual Fund Omnibus Processing Omnibus Attn: Mutual Funds Ops Manager 60 South Sixth Street – P08 Minneapolis, MN 55402-4400 |
Russell 2000® 2x Strategy Fund | Class A | 3086.414 | 14.0566 | Pershing LLC 1 Pershing Plaza Jersey City, NJ 07399-0002 |
Russell 2000® 2x Strategy Fund | Class A | 2656.676 | 12.0995 | National Financial Services LLC 499 Washington Boulevard Jersey City, NJ 07310 |
Fund | Share Class | Amount of Shares Owned | Percentage of the Class | Name and Address of Beneficial Owner |
Russell 2000® 2x Strategy Fund | Class C | 383.564 | 11.2117 | NFS LLC FEBO/NFS/FMTC Rollover IRA FBO Robert C. Irvine [Address Intentionally Omitted for Privacy Purposes] |
Russell 2000® 2x Strategy Fund | Class C | 1361.494 | 39.797 | Pershing LLC P.O. Box 2052 Jersey City, NJ 07303-9998 |
Russell 2000® 2x Strategy Fund | Class C | 175.964 | 5.1434 | Allen N. Vickrey (IRA) [Address Intentionally Omitted for Privacy Purposes] |
Russell 2000® 2x Strategy Fund | Class C | 373.038 | 10.904 | RBC Capital Markets LLC Mutual Fund Omnibus Processing Omnibus Attn: Mutual Funds Ops Manager 60 South Sixth Street – P08 Minneapolis, MN 55402-4400 |
Russell 2000® 2x Strategy Fund | Class H | 21106.841 | 13.4278 | Schwab Special Custody Account – Reinvest for Benefit of Customers 211 Main Street San Francisco, CA 94105 |
Russell 2000® 2x Strategy Fund | Class H | 22981.479 | 14.6205 | National Financial Services Corporation For Exclusive Benefit Of Our Customers Attn: Mutual Funds Department, 4th Floor 499 Washington Boulevard Jersey City, NJ 07310 |
Russell 2000® 2x Strategy Fund | Class H | 43109.559 | 27.4257 | Trust Company Of America FBO 25 PO Box 6503 Englewood, CO 80155-6053 |
Russell 2000® 2x Strategy Fund | Class H | 17513.118 | 11.1416 | TD Ameritrade Inc. For the Exclusive Benefit of Our Clients PO Box 2226 Omaha, NE 68103-2226 |
S&P 500® 2x Strategy Fund | Class A | 14330.729 | 12.3795 | NFS LLC FEBO/Mutual Funds Fractional Write Off Account Attn: Frank Adinolfi 200 Liberty Street New York, NY 10281 |
S&P 500® 2x Strategy Fund | Class A | 8450.814 | 7.3001 | Schwab Special Custody Account – Reinvest for Benefit of Customers 211 Main Street San Francisco, CA 94105 |
S&P 500® 2x Strategy Fund | Class A | 8672.495 | 7.4916 | Morgan Stanley Smith Barney LLC For The Exclusive Benefit Of Its Customers 1 New York Plaza, Floor 12 New York, NY 10004-1901 |
S&P 500® 2x Strategy Fund | Class A | 13996.342 | 12.0906 | Special Custody Account For The Exclusive Benefit Of Customer Wells Fargo Clearing Services LLC 2801 Market Street Saint Louis, MO 63103 |
Fund | Share Class | Amount of Shares Owned | Percentage of the Class | Name and Address of Beneficial Owner |
S&P 500® 2x Strategy Fund | Class A | 13795.334 | 11.917 | UBS Financial Services Inc. FBO/UBS WM USA Omni Account M/F 1000 Harbor Boulevard Weehawken, NJ 07086-6761 |
S&P 500® 2x Strategy Fund | Class A | 6587.636 | 5.6906 | RBC Capital Markets LLC Mutual Fund Omnibus Processing Omnibus Attn: Mutual Funds Ops Manager 60 South Sixth Street – P08 Minneapolis, MN 55402-4400 |
S&P 500® 2x Strategy Fund | Class A | 6273.103 | 5.4189 | LPL Financial 4707 Executive Drive San Diego, CA 92121-3091 |
S&P 500® 2x Strategy Fund | Class A | 13495.35 | 11.6578 | Pershing LLC 1 Pershing Plaza Jersey City, NJ 07399-0002 |
S&P 500® 2x Strategy Fund | Class C | 6095.662 | 5.5851 | Pershing LLC P.O. Box 2052 Jersey City, NJ 07303-9998 |
S&P 500® 2x Strategy Fund | Class C | 8042.788 | 7.3692 | Special Custody Account For The Exclusive Benefit Of Customer Wells Fargo Clearing Services LLC 2801 Market Street Saint Louis, MO 63103 |
S&P 500® 2x Strategy Fund | Class C | 16794.341 | 15.3878 | Robert E. Hillard (IRA) [Address Intentionally Omitted for Privacy Purposes] |
S&P 500® 2x Strategy Fund | Class C | 5672.15 | 5.1971 | Oppenheimer & Co. Inc. FBO/George Skaff Elias Account [Address Intentionally Omitted for Privacy Purposes] |
S&P 500® 2x Strategy Fund | Class H | 121584.803 | 9.8398 | TD Ameritrade FBO Bonnie-Sue Brown-Widell [Address Intentionally Omitted for Privacy Purposes] |
S&P 500® 2x Strategy Fund | Class H | 143505.7 | 11.6139 | Schwab Special Custody Account – Reinvest for Benefit of Customers 211 Main Street San Francisco, CA 94105 |
S&P 500® 2x Strategy Fund | Class H | 339192.958 | 27.4509 | Trust Co Of America FBO 120 PO Box 6503 Englewood, CO 80155 |
S&P 500® 2x Strategy Fund | Class H | 123535.365 | 9.9977 | National Financial Services Corporation For Exclusive Benefit Of Our Customers Attn: Mutual Funds Department, 4th Floor 499 Washington Boulevard Jersey City, NJ 07310 |
Fund | Share Class | Amount of Shares Owned | Percentage of the Class | Name and Address of Beneficial Owner |
S&P 500® 2x Strategy Fund | Class H | 185135.062 | 14.983 | Meg & Company C/C c/o Ameriserv Trust & Financial Services Company 216 Franklin Street Johnstown, PA 15901-1911 |
Rydex Variable Trust | ||||
Banking Fund | -- | 22031.078 | 48.2683 | Nationwide Insurance Company/NWVA4 c/o IPO Portfolio Accounting P.O. Box 182029 Columbus, OH 43218-2029 |
Banking Fund | -- | 8485.176 | 18.5903 | Jefferson National Life Insurance Co./Attn: Separate Account 10350 Ormsby Park Place, Suite 600 Louisville, KY 40223 |
Banking Fund | -- | 14015.955 | 30.7078 | Security Benefit Life Insurance Co./SBL Variable Annuity Account XIV One Security Benefit Place Topeka, KS 66636-0001 |
Basic Materials Fund | -- | 42550.472 | 47.0373 | Nationwide Insurance Company/NWVA4 c/o IPO Portfolio Accounting P.O. Box 182029 Columbus, OH 43218-2029 |
Basic Materials Fund | -- | 12199.984 | 13.4864 | Jefferson National Life Insurance Co./Attn: Separate Account 10350 Ormsby Park Place, Suite 600 Louisville, KY 40223 |
Basic Materials Fund | -- | 25339.168 | 28.0111 | Security Benefit Life Insurance Co./SBL Variable Annuity Account XIV One Security Benefit Place Topeka, KS 66636-0001 |
Basic Materials Fund | -- | 8438.359 | 9.3281 | Principal Life Insurance Co Cust./FBO Principal Pivot Series Variable Annuity Attn: Individual Life Accounting 711 High Street Des Moines, IA 50392 |
Biotechnology Fund | -- | 75224.025 | 30.9034 | Nationwide Insurance Company/NWVA4 c/o IPO Portfolio Accounting P.O. Box 182029 Columbus, OH 43218-2029 |
Biotechnology Fund | -- | 54864.416 | 22.5393 | Jefferson National Life Insurance Co./Attn: Separate Account 10350 Ormsby Park Place, Suite 600 Louisville, KY 40223 |
Biotechnology Fund | -- | 35046.189 | 14.3976 | Security Benefit Life Insurance Co./SBL Variable Annuity Account XIV One Security Benefit Place Topeka, KS 66636-0001 |
Fund | Share Class | Amount of Shares Owned | Percentage of the Class | Name and Address of Beneficial Owner |
Biotechnology Fund | -- | 71073.784 | 29.1984 | Midland National Life Insurance Company 430 Westown Parkway West Des Moines, IA 50266 |
Commodities Strategy Fund | -- | 11339.924 | 28.3758 | Nationwide Insurance Company/NWVA4 c/o IPO Portfolio Accounting P.O. Box 182029 Columbus, OH 43218-2029 |
Commodities Strategy Fund | -- | 18608.068 | 46.5628 | Jefferson National Life Insurance Co./Attn: Separate Account 10350 Ormsby Park Place, Suite 600 Louisville, KY 40223 |
Commodities Strategy Fund | -- | 3088.753 | 7.7289 | Security Benefit Life Insurance Co./SBL Variable Annuity Account XIV One Security Benefit Place Topeka, KS 66636-0001 |
Commodities Strategy Fund | -- | 6528.605 | 16.3364 | Principal Life Insurance Co Cust./FBO Principal Pivot Series Variable Annuity Attn: Individual Life Accounting 711 High Street Des Moines, IA 50392 |
Consumer Products Fund | -- | 95218.773 | 35.2206 | Nationwide Insurance Company/NWVA4 c/o IPO Portfolio Accounting P.O. Box 182029 Columbus, OH 43218-2029 |
Consumer Products Fund | -- | 139160.508 | 51.4743 | Jefferson National Life Insurance Co./Attn: Separate Account 10350 Ormsby Park Place, Suite 600 Louisville, KY 40223 |
Consumer Products Fund | -- | 26983.143 | 9.9808 | Security Benefit Life Insurance Co./SBL Variable Annuity Account XIV One Security Benefit Place Topeka, KS 66636-0001 |
Dow 2x Strategy Fund | -- | 73835.928 | 64.1926 | Nationwide Insurance Company/NWVA4 c/o IPO Portfolio Accounting P.O. Box 182029 Columbus, OH 43218-2029 |
Dow 2x Strategy Fund | -- | 24849.03 | 21.6036 | Jefferson National Life Insurance Co./Attn: Separate Account 10350 Ormsby Park Place, Suite 600 Louisville, KY 40223 |
Dow 2x Strategy Fund | -- | 15009.685 | 13.0493 | Security Benefit Life Insurance Co./SBL Variable Annuity Account XIV One Security Benefit Place Topeka, KS 66636-0001 |
Electronics Fund | -- | 50821.925 | 64.3239 | Nationwide Insurance Company/NWVA4 c/o IPO Portfolio Accounting P.O. Box 182029 Columbus, OH 43218-2029 |
Fund | Share Class | Amount of Shares Owned | Percentage of the Class | Name and Address of Beneficial Owner |
Electronics Fund | -- | 19302.657 | 24.4308 | Jefferson National Life Insurance Co./Attn: Separate Account 10350 Ormsby Park Place, Suite 600 Louisville, KY 40223 |
Electronics Fund | -- | 7411.004 | 9.3799 | Security Benefit Life Insurance Co./SBL Variable Annuity Account XIV One Security Benefit Place Topeka, KS 66636-0001 |
Energy Fund | -- | 72799.906 | 56.1606 | Nationwide Insurance Company/NWVA4 c/o IPO Portfolio Accounting P.O. Box 182029 Columbus, OH 43218-2029 |
Energy Fund | -- | 33160.63 | 25.5813 | Jefferson National Life Insurance Co./Attn: Separate Account 10350 Ormsby Park Place, Suite 600 Louisville, KY 40223 |
Energy Fund | -- | 20612.185 | 15.901 | Security Benefit Life Insurance Co./SBL Variable Annuity Account XIV One Security Benefit Place Topeka, KS 66636-0001 |
Energy Services Fund | -- | 55320.493 | 48.2206 | Nationwide Insurance Company/NWVA4 c/o IPO Portfolio Accounting P.O. Box 182029 Columbus, OH 43218-2029 |
Energy Services Fund | -- | 25757.814 | 22.452 | Jefferson National Life Insurance Co./Attn: Separate Account 10350 Ormsby Park Place, Suite 600 Louisville, KY 40223 |
Energy Services Fund | -- | 32314.7 | 28.1674 | Security Benefit Life Insurance Co./SBL Variable Annuity Account XIV One Security Benefit Place Topeka, KS 66636-0001 |
Europe 1.25x Strategy Fund | -- | 14052.099 | 25.5174 | Nationwide Insurance Company/NWVA4 c/o IPO Portfolio Accounting P.O. Box 182029 Columbus, OH 43218-2029 |
Europe 1.25x Strategy Fund | -- | 34817.85 | 63.2263 | Jefferson National Life Insurance Co./Attn: Separate Account 10350 Ormsby Park Place, Suite 600 Louisville, KY 40223 |
Europe 1.25x Strategy Fund | -- | 6187.789 | 11.2365 | Security Benefit Life Insurance Co./SBL Variable Annuity Account XIV One Security Benefit Place Topeka, KS 66636-0001 |
Financial Services Fund | -- | 66138.059 | 60.9587 | Nationwide Insurance Company/NWVA4 c/o IPO Portfolio Accounting P.O. Box 182029 Columbus, OH 43218-2029 |
Fund | Share Class | Amount of Shares Owned | Percentage of the Class | Name and Address of Beneficial Owner |
Financial Services Fund | -- | 22716.106 | 20.9372 | Jefferson National Life Insurance Co./Attn: Separate Account 10350 Ormsby Park Place, Suite 600 Louisville, KY 40223 |
Financial Services Fund | -- | 15127.115 | 13.9425 | Security Benefit Life Insurance Co./SBL Variable Annuity Account XIV One Security Benefit Place Topeka, KS 66636-0001 |
Internet Fund | -- | 52034.177 | 54.4851 | Nationwide Insurance Company/NWVA4 c/o IPO Portfolio Accounting P.O. Box 182029 Columbus, OH 43218-2029 |
Internet Fund | -- | 15986.113 | 16.7391 | Jefferson National Life Insurance Co./Attn: Separate Account 10350 Ormsby Park Place, Suite 600 Louisville, KY 40223 |
Internet Fund | -- | 24273.364 | 25.4167j | Security Benefit Life Insurance Co./SBL Variable Annuity Account XIV One Security Benefit Place Topeka, KS 66636-0001 |
Inverse Dow 2x Strategy Fund | -- | 23675.586 | 65.4371 | Nationwide Insurance Company/NWVA4 c/o IPO Portfolio Accounting P.O. Box 182029 Columbus, OH 43218-2029 |
Inverse Dow 2x Strategy Fund | -- | 7733.19 | 21.3738 | Jefferson National Life Insurance Co./Attn: Separate Account 10350 Ormsby Park Place, Suite 600 Louisville, KY 40223 |
Inverse Dow 2x Strategy Fund | -- | 4771.768 | 13.1887 | Security Benefit Life Insurance Co./SBL Variable Annuity Account XIV One Security Benefit Place Topeka, KS 66636-0001 |
Inverse Russell 2000® Strategy Fund | -- | 9238.954 | 70.7479 | Nationwide Insurance Company/NWVA4 c/o IPO Portfolio Accounting P.O. Box 182029 Columbus, OH 43218-2029 |
Inverse Russell 2000® Strategy Fund | -- | 3428.191 | 26.2516 | Jefferson National Life Insurance Co./Attn: Separate Account 10350 Ormsby Park Place, Suite 600 Louisville, KY 40223 |
Leisure Fund | -- | 30126.485 | 68.9539 | Nationwide Insurance Company/NWVA4 c/o IPO Portfolio Accounting P.O. Box 182029 Columbus, OH 43218-2029 |
Leisure Fund | -- | 5911.265 | 13.5297 | Jefferson National Life Insurance Co./Attn: Separate Account 10350 Ormsby Park Place, Suite 600 Louisville, KY 40223 |
Fund | Share Class | Amount of Shares Owned | Percentage of the Class | Name and Address of Beneficial Owner |
Leisure Fund | -- | 6804.668 | 15.5746 | Security Benefit Life Insurance Co./SBL Variable Annuity Account XIV One Security Benefit Place Topeka, KS 66636-0001 |
Global Managed Futures Strategy Fund | -- | 276023.571 | 32.9974 | Nationwide Insurance Company/NWVA4 c/o IPO Portfolio Accounting P.O. Box 182029 Columbus, OH 43218-2029 |
Global Managed Futures Strategy Fund | -- | 204276.84 | 24.4204 | Jefferson National Life Insurance Co./Attn: Separate Account 10350 Ormsby Park Place, Suite 600 Louisville, KY 40223 |
Global Managed Futures Strategy Fund | -- | 65319.246 | 7.8086 | Security Benefit Life Insurance Co./SBL Variable Annuity Account XIV One Security Benefit Place Topeka, KS 66636-0001 |
Global Managed Futures Strategy Fund | -- | 169114.162 | 20.2168 | AXA Equitable Life Insurance Company Separate Account 49 1290 Avenue of the Americas New York, NY 10104 |
Government Long Bond 1.2x Strategy Fund | -- | 715437.126 | 46.9246 | Nationwide Insurance Company/NWVA4 c/o IPO Portfolio Accounting P.O. Box 182029 Columbus, OH 43218-2029 |
Government Long Bond 1.2x Strategy Fund | -- | 632739.133 | 41.5005 | Jefferson National Life Insurance Co./Attn: Separate Account 10350 Ormsby Park Place, Suite 600 Louisville, KY 40223 |
Government Long Bond 1.2x Strategy Fund | -- | 91707.679 | 6.0149 | Midland National Life Insurance Co./Attn: Variable Annuity Department PO Box 79907 West Des Moines, IA 50325-0907 |
Health Care Fund | -- | 147282.688 | 58.0817 | Nationwide Insurance Company/NWVA4 c/o IPO Portfolio Accounting P.O. Box 182029 Columbus, OH 43218-2029 |
Health Care Fund | -- | 48882.239 | 19.2769 | Jefferson National Life Insurance Co./Attn: Separate Account 10350 Ormsby Park Place, Suite 600 Louisville, KY 40223 |
Health Care Fund | -- | 47623.655 | 18.7806 | Security Benefit Life Insurance Co./SBL Variable Annuity Account XIV One Security Benefit Place Topeka, KS 66636-0001 |
High Yield Strategy Fund | -- | 5431.072 | 10.5001 | Jefferson National Life Insurance Co./Attn: Separate Account 10350 Ormsby Park Place, Suite 600 Louisville, KY 40223 |
Fund | Share Class | Amount of Shares Owned | Percentage of the Class | Name and Address of Beneficial Owner |
High Yield Strategy Fund | -- | 7367.076 | 14.2431 | Security Benefit Life Insurance Co./SBL Variable Annuity Account XIV One Security Benefit Place Topeka, KS 66636-0001 |
High Yield Strategy Fund | -- | 26795.575 | 51.8052 | Guggenheim Funds Distributors LLC 227 West Monroe Street, Suite 4800 Chicago, IL 60606 |
High Yield Strategy Fund | -- | 12129.955 | 23.4514 | Nationwide Insurance Company/NWVA4 c/o IPO Portfolio Accounting P.O. Box 182029 Columbus, OH 43218-2029 |
Inverse Government Long Bond Strategy Fund | -- | 6663.978 | 21.0678 | Nationwide Insurance Company/NWVA4 c/o IPO Portfolio Accounting P.O. Box 182029 Columbus, OH 43218-2029 |
Inverse Government Long Bond Strategy Fund | -- | 16958.69 | 53.614 | Jefferson National Life Insurance Co./Attn: Separate Account 10350 Ormsby Park Place, Suite 600 Louisville, KY 40223 |
Inverse Government Long Bond Strategy Fund | -- | 5081.43 | 16.0646 | Security Benefit Life Insurance Co./SBL Variable Annuity Account XIV One Security Benefit Place Topeka, KS 66636-0001 |
Inverse Mid-Cap Strategy Fund | -- | 3254.904 | 64.8856 | Nationwide Insurance Company/NWVA4 c/o IPO Portfolio Accounting P.O. Box 182029 Columbus, OH 43218-2029 |
Inverse Mid-Cap Strategy Fund | -- | 1596.447 | 31.8247 | Jefferson National Life Insurance Co./Attn: Separate Account 10350 Ormsby Park Place, Suite 600 Louisville, KY 40223 |
Inverse NASDAQ-100® Strategy Fund | -- | 6111.596 | 21.5908 | Nationwide Insurance Company/NWVA4 c/o IPO Portfolio Accounting P.O. Box 182029 Columbus, OH 43218-2029 |
Inverse NASDAQ-100® Strategy Fund | -- | 10859.333 | 38.3635 | Jefferson National Life Insurance Co./Attn: Separate Account 10350 Ormsby Park Place, Suite 600 Louisville, KY 40223 |
Inverse NASDAQ-100® Strategy Fund | -- | 8132.555 | 28.7304 | Ameritas Life Insurance Corp./Separate Account LLVA Attn: Variable Trades 5900 O Street Lincoln, NE 68510 |
Inverse NASDAQ-100® Strategy Fund | -- | 2209.851 | 7.8068 | Security Benefit Life Insurance Co./SBL Variable Annuity Account XIV One Security Benefit Place Topeka, KS 66636-0001 |
Fund | Share Class | Amount of Shares Owned | Percentage of the Class | Name and Address of Beneficial Owner |
Inverse S&P 500® Strategy Fund | -- | 16729.291 | 36.5329 | Nationwide Insurance Company/NWVA4 c/o IPO Portfolio Accounting P.O. Box 182029 Columbus, OH 43218-2029 |
Inverse S&P 500® Strategy Fund | -- | 13304.678 | 29.0543 | Jefferson National Life Insurance Co./Attn: Separate Account 10350 Ormsby Park Place, Suite 600 Louisville, KY 40223 |
Inverse S&P 500® Strategy Fund | -- | 8028.675 | 17.5327 | Ameritas Life Insurance Corp./Separate Account LLVA Attn: Variable Trades 5900 O Street Lincoln, NE 68510 |
Inverse S&P 500® Strategy Fund | -- | 6583.152 | 14.3761 | Security Benefit Life Insurance Co./SBL Variable Annuity Account XIV One Security Benefit Place Topeka, KS 66636-0001 |
Japan 2x Strategy Fund | -- | 10327.508 | 46.9691 | Nationwide Insurance Company/NWVA4 c/o IPO Portfolio Accounting P.O. Box 182029 Columbus, OH 43218-2029 |
Japan 2x Strategy Fund | -- | 5372.878 | 24.4356 | Jefferson National Life Insurance Co./Attn: Separate Account 10350 Ormsby Park Place, Suite 600 Louisville, KY 40223 |
Japan 2x Strategy Fund | -- | 5579.53 | 25.3754 | Security Benefit Life Insurance Co./SBL Variable Annuity Account XIV One Security Benefit Place Topeka, KS 66636-0001 |
Long Short Equity Fund | -- | 473712.365 | 21.7479 | Nationwide Insurance Company/NWVA4 c/o IPO Portfolio Accounting P.O. Box 182029 Columbus, OH 43218-2029 |
Long Short Equity Fund | -- | 179425.185 | 8.2373 | Jefferson National Life Insurance Co./Attn: Separate Account 10350 Ormsby Park Place, Suite 600 Louisville, KY 40223 |
Long Short Equity Fund | -- | 742438.478 | 34.0851 | Security Benefit Life Insurance Co./SBL Variable Annuity Account XIV One Security Benefit Place Topeka, KS 66636-0001 |
Long Short Equity Fund | -- | 281798.771 | 12.9372 | The Lincoln National Life Insurance Company 1300 South Clinton Street Fort Wayne, IN 46802 |
Mid-Cap 1.5x Strategy Fund | -- | 157738.232 | 54.9298 | Nationwide Insurance Company/NWVA4 c/o IPO Portfolio Accounting P.O. Box 182029 Columbus, OH 43218-2029 |
Fund | Share Class | Amount of Shares Owned | Percentage of the Class | Name and Address of Beneficial Owner |
Mid-Cap 1.5x Strategy Fund | -- | 62147.283 | 21.6418 | Jefferson National Life Insurance Co./Attn: Separate Account 10350 Ormsby Park Place, Suite 600 Louisville, KY 40223 |
Mid-Cap 1.5x Strategy Fund | -- | 64172.951 | 22.3472 | Security Benefit Life Insurance Co./SBL Variable Annuity Account XIV One Security Benefit Place Topeka, KS 66636-0001 |
Multi-Hedge Strategies Fund | -- | 857536.503 | 56.2436 | Nationwide Insurance Company/NWVA4 c/o IPO Portfolio Accounting P.O. Box 182029 Columbus, OH 43218-2029 |
Multi-Hedge Strategies Fund | -- | 94906.389 | 6.2246 | Jefferson National Life Insurance Co./Attn: Separate Account 10350 Ormsby Park Place, Suite 600 Louisville, KY 40223 |
Multi-Hedge Strategies Fund | -- | 94823.86 | 6.2192 | Security Benefit Life Insurance Co./SBL Variable Annuity Account XIV One Security Benefit Place Topeka, KS 66636-0001 |
Multi-Hedge Strategies Fund | -- | 85233.195 | 5.5902 | Midland National Life Insurance Company 4350 Westown Parkway West Des Moines, IA 50266 |
Multi-Hedge Strategies Fund | -- | 203883.982 | 13.3722 | The Lincoln National Life Insurance Company 1300 South Clinton Street Fort Wayne, IN 46802 |
NASDAQ-100® Fund | -- | 452744.879 | 27.7914 | Nationwide Insurance Company/NWVA4 c/o IPO Portfolio Accounting P.O. Box 182029 Columbus, OH 43218-2029 |
NASDAQ-100® Fund | -- | 372368.456 | 22.8575 | Jefferson National Life Insurance Co./Attn: Separate Account 10350 Ormsby Park Place, Suite 600 Louisville, KY 40223 |
NASDAQ-100® Fund | -- | 85150.658 | 5.2269 | Ameritas Life Insurance Corp./Separate Account LLVA Attn: Variable Trades 5900 O Street Lincoln, NE 68510 |
NASDAQ-100® Fund | -- | 122103.339 | 7.4952 | GE Life and Annuity Insurance Co./Attn: Variable Accounting 6610 West Broad Street Richmond, VA 23230 |
NASDAQ-100® Fund | -- | 150867.229 | 9.2608 | Security Benefit Life Insurance Co./SBL Variable Annuity Account XIV One Security Benefit Place Topeka, KS 66636-0001 |
Fund | Share Class | Amount of Shares Owned | Percentage of the Class | Name and Address of Beneficial Owner |
NASDAQ-100® Fund | -- | 197348.742 | 12.1141 | Prudential Annuities Life Assurance Co./Attn: Separate Accounts Trade Confirms 213 Washington Street, Floor 7 Newark, NJ 07102 |
NASDAQ-100® 2x Strategy Fund | -- | 404331.821 | 34.2536 | Nationwide Insurance Company/NWVA4 c/o IPO Portfolio Accounting P.O. Box 182029 Columbus, OH 43218-2029 |
NASDAQ-100® 2x Strategy Fund | -- | 565192.185 | 47.8811 | Jefferson National Life Insurance Co./Attn: Separate Account 10350 Ormsby Park Place, Suite 600 Louisville, KY 40223 |
NASDAQ-100® 2x Strategy Fund | -- | 201590.847 | 17.078 | Security Benefit Life Insurance Co./SBL Variable Annuity Account XIV One Security Benefit Place Topeka, KS 66636-0001 |
Nova Fund | -- | 72946.768 | 24.3068 | Nationwide Insurance Company/NWVA4 c/o IPO Portfolio Accounting P.O. Box 182029 Columbus, OH 43218-2029 |
Nova Fund | -- | 165087.903 | 55.0095 | Jefferson National Life Insurance Co./Attn: Separate Account 10350 Ormsby Park Place, Suite 600 Louisville, KY 40223 |
Nova Fund | -- | 20295.872 | 6.7628 | Security Benefit Life Insurance Co./SBL Variable Annuity Account XIV One Security Benefit Place Topeka, KS 66636-0001 |
Precious Metals Fund | -- | 261254.791 | 38.0727 | Nationwide Insurance Company/NWVA4 c/o IPO Portfolio Accounting P.O. Box 182029 Columbus, OH 43218-2029 |
Precious Metals Fund | -- | 196638.364 | 28.6561 | Jefferson National Life Insurance Co./Attn: Separate Account 10350 Ormsby Park Place, Suite 600 Louisville, KY 40223 |
Precious Metals Fund | -- | 109251.466 | 15.9212 | Ameritas Life Insurance Corp./Separate Account LLVA Attn: Variable Trades 5900 O Street Lincoln, NE 68510 |
Precious Metals Fund | -- | 111315.912 | 16.222 | Security Benefit Life Insurance Co./SBL Variable Annuity Account XIV One Security Benefit Place Topeka, KS 66636-0001 |
Real Estate Fund | -- | 124052.31 | 33.4487 | Nationwide Insurance Company/NWVA4 c/o IPO Portfolio Accounting P.O. Box 182029 Columbus, OH 43218-2029 |
Fund | Share Class | Amount of Shares Owned | Percentage of the Class | Name and Address of Beneficial Owner |
Real Estate Fund | -- | 120166.636 | 32.401 | Jefferson National Life Insurance Co./Attn: Separate Account 10350 Ormsby Park Place, Suite 600 Louisville, KY 40223 |
Real Estate Fund | -- | 120185.75 | 32.4062 | Security Benefit Life Insurance Co./SBL Variable Annuity Account XIV One Security Benefit Place Topeka, KS 66636-0001 |
Retailing Fund | -- | 26638.238 | 53.5674 | Nationwide Insurance Company/NWVA4 c/o IPO Portfolio Accounting P.O. Box 182029 Columbus, OH 43218-2029 |
Retailing Fund | -- | 8836.81 | 17.7701 | Jefferson National Life Insurance Co./Attn: Separate Account 10350 Ormsby Park Place, Suite 600 Louisville, KY 40223 |
Retailing Fund | -- | 10971.904 | 22.0636 | Security Benefit Life Insurance Co./SBL Variable Annuity Account XIV One Security Benefit Place Topeka, KS 66636-0001 |
Russell 2000® 1.5x Strategy Fund | -- | 39912.794 | 48.81 | Nationwide Insurance Company/NWVA4 c/o IPO Portfolio Accounting P.O. Box 182029 Columbus, OH 43218-2029 |
Russell 2000® 1.5x Strategy Fund | -- | 12384.694 | 15.1454 | Jefferson National Life Insurance Co./Attn: Separate Account 10350 Ormsby Park Place, Suite 600 Louisville, KY 40223 |
Russell 2000® 1.5x Strategy Fund | -- | 18584.134 | 22.7268 | Ameritas Life Insurance Corp./Separate Account LLVA Attn: Variable Trades 5900 O Street Lincoln, NE 68510 |
Russell 2000® 1.5x Strategy Fund | -- | 10847.457 | 13.2655 | Security Benefit Life Insurance Co./SBL Variable Annuity Account XIV One Security Benefit Place Topeka, KS 66636-0001 |
Russell 2000® 2x Strategy Fund | -- | 3426.624 | 37.7558 | Jefferson National Life Insurance Co./Attn: Separate Account 10350 Ormsby Park Place, Suite 600 Louisville, KY 40223 |
Russell 2000® 2x Strategy Fund | -- | 5584.189 | 61.5287 | Security Benefit Life Insurance Co./SBL Variable Annuity Account XIV One Security Benefit Place Topeka, KS 66636-0001 |
S&P 500® 2x Strategy Fund | -- | 90680.455 | 58.1062 | Nationwide Insurance Company/NWVA4 c/o IPO Portfolio Accounting P.O. Box 182029 Columbus, OH 43218-2029 |
Fund | Share Class | Amount of Shares Owned | Percentage of the Class | Name and Address of Beneficial Owner |
S&P 500® 2x Strategy Fund | -- | 49769.834 | 31.8915 | Jefferson National Life Insurance Co./Attn: Separate Account 10350 Ormsby Park Place, Suite 600 Louisville, KY 40223 |
S&P 500® 2x Strategy Fund | -- | 13923.422 | 8.9218 | Security Benefit Life Insurance Co./SBL Variable Annuity Account XIV One Security Benefit Place Topeka, KS 66636-0001 |
S&P 500® Pure Growth Fund | -- | 471123.862 | 60.6413 | Nationwide Insurance Company/NWVA4 c/o IPO Portfolio Accounting P.O. Box 182029 Columbus, OH 43218-2029 |
S&P 500® Pure Growth Fund | -- | 115045.892 | 14.8082 | Jefferson National Life Insurance Co./Attn: Separate Account 10350 Ormsby Park Place, Suite 600 Louisville, KY 40223 |
S&P 500® Pure Growth Fund | -- | 100257.361 | 12.9047 | Security Benefit Life Insurance Co./SBL Variable Annuity Account XIV One Security Benefit Place Topeka, KS 66636-0001 |
S&P 500® Pure Growth Fund | -- | 79846.706 | 10.2775 | Midland National Life Insurance Company 4350 Westown Parkway West Des Moines, IA 50266 |
S&P 500® Pure Value Fund | -- | 341421.858 | 62.0544 | Nationwide Insurance Company/NWVA4 c/o IPO Portfolio Accounting P.O. Box 182029 Columbus, OH 43218-2029 |
S&P 500® Pure Value Fund | -- | 60745.776 | 11.0407 | Jefferson National Life Insurance Co./Attn: Separate Account 10350 Ormsby Park Place, Suite 600 Louisville, KY 40223 |
S&P 500® Pure Value Fund | -- | 131412.301 | 23.8845 | Security Benefit Life Insurance Co./SBL Variable Annuity Account XIV One Security Benefit Place Topeka, KS 66636-0001 |
S&P MidCap 400® Pure Growth Fund | -- | 215790.298 | 57.1151 | Nationwide Insurance Company/NWVA4 c/o IPO Portfolio Accounting P.O. Box 182029 Columbus, OH 43218-2029 |
S&P MidCap 400® Pure Growth Fund | -- | 45942.761 | 12.16 | Jefferson National Life Insurance Co./Attn: Separate Account 10350 Ormsby Park Place, Suite 600 Louisville, KY 40223 |
S&P MidCap 400® Pure Growth Fund | -- | 65485.706 | 17.3326 | Security Benefit Life Insurance Co./SBL Variable Annuity Account XIV One Security Benefit Place Topeka, KS 66636-0001 |
Fund | Share Class | Amount of Shares Owned | Percentage of the Class | Name and Address of Beneficial Owner |
S&P MidCap 400® Pure Growth Fund | -- | 45030.15 | 11.9185 | Midland National Life Insurance Company 4350 Westown Parkway West Des Moines, IA 50266 |
S&P MidCap 400® Pure Value Fund | -- | 162639.328 | 72.2941 | Nationwide Insurance Company/NWVA4 c/o IPO Portfolio Accounting P.O. Box 182029 Columbus, OH 43218-2029 |
S&P MidCap 400® Pure Value Fund | -- | 28100.42 | 12.4908 | Jefferson National Life Insurance Co./Attn: Separate Account 10350 Ormsby Park Place, Suite 600 Louisville, KY 40223 |
S&P MidCap 400® Pure Value Fund | -- | 30319.676 | 13.4772 | Security Benefit Life Insurance Co./SBL Variable Annuity Account XIV One Security Benefit Place Topeka, KS 66636-0001 |
S&P SmallCap 600® Pure Growth Fund | -- | 123352.257 | 53.7753 | Nationwide Insurance Company/NWVA4 c/o IPO Portfolio Accounting P.O. Box 182029 Columbus, OH 43218-2029 |
S&P SmallCap 600® Pure Growth Fund | -- | 61345.524 | 26.7435 | Jefferson National Life Insurance Co./Attn: Separate Account 10350 Ormsby Park Place, Suite 600 Louisville, KY 40223 |
S&P SmallCap 600® Pure Growth Fund | -- | 35624.887 | 15.5306 | Security Benefit Life Insurance Co./SBL Variable Annuity Account XIV One Security Benefit Place Topeka, KS 66636-0001 |
S&P SmallCap 600® Pure Value Fund | -- | 61153.208 | 44.9052 | Nationwide Insurance Company/NWVA4 c/o IPO Portfolio Accounting P.O. Box 182029 Columbus, OH 43218-2029 |
S&P SmallCap 600® Pure Value Fund | -- | 47331.638 | 34.756 | Jefferson National Life Insurance Co./Attn: Separate Account 10350 Ormsby Park Place, Suite 600 Louisville, KY 40223 |
S&P SmallCap 600® Pure Value Fund | -- | 18961.443 | 13.9235 | Security Benefit Life Insurance Co./SBL Variable Annuity Account XIV One Security Benefit Place Topeka, KS 66636-0001 |
S&P SmallCap 600® Pure Value Fund | -- | 8736.334 | 6.4151 | FSBL Variable Account A/Attn: Denise Machell – Finance One Security Benefit Place Topeka, KS 66636-001 |
Strengthening Dollar 2x Strategy Fund | -- | 27503.75 | 40.8264 | Nationwide Insurance Company/NWVA4 c/o IPO Portfolio Accounting P.O. Box 182029 Columbus, OH 43218-2029 |
Fund | Share Class | Amount of Shares Owned | Percentage of the Class | Name and Address of Beneficial Owner |
Strengthening Dollar 2x Strategy Fund | -- | 30292.964 | 44.9667 | Jefferson National Life Insurance Co./Attn: Separate Account 10350 Ormsby Park Place, Suite 600 Louisville, KY 40223 |
Strengthening Dollar 2x Strategy Fund | -- | 9371.375 | 13.9108 | Security Benefit Life Insurance Co./SBL Variable Annuity Account XIV One Security Benefit Place Topeka, KS 66636-0001 |
Technology Fund | -- | 98838.257 | 50.3447 | Nationwide Insurance Company/NWVA4 c/o IPO Portfolio Accounting P.O. Box 182029 Columbus, OH 43218-2029 |
Technology Fund | -- | 53130.36 | 27.0627 | Jefferson National Life Insurance Co./Attn: Separate Account 10350 Ormsby Park Place, Suite 600 Louisville, KY 40223 |
Technology Fund | -- | 34279.021 | 17.4605 | Security Benefit Life Insurance Co./SBL Variable Annuity Account XIV One Security Benefit Place Topeka, KS 66636-0001 |
Telecommunications Fund | -- | 13272.904 | 27.399 | Nationwide Insurance Company/NWVA4 c/o IPO Portfolio Accounting P.O. Box 182029 Columbus, OH 43218-2029 |
Telecommunications Fund | -- | 22518.705 | 46.4849 | Jefferson National Life Insurance Co./Attn: Separate Account 10350 Ormsby Park Place, Suite 600 Louisville, KY 40223 |
Telecommunications Fund | -- | 11747.136 | 24.2494 | Security Benefit Life Insurance Co./SBL Variable Annuity Account XIV One Security Benefit Place Topeka, KS 66636-0001 |
Transportation Fund | -- | 36853.91 | 77.8802 | Nationwide Insurance Company/NWVA4 c/o IPO Portfolio Accounting P.O. Box 182029 Columbus, OH 43218-2029 |
Transportation Fund | -- | 5025.292 | 10.6195 | Jefferson National Life Insurance Co./Attn: Separate Account 10350 Ormsby Park Place, Suite 600 Louisville, KY 40223 |
Transportation Fund | -- | 4352.945 | 9.1987 | Security Benefit Life Insurance Co./SBL Variable Annuity Account XIV One Security Benefit Place Topeka, KS 66636-0001 |
Utilities Fund | -- | 180726.099 | 25.831 | Nationwide Insurance Company/NWVA4 c/o IPO Portfolio Accounting P.O. Box 182029 Columbus, OH 43218-2029 |
Fund | Share Class | Amount of Shares Owned | Percentage of the Class | Name and Address of Beneficial Owner |
Utilities Fund | -- | 335237.323 | 47.9151 | Jefferson National Life Insurance Co./Attn: Separate Account 10350 Ormsby Park Place, Suite 600 Louisville, KY 40223 |
Utilities Fund | -- | 175450.906 | 25.077 | Security Benefit Life Insurance Co./SBL Variable Annuity Account XIV One Security Benefit Place Topeka, KS 66636-0001 |
U.S. Government Money Market Fund | -- | 63781231.33 | 91.2785 | Security Benefit Life Insurance Co./SBL Variable Annuity Account XIV One Security Benefit Place Topeka, KS 66636-0001 |
Weakening Dollar 2x Strategy Fund | -- | 4282.763 | 43.2173 | Nationwide Insurance Company/NWVA4 c/o IPO Portfolio Accounting P.O. Box 182029 Columbus, OH 43218-2029 |
Weakening Dollar 2x Strategy Fund | -- | 2449.486 | 24.7177 | Jefferson National Life Insurance Co./Attn: Separate Account 10350 Ormsby Park Place, Suite 600 Louisville, KY 40223 |
Weakening Dollar 2x Strategy Fund | -- | 3177.566 | 32.0648 | Security Benefit Life Insurance Co./SBL Variable Annuity Account XIV One Security Benefit Place Topeka, KS 66636-0001 |
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